Paul Gu
CIK 1832812 · Chief Executive Officer · last filed 2026-05-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$30.69M
Companies
1
Total Filings
107
Lifetime Open-Market Net
-$188.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPST | Chief Executive Officer | 1,147,546 | $26.74 | $30.69M | -$188.45M | 68 | 2026-05-14 |
Recent Filings · Page 3 of 11
107 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-12-04 | UPST | Mixed | — | -$5.98M | EDGAR |
| 2024-12-02 | UPST | Notice (144) | −87,600 | -$6.08M | EDGAR |
| 2024-11-27 | UPST | Mixed | — | -$4.40M | EDGAR |
| 2024-11-25 | UPST | Notice (144) | −58,786 | -$4.46M | EDGAR |
| 2024-11-22 | UPST | Mixed | −15,500 | -$2.65M | EDGAR |
| 2024-11-21 | UPST | Notice (144) | −21,214 | -$1.59M | EDGAR |
| 2024-11-20 | UPST | Notice (144) | −15,500 | -$1.08M | EDGAR |
| 2024-11-19 | UPST | Mixed | — | -$4.25M | EDGAR |
| 2024-11-15 | UPST | Notice (144) | −65,000 | -$4.33M | EDGAR |
| 2024-10-15 | UPST | Notice (144) | −20,000 | -$1.01M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.