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TOCQUEVILLE ASSET MANAGEMENT L.P.

CIK 883961 · last filed 2018-06-29

TOCQUEVILLE ASSET MANAGEMENT L.P. is a corporate insider who has filed 37 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing, for INUV, was dated Jun 29, 2018. Across all open-market trades the lifetime net is +$465.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $27.9K across reported positions. The firm reports its address in New York, NY. 4 SEC filings were submitted jointly with SYMYX TECHNOLOGIES INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$27.9K

Companies

2

Total Filings

37

Lifetime Open-Market Net

$465.3K

Filer Profile

Reported Address
40 WEST 57TH STREET
19TH FLOOR
NEW YORK, NY 10019
Phone
(212) 698-0800
State of Incorporation
DE
Formerly Known As
TOCQUEVILLE ASSET MANAGEMENT LP (1999–2011)
Related Filers
SYMYX TECHNOLOGIES INC — 4 joint filings, latest 2010-01-28
Forest Investments, Inc. — 2 joint filings, latest 2012-01-30
GSI GROUP INC — 2 joint filings, latest 2009-02-06
ONVIA INC — 2 joint filings, latest 2018-01-30
AI Day1 LLC — same reported address
AI Droplet Subsidiary LLC — same reported address
BRIDGEHAMPTON MONUMENT FUND LLC — same reported address
DiamondPeak Sponsor LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
INUV Director 45,151 $0.62 $27.9K $295.2K 13 2018-06-29
XERIUM TECHNOLOGIES INC (XRM) Delisted 10%+ Owner 1,463,508 — — $170.1K 24 2015-12-29

Recent Filings

37 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-06-29 INUV Other (J) −2,179,029 -$1.57M EDGAR
2018-04-06 INUV Other (J) +46,512 $42.8K EDGAR
2018-02-02 INUV Other (J) +111,468 $92.5K EDGAR
2017-06-14 INUV Buy (P) +15,000 $16.3K EDGAR
2017-05-17 INUV Other (J) −15,790 -$18.8K EDGAR
2016-12-13 INUV Other (J) −14,989 -$21.6K EDGAR
2016-11-04 INUV Buy (P) +10,000 $11.0K EDGAR
2016-10-18 INUV Other (J) +4,667 $5.5K EDGAR
2016-06-06 INUV Other (J) +107,299 $185.3K EDGAR
2016-05-19 INUV Other (J) −8,824 -$16.1K EDGAR
Showing 1–10 of 37
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.