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Dave S. Hattem

CIK 1739394 · SEVP & Chief Legal Officer · last filed 2021-03-16

Dave S. Hattem is a SEVP & Chief Legal Officer who has filed 19 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing shows the insider sold $96.8K of EQH on Mar 16, 2021. Across all open-market trades the lifetime net is −$434.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.24M

Companies

1

Total Filings

19

Lifetime Open-Market Net

-$434.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQH SEVP & Chief Legal Officer 63,254 $51.30 $3.24M -$434.7K 19 2021-03-16

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-16 EQH Sell (S) −3,000 -$96.8K EDGAR
2021-03-12 EQH Mixed −6,758 -$219.5K EDGAR
2021-03-02 EQH Mixed +14,792 -$771.7K EDGAR
2021-02-19 EQH Grant (A) +14,353 $0 EDGAR
2021-02-17 EQH Tax (F) −1,693 -$46.3K EDGAR
2020-12-03 EQH Grant (A) +158 $0 EDGAR
2020-11-09 EQH Sell (S) −7,000 -$159.3K EDGAR
2020-08-19 EQH Grant (A) +197 $0 EDGAR
2020-06-10 EQH Grant (A) +185 $0 EDGAR
2020-05-11 EQH Tax (F) −5,175 -$92.4K EDGAR
Showing 1–10 of 19
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.