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FPA FUNDS TRUST

CIK 924727 · last filed 2018-11-08

FPA FUNDS TRUST is a corporate insider who has filed 2 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider sold $78.2M of ESL on Nov 8, 2018. Across all open-market trades the lifetime net is −$114.9M, making them a net seller over the disclosed history. The firm reports its address in Milwaukee, WI. 16 SEC filings were submitted jointly with First Pacific Advisors, LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

2

Lifetime Open-Market Net

-$114.91M

Filer Profile

Reported Address
235 W. GALENA STREET
MILWAUKEE, WI 53212
Phone
(626) 385-5777
State of Incorporation
DE
Formerly Known As
FPA FUNDS TRUST (2002–2023)
UAM FUNDS TRUST (1995–2002)
REGIS FUND II (1995–1995)
Related Filers
First Pacific Advisors, LP — 16 joint filings, latest 2019-03-04
J RICHARD ATWOOD — 10 joint filings, latest 2019-01-03
Mark Landecker — 10 joint filings, latest 2019-01-03
STEVEN T ROMICK — 10 joint filings, latest 2019-01-03
Brian A. Selmo — 10 joint filings, latest 2019-01-03
FPA Value Partners Fund — 8 joint filings, latest 2019-03-04
FPA Global Opportunity Fund — 7 joint filings, latest 2019-03-04
FPA SELECT DRAWDOWN FUND, L.P. — 7 joint filings, latest 2019-03-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ESTERLINE TECHNOLOGIES CORP (ESL) Delisted 10%+ Owner 25,431 — — -$114.91M 2 2018-11-08

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-11-08 ESTERLINE TECHNOLOGIES CORP (ESL) Delisted Sell (S) −665,610 -$78.22M EDGAR
2017-11-02 ESTERLINE TECHNOLOGIES CORP (ESL) Delisted Sell (S) −385,800 -$36.69M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.