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THOMAS MATTHEW BUFFINGTON

CIK 1764108 · last filed 2020-01-30

THOMAS MATTHEW BUFFINGTON is a corporate insider who has filed 8 SEC Form 4 insider transactions across 8 companies since 2020. The most recent filing shows the insider sold $924.0K of PML on Jan 30, 2020. Across all open-market trades the lifetime net is −$3.2M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

8

Total Filings

8

Lifetime Open-Market Net

-$3.23M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PML Director 0 $7.28 $0 -$924.0K 1 2020-01-30
PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted Director 0 $6.80 $0 -$220.0K 1 2020-01-30
PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Director 0 $6.68 $0 -$550.0K 1 2020-01-30
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted Director 0 $6.10 $0 -$308.0K 1 2020-01-30
PIMCO MUNICIPAL INCOME FUND (PMF) Delisted Director 0 $7.76 $0 -$902.0K 1 2020-01-30
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Director 0 $5.27 $0 -$44.0K 1 2020-01-30
PNI Director 0 $6.89 $0 -$176.0K 1 2020-01-30
PCQ Director 0 $8.58 $0 -$110.0K 1 2020-01-30

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-01-30 PML Sell (S) −42 -$924.0K EDGAR
2020-01-30 PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted Sell (S) −10 -$220.0K EDGAR
2020-01-30 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Sell (S) −25 -$550.0K EDGAR
2020-01-30 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted Sell (S) −14 -$308.0K EDGAR
2020-01-30 PIMCO MUNICIPAL INCOME FUND (PMF) Delisted Sell (S) −41 -$902.0K EDGAR
2020-01-30 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Sell (S) −2 -$44.0K EDGAR
2020-01-30 PNI Sell (S) −8 -$176.0K EDGAR
2020-01-30 PCQ Sell (S) −5 -$110.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.