STEVEN MINTZ

CIK 2008741 · last filed 2024-09-16

STEVEN MINTZ is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2024. The most recent filing, for ALP, was dated Sep 23, 2024. Across all open-market trades the lifetime net is +$289.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $30.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$30.6K

Companies

1

Total Filings

6

Lifetime Open-Market Net

$289.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SER Director 14,907 $2.05 $30.6K $289.5K 5 2024-09-16

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-09-23 ALP Notice (144) −6,545 -$104.5K EDGAR
2024-09-16 SER Buy (P) +6,000 $38.8K EDGAR
2024-08-19 SER Buy (P) +8,943 $58.9K EDGAR
2024-06-27 SER Buy (P) +7,600 $70.9K EDGAR
2024-05-23 SER Buy (P) +12,380 $120.8K EDGAR
2024-04-03 SER Grant (A) $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.