Dawn M. Brockman

CIK 1937010 · SVP AND CONTROLLER · last filed 2026-08-12

Dawn M. Brockman is a SVP AND CONTROLLER who has filed 25 SEC Form 4 insider transactions across 1 company since 2022. The most recent filing shows the insider sold $263.8K of AMP on Aug 12, 2026. Across all open-market trades the lifetime net is −$684.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $466.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$466.6K

Companies

1

Total Filings

25

Lifetime Open-Market Net

-$684.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AMP	SVP AND CONTROLLER	859	$542.64	$466.6K	-$684.5K	22	2026-08-12

Recent Filings

25 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-08-12	AMP	Sell (S)	−472	-$263.8K	EDGAR
2026-08-10	AMP	Notice (144)	−472	-$263.8K	EDGAR
2026-07-13	AMP	Mixed	+17	-$4.5K	EDGAR
2026-02-10	AMP	Grant (A)	—	$0	EDGAR
2026-02-03	AMP	Mixed	+157	-$10.5K	EDGAR
2026-01-28	AMP	Tax (F)	−44	-$22.0K	EDGAR
2025-07-14	AMP	Mixed	+16	-$5.3K	EDGAR
2025-02-11	AMP	Grant (A)	—	$0	EDGAR
2025-02-04	AMP	Grant (A)	+159	$0	EDGAR
2025-01-30	AMP	Tax (F)	−22	-$12.6K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.