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STEVEN T ROMICK

CIK 1186259 · VP & Portfolio Manager · last filed 2020-09-28

STEVEN T ROMICK is a VP & Portfolio Manager who has filed 15 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing shows the insider bought $72.5K of SOR on Sep 28, 2020. Across all open-market trades the lifetime net is −$86.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.30M

Companies

2

Total Filings

15

Lifetime Open-Market Net

-$86.59M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SOR VP & Portfolio Manager 29,076 $44.65 $1.30M $961.1K 10 2020-09-28
ESTERLINE TECHNOLOGIES CORP (ESL) Delisted 10%+ Owner 41,644 — — -$87.55M 5 2018-07-03

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-09-28 SOR Buy (P) +2,000 $72.5K EDGAR
2020-09-24 SOR Buy (P) +225 $8.2K EDGAR
2020-09-23 SOR Buy (P) +1,292 $47.0K EDGAR
2020-09-22 SOR Buy (P) +2,000 $73.9K EDGAR
2020-09-21 SOR Buy (P) +809 $29.9K EDGAR
2020-03-26 SOR Buy (P) +1,750 $50.0K EDGAR
2020-03-18 SOR Buy (P) +5,686 $164.3K EDGAR
2020-03-17 SOR Buy (P) +7,114 $220.7K EDGAR
2019-10-11 SOR Buy (P) +6,535 $234.7K EDGAR
2019-10-09 SOR Buy (P) +1,665 $59.9K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.