Dave S. Hattem

CIK 1739394 · SEVP & Chief Legal Officer · last filed 2021-03-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$4.71M

Companies

3

Total Filings

19

Lifetime Open-Market Net

-$434.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
EQHpC	SEVP & Chief Legal Officer	63,254	$16.27	$1.03M	-$316.3K	5	2021-03-16
EQHpA	SEVP & Chief Legal Officer	45,561	$19.63	$894.4K	-$118.3K	10	2020-12-03
EQH	Senior EVP & GC	61,873	$45.02	$2.79M	$0	4	2019-02-19

Recent Filings · Page 2 of 2

19 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-03-18	EQHpA	Grant (A)	+379	$0	EDGAR
2020-03-12	EQHpA	Buy (P)	+3,000	$40.9K	EDGAR
2020-03-03	EQHpA	Tax (F)	−2,032	-$43.5K	EDGAR
2020-02-28	EQHpA	Grant (A)	+10,786	$0	EDGAR
2020-02-19	EQHpA	Tax (F)	−1,786	-$48.0K	EDGAR
2019-02-19	EQH	Grant (A)	+13,341	$0	EDGAR
2018-06-13	EQH	Grant (A)	—	$0	EDGAR
2018-05-18	EQH	Grant (A)	+11,532	$0	EDGAR
2018-05-11	EQH	Grant (A)	+37,000	$0	EDGAR

Showing 11–19 of 19

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.