BARINGS LLC
CIK 9015 · last filed 2019-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$114.46M
Companies
2
Total Filings
120
Lifetime Open-Market Net
$54.53M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 12
120 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-11 | BBDC | Buy (P) | +42,900 | $414.2K | EDGAR |
| 2019-01-11 | BBDC | Buy (P) | +24,326 | $235.9K | EDGAR |
| 2019-01-09 | BBDC | Buy (P) | +50,990 | $490.0K | EDGAR |
| 2019-01-09 | BBDC | Buy (P) | +53,800 | $523.5K | EDGAR |
| 2019-01-09 | BBDC | Buy (P) | +53,800 | $523.5K | EDGAR |
| 2019-01-07 | BBDC | Buy (P) | +73,000 | $713.2K | EDGAR |
| 2019-01-04 | BBDC | Buy (P) | +73,400 | $694.9K | EDGAR |
| 2019-01-03 | BBDC | Buy (P) | +43,315 | $403.6K | EDGAR |
| 2019-01-02 | BBDC | Buy (P) | +48,461 | $446.2K | EDGAR |
| 2018-12-31 | BBDC | Buy (P) | +73,400 | $663.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.