Paul Gu
CIK 1832812 · Chief Executive Officer · last filed 2026-05-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$30.83M
Companies
1
Total Filings
107
Lifetime Open-Market Net
-$188.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPST | Chief Executive Officer | 1,147,546 | $26.87 | $30.83M | -$188.45M | 68 | 2026-05-14 |
Recent Filings · Page 7 of 11
107 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-02-20 | UPST | Mixed | — | -$777.0K | EDGAR |
| 2024-02-15 | UPST | Notice (144) | −30,000 | -$795.0K | EDGAR |
| 2024-01-04 | UPST | Mixed | — | -$2.33M | EDGAR |
| 2024-01-02 | UPST | Notice (144) | −60,000 | -$2.36M | EDGAR |
| 2023-12-15 | UPST | Mixed | — | -$396.0K | EDGAR |
| 2023-12-13 | UPST | Notice (144) | −10,000 | -$400.3K | EDGAR |
| 2023-12-08 | UPST | Mixed | — | -$346.1K | EDGAR |
| 2023-12-06 | UPST | Notice (144) | −10,000 | -$350.4K | EDGAR |
| 2023-12-05 | UPST | Mixed | — | -$1.07M | EDGAR |
| 2023-12-01 | UPST | Notice (144) | −40,000 | -$1.09M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.