SUN LIFE FINANCIAL INC

CIK 1097362 · last filed 2025-08-12

SUN LIFE FINANCIAL INC is a corporate insider who has filed 12 SEC Form 4 insider transactions across 5 companies since 2013. Across all open-market trades the lifetime net is +$32.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $38.2M across reported positions. The firm reports its address in Toronto. 30 SEC filings were submitted jointly with Life Assurance Co of Canada Sun.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.15M

Companies

5

Total Filings

12

Lifetime Open-Market Net

$32.00M

Filer Profile

Reported Address
SUN LIFE ASSURANCE CO OF CANADA
ONE YORK STREET
TORONTO M5J 0B6
Phone
(416) 979-4800
State of Incorporation
Canada (Federal Level)
Formerly Known As
SUN LIFE FINANCIAL SERVICES INC (2003–2003)
SUN LIFE FINANCIAL SERVICES OF CANADA INC (2000–2003)
Related Filers
Life Assurance Co of Canada Sun — 30 joint filings, latest 2025-08-12
BK Canada Holdings Inc. — 5 joint filings, latest 2025-08-12
WESTLEY V THOMPSON — 4 joint filings, latest 2014-03-04
Angel Oak Financial Strategies Income Term Trust — 2 joint filings, latest 2021-07-19
BlackRock Inc. — 1 joint filings, latest 2024-02-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARDC 10%+ Owner 1,120,000 $12.30 $13.78M $32.00M 1 2021-09-17
KYN 10%+ Owner 1,645,902 $14.81 $24.38M $0 2 2020-07-23
NRO 10%+ Owner 0 $2.86 $0 $0 2 2017-06-06
Kayne Anderson Energy Total Return Fund, Inc. (KYE) Delisted 10%+ Owner 266,666 $0 1 2016-02-16
Tortoise Midstream Energy Fund, Inc. (NTG) Delisted 10%+ Owner 1,300,000 $53.36 $69.37M $0 2 2013-11-27

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-08-12 Other (J) −18,698,892 -$503.37M
2025-02-14 Buy (P) +3,780,716 $100.00M
2025-02-14 Buy (P) +3,921,568 $100.00M
2021-10-04 Buy (P) +1,760,000 $44.00M
2021-09-17 ARDC Buy (P) +1,280,000 $32.00M EDGAR
2020-07-23 KYN Other (J) −868,195 -$4802.28B EDGAR
2017-06-06 NRO Other (J) −400 -$50.0K EDGAR
2017-02-17 KYN Other (J) −1,200,000 -$30.32M EDGAR
2016-02-16 Kayne Anderson Energy Total Return Fund, Inc. (KYE) Delisted Other (J) −666,668 -$17.00M EDGAR
2013-11-27 Tortoise Midstream Energy Fund, Inc. (NTG) Delisted Other (J) −18,000,000 $2159.92B EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.