Dave Girouard

CIK 1832805 · Chief Executive Officer · last filed 2026-05-08

Dave Girouard is a Chief Executive Officer who has filed 58 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing shows the insider exercised options covering $693.1K of UPST on May 8, 2026. Across all open-market trades the lifetime net is −$251.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$13.36M

Companies

Total Filings

Lifetime Open-Market Net

-$251.06M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

UPST price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

C/O UPSTART HOLDINGS, INC.
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO, CA 94403

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
UPST	Chief Executive Officer	599,115	$22.30	$13.36M	-$251.06M	40	2026-05-08

Recent Filings

58 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-05-08	UPST	Exer (M)	+835,075	$693.1K	EDGAR
2026-05-08	UPST	Buy (P)	+170,240	$5.00M	EDGAR
2025-09-17	UPST	Mixed	—	-$2.67M	EDGAR
2025-09-15	UPST	Notice (144)	−41,667	-$2.71M	EDGAR
2025-08-19	UPST	Mixed	—	-$2.60M	EDGAR
2025-08-15	UPST	Notice (144)	−41,667	-$2.64M	EDGAR
2025-07-17	UPST	Mixed	—	-$3.09M	EDGAR
2025-07-15	UPST	Notice (144)	−41,667	-$3.13M	EDGAR
2025-06-24	UPST	Mixed	—	-$2.47M	EDGAR
2025-06-20	UPST	Notice (144)	−41,667	-$2.50M	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.