Doug Ulman
CIK 1827699 · last filed 2026-06-04
Doug Ulman is a corporate insider who has filed 17 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for ROOT, was dated Jun 4, 2026. Across all open-market trades the lifetime net is −$1.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.7M across reported positions. 3 Form 144 notices of planned sales are also on file; the latest, for ROOT on Mar 9, 2026, lists the filer as a director.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ROOT price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
80 E RICH STREET, SUITE 500
COLUMBUS, OH 43215
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ROOT | Director | 37,807 | $43.87 | $1.66M | -$1.50M | 14 | 2026-06-04 |
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| ROOT | Direct | 3,983 | 10.5% | 2026-06-04 |
| Douglas E See Footnote |
33,824 | 89.5% | 2026-06-04 | |
| Total | 37,807 |
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-04 | ROOT | Grant (A) | +2,864 | $0 | EDGAR |
| 2026-03-11 | ROOT | Mixed | +19,727 | -$614.9K | EDGAR |
| 2026-03-09 | ROOT | Notice (144) Director · Planned Mar 9, 2026 Sold: Form 4 filed Mar 11, 2026 |
−13,152 | -$593.3K | EDGAR |
| 2025-12-02 | ROOT | Gift (G) | −2,505 | $0 | EDGAR |
| 2025-06-06 | ROOT | Grant (A) | +1,119 | $0 | EDGAR |
| 2025-03-26 | ROOT | Mixed | — | -$350.0K | EDGAR |
| 2025-03-24 | ROOT | Notice (144) Director · Planned Mar 24, 2025 · 10b5-1 plan Sold: Form 4 filed Mar 26, 2025 |
−2,000 | -$350.0K | EDGAR |
| 2025-03-17 | ROOT | Mixed | — | -$554.1K | EDGAR |
| 2025-03-13 | ROOT | Notice (144) Director · Planned Mar 13, 2025 · 10b5-1 plan Sold: Form 4 filed Mar 17, 2025 |
−4,000 | -$554.1K | EDGAR |
| 2024-12-16 | ROOT | Gift (G) | −1,250 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).