Bruce Zimmerman
CIK 1720536 · last filed 2021-03-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$670.9K
Companies
4
Total Filings
12
Lifetime Open-Market Net
$266.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OCSL | Director | 57,390 | $11.69 | $670.9K | $0 | 1 | 2021-03-23 |
| GWG Holdings, Inc. (GWGH) Delisted | Director | 0 | $2.89 | $0 | $0 | 1 | 2019-06-20 |
| Vistra Corp. (VST.WS.A) Delisted | Director | 15,374 | $0.01 | $120 | $97.7K | 3 | 2019-06-11 |
| Oaktree Specialty Lending Corp (OSLE) Delisted | Director | 37,000 | — | — | $168.3K | 3 | 2018-08-14 |
Recent Filings · Page 2 of 2
12 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-12-19 | Oaktree Specialty Lending Corp (OSLE) Delisted | Buy (P) | +10,000 | $47.4K | EDGAR |
| 2017-12-15 | — | Buy (P) | +6,000 | $50.8K |
Showing 11–12 of 12
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.