Lisa L. Kim
CIK 1738532 · Executive Vice President · last filed 2026-01-26
Lisa L. Kim is an Executive Vice President who has filed 22 SEC Form 4 insider transactions across 3 companies since 2018. The most recent filing, for EWBC, was dated Jan 26, 2026. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.08M
3
22
-$1.29M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EWBC | Executive Vice President | 14,878 | $126.76 | $1.89M | -$1.02M | 9 | 2026-01-26 |
| CATY | EVP, General Counsel | 3,253 | $60.73 | $197.6K | -$236.0K | 8 | 2020-04-03 |
| CATHAY GENERAL BANCORP (CATYW) Delisted | EVP, General Counsel | 805 | — | — | -$31.5K | 1 | 2018-08-13 |
Recent Filings
22 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-01-26 | EWBC | Mixed | +17 | -$1.3K | EDGAR |
| 2025-05-15 | EWBC | Notice (144) | −2,100 | -$199.5K | EDGAR |
| 2025-05-15 | EWBC | Sell (S) | −2,100 | -$199.6K | EDGAR |
| 2025-03-06 | EWBC | Mixed | +1,424 | -$75.9K | EDGAR |
| 2025-02-04 | EWBC | Mixed | +13 | -$1.0K | EDGAR |
| 2024-11-08 | EWBC | Sell (S) | −3,379 | -$350.0K | EDGAR |
| 2024-11-07 | EWBC | Notice (144) | −3,500 | -$360.3K | EDGAR |
| 2024-08-02 | EWBC | Notice (144) | −6,000 | -$499.0K | EDGAR |
| 2024-08-02 | EWBC | Sell (S) | −6,000 | -$472.1K | EDGAR |
| 2024-06-11 | EWBC | Notice (144) | −3,000 | -$211.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.