SUN LIFE FINANCIAL INC
CIK 1097362 · last filed 2025-08-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$38.15M
Companies
5
Total Filings
12
Lifetime Open-Market Net
$32.00M
Filer Profile
Reported Address
SUN LIFE ASSURANCE CO OF CANADAONE YORK STREET
TORONTO M5J 0B6
Phone
(416) 979-4800
State of Incorporation
Canada (Federal Level)
Formerly Known As
SUN LIFE FINANCIAL SERVICES INC (2003–2003)
SUN LIFE FINANCIAL SERVICES OF CANADA INC (2000–2003)
Related Filers
Life Assurance Co of Canada Sun — 30 joint filings, latest 2025-08-12
BK Canada Holdings Inc. — 5 joint filings, latest 2025-08-12
WESTLEY V THOMPSON — 4 joint filings, latest 2014-03-04
Angel Oak Financial Strategies Income Term Trust — 2 joint filings, latest 2021-07-19
BlackRock Inc. — 1 joint filings, latest 2024-02-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARDC | 10%+ Owner | 1,120,000 | $12.30 | $13.78M | $32.00M | 1 | 2021-09-17 |
| KYN | 10%+ Owner | 1,645,902 | $14.81 | $24.38M | $0 | 2 | 2020-07-23 |
| NRO | 10%+ Owner | 0 | $2.86 | $0 | $0 | 2 | 2017-06-06 |
| Kayne Anderson Energy Total Return Fund, Inc. (KYE) Delisted | 10%+ Owner | 266,666 | — | — | $0 | 1 | 2016-02-16 |
| Tortoise Midstream Energy Fund, Inc. (NTG) Delisted | 10%+ Owner | 1,300,000 | $53.36 | $69.37M | $0 | 2 | 2013-11-27 |
Recent Filings · Page 2 of 2
12 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-11-21 | Tortoise Midstream Energy Fund, Inc. (NTG) Delisted | Other (J) | +1,000,000 | $1079.96B | EDGAR |
| 2013-11-21 | NRO | Mixed | −760 | $42.40M | EDGAR |
Showing 11–12 of 12
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.