Home

COWEN AND COMPANY, LLC

CIK 48966 · last filed 2024-06-24

COWEN AND COMPANY, LLC is a corporate insider who has filed 3 SEC Form 4 insider transactions across 3 companies since 2023. The most recent filing shows the insider bought $147.0K of CNGLW on Jun 24, 2024. Across all open-market trades the lifetime net is −$5.8M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 16 SEC filings were submitted jointly with COWEN INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

3

Total Filings

3

Lifetime Open-Market Net

-$5.84M

Filer Profile

Reported Address
599 LEXINGTON AVENUE
20TH FLOOR
NEW YORK, NY 10022
Phone
(212) 827-6971
State of Incorporation
DE
Formerly Known As
SG COWEN & CO., LLC (2005–2005)
SG COWEN SECURITIES CORPORATION (2002–2004)
Related Filers
COWEN INC. — 16 joint filings, latest 2024-06-24
Cowen Holdings, Inc. — 16 joint filings, latest 2024-06-24
RCG LV Pearl LLC — 16 joint filings, latest 2024-06-24
Cowen Overseas Investment LP — 4 joint filings, latest 2024-03-15
Star Holdings — 4 joint filings, latest 2024-03-15
JEFFREY M SOLOMON — 2 joint filings, latest 2019-10-17
Workhorse Group Inc. — 2 joint filings, latest 2024-11-13
Ares Management Corp — 1 joint filings, latest 2023-07-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Canna-Global Acquisition Corp (CNGLW) Delisted 10%+ Owner 5,148 $0.01 $54 $147.0K 1 2024-06-24
Currenc Group Inc. (IFIN.U) Delisted 10%+ Owner 274,304 $9.00 $2.47M -$5.99M 1 2024-02-23
Fusion Acquisition Corp. II (FSNB.U) Delisted 10%+ Owner 0 $10.50 $0 $0 1 2023-09-06

Recent Filings

3 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-06-24 Canna-Global Acquisition Corp (CNGLW) Delisted Buy (P) +14,000 $147.0K EDGAR
2024-02-23 Currenc Group Inc. (IFIN.U) Delisted Sell (S) −527,870 -$5.99M EDGAR
2023-09-06 Fusion Acquisition Corp. II (FSNB.U) Delisted Other (J) −2,343,240 -$24.44M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.