Dave S. Hattem

CIK 1739394 · SEVP & Chief Legal Officer · last filed 2021-03-16

Dave S. Hattem is a SEVP & Chief Legal Officer who has filed 19 SEC Form 4 insider transactions across 3 companies since 2018. The most recent filing shows the insider sold $96.8K of EQHpC on Mar 16, 2021. Across all open-market trades the lifetime net is −$434.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.70M

Companies

3

Total Filings

19

Lifetime Open-Market Net

-$434.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQHpC SEVP & Chief Legal Officer 63,254 $16.12 $1.02M -$316.3K 5 2021-03-16
EQHpA SEVP & Chief Legal Officer 45,561 $19.65 $895.3K -$118.3K 10 2020-12-03
EQH Senior EVP & GC 61,873 $45.02 $2.79M $0 4 2019-02-19

Recent Filings

19 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-03-16 EQHpC Sell (S) −3,000 -$96.8K EDGAR
2021-03-12 EQHpC Mixed −6,758 -$219.5K EDGAR
2021-03-02 EQHpC Mixed +14,792 -$771.7K EDGAR
2021-02-19 EQHpC Grant (A) +14,353 $0 EDGAR
2021-02-17 EQHpC Tax (F) −1,693 -$46.3K EDGAR
2020-12-03 EQHpA Grant (A) +158 $0 EDGAR
2020-11-09 EQHpA Sell (S) −7,000 -$159.3K EDGAR
2020-08-19 EQHpA Grant (A) +197 $0 EDGAR
2020-06-10 EQHpA Grant (A) +185 $0 EDGAR
2020-05-11 EQHpA Tax (F) −5,175 -$92.4K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.