Lisa L. Kim
CIK 1738532 · Executive Vice President · last filed 2026-01-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$2.08M
Companies
3
Total Filings
22
Lifetime Open-Market Net
-$1.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EWBC | Executive Vice President | 14,878 | $126.76 | $1.89M | -$1.02M | 9 | 2026-01-26 |
| CATY | EVP, General Counsel | 3,253 | $60.73 | $197.6K | -$236.0K | 8 | 2020-04-03 |
| CATHAY GENERAL BANCORP (CATYW) Delisted | EVP, General Counsel | 805 | — | — | -$31.5K | 1 | 2018-08-13 |
Recent Filings · Page 2 of 3
22 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-03-06 | EWBC | Mixed | +1,487 | -$67.0K | EDGAR |
| 2024-02-13 | EWBC | Mixed | +18 | -$860 | EDGAR |
| 2023-04-06 | EWBC | Mixed | +23,386 | -$980.6K | EDGAR |
| 2020-04-03 | CATY | Mixed | +7,213 | -$82.7K | EDGAR |
| 2020-02-06 | CATY | Sell (S) | −1,360 | -$50.4K | EDGAR |
| 2019-11-07 | CATY | Sell (S) | −1,500 | -$55.7K | EDGAR |
| 2019-09-12 | CATY | Sell (S) | −3,745 | -$130.0K | EDGAR |
| 2019-07-22 | CATY | Grant (A) | — | $0 | EDGAR |
| 2019-03-13 | CATY | Mixed | +296 | -$5.7K | EDGAR |
| 2019-03-05 | CATY | Mixed | +3,915 | -$78.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.