Home

Life Assurance Co of Canada (U.S.) Sun

CIK 745544 · last filed 2013-11-21

Life Assurance Co of Canada (U.S.) Sun is a corporate insider who has filed 4 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing shows the insider sold $84.8M of NRO on Nov 21, 2013. Across all open-market trades the lifetime net is −$2.16T, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.6K across reported positions. 62 SEC filings were submitted jointly with LIFE INSURANCE & ANNUITY CO OF NEW YORK SUN.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$4.6K

Companies

3

Total Filings

4

Lifetime Open-Market Net

-$2160.00B

Filer Profile

Reported Address
1601 TRAPELO ROAD
SUITE 30
WALTHAM, MA 02451
Phone
(781) 790-8774
State of Incorporation
DE
Formerly Known As
Sun Life Assurance Co of Canada (U.S.) (2011–2013)
SUN LIFE ASSURANCE CO OF CANADA US (1995–2011)
Related Filers
LIFE INSURANCE & ANNUITY CO OF NEW YORK SUN — 62 joint filings, latest 2013-12-04
SUN LIFE FINANCIAL INC — 3 joint filings, latest 2012-09-27
Life Assurance Co of Canada Sun — 1 joint filings, latest 2011-03-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NRO 1,600 $2.86 $4.6K -$84.80M 1 2013-11-21
Tortoise Midstream Energy Fund, Inc. (NTG) Delisted 0 $53.36 $0 -$2159.92B 1 2013-11-18
Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted 40,000 $6.71 $268.6K $0 2 2013-11-18

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-11-21 NRO Sell (S) −160 -$84.80M EDGAR
2013-11-18 Tortoise Midstream Energy Fund, Inc. (NTG) Delisted Sell (S) −4,000,000 -$2159.92B EDGAR
2013-11-18 Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted Other (J) — $0 EDGAR
2013-11-18 Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted Other (J) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.