Lisa L. Kim
CIK 1738532 · Executive Vice President · last filed 2026-01-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.17M
Companies
3
Total Filings
18
Lifetime Open-Market Net
-$1.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EWBC | Executive Vice President | 14,878 | $132.63 | $1.97M | -$1.02M | 9 | 2026-01-26 |
| CATY | EVP, General Counsel | 3,253 | $60.98 | $198.4K | -$236.0K | 8 | 2020-04-03 |
| CATHAY GENERAL BANCORP (CATYW) Delisted | EVP, General Counsel | 805 | — | — | -$31.5K | 1 | 2018-08-13 |
Recent Filings · Page 2 of 2
18 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-02-06 | CATY | Sell (S) | −1,360 | -$50.4K | EDGAR |
| 2019-11-07 | CATY | Sell (S) | −1,500 | -$55.7K | EDGAR |
| 2019-09-12 | CATY | Sell (S) | −3,745 | -$130.0K | EDGAR |
| 2019-07-22 | CATY | Grant (A) | — | $0 | EDGAR |
| 2019-03-13 | CATY | Mixed | +296 | -$5.7K | EDGAR |
| 2019-03-05 | CATY | Mixed | +3,915 | -$78.9K | EDGAR |
| 2019-01-03 | CATY | Mixed | +2,017 | -$46.8K | EDGAR |
| 2018-08-13 | CATHAY GENERAL BANCORP (CATYW) Delisted | Sell (S) | −750 | -$31.5K | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.