Thomas Matthew Buffington
CIK 1764108 · last filed 2020-01-30
Thomas Matthew Buffington is a corporate insider who has filed 8 SEC Form 4 insider transactions across 8 companies since 2020. The most recent filing shows the insider sold $924.0K of PML on Jan 30, 2020. Across all open-market trades the lifetime net is −$3.2M, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PML price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PML | Director | 0 | $6.80 | $0 | -$924.0K | 1 | 2020-01-30 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | Director | 0 | $6.80 | $0 | -$220.0K | 1 | 2020-01-30 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Director | 0 | $6.68 | $0 | -$550.0K | 1 | 2020-01-30 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted | Director | 0 | $6.10 | $0 | -$308.0K | 1 | 2020-01-30 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | Director | 0 | $7.76 | $0 | -$902.0K | 1 | 2020-01-30 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | Director | 0 | $5.27 | $0 | -$44.0K | 1 | 2020-01-30 |
| PNI | Director | 0 | $6.34 | $0 | -$176.0K | 1 | 2020-01-30 |
| PCQ | Director | 0 | $7.91 | $0 | -$110.0K | 1 | 2020-01-30 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-01-30 | PML | Sell (S) | −42 | -$924.0K | EDGAR |
| 2020-01-30 | PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | Sell (S) | −10 | -$220.0K | EDGAR |
| 2020-01-30 | PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Sell (S) | −25 | -$550.0K | EDGAR |
| 2020-01-30 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted | Sell (S) | −14 | -$308.0K | EDGAR |
| 2020-01-30 | PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | Sell (S) | −41 | -$902.0K | EDGAR |
| 2020-01-30 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | Sell (S) | −2 | -$44.0K | EDGAR |
| 2020-01-30 | PNI | Sell (S) | −8 | -$176.0K | EDGAR |
| 2020-01-30 | PCQ | Sell (S) | −5 | -$110.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.