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STEVEN T ROMICK

CIK 1186259 · VP & Portfolio Manager · last filed 2020-09-28

STEVEN T ROMICK is a VP & Portfolio Manager who has filed 15 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing shows the insider bought $72.5K of SOR on Sep 28, 2020. Across all open-market trades the lifetime net is −$86.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions. 37 SEC filings were submitted jointly with J RICHARD ATWOOD.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.35M

Companies

2

Total Filings

15

Lifetime Open-Market Net

-$86.59M

Filer Profile

Reported Address
11400 W OLYMPIC BLVD
STE 1200
LOS ANGELES, CA 90064
Related Filers
J RICHARD ATWOOD — 37 joint filings, latest 2019-03-04
Brian A. Selmo — 37 joint filings, latest 2019-03-04
Mark Landecker — 35 joint filings, latest 2019-03-04
First Pacific Advisors, LP — 31 joint filings, latest 2019-01-03
FPA HAWKEYE FUND — 14 joint filings, latest 2018-10-25
FPA Hawkeye-7 Fund — 13 joint filings, latest 2018-10-25
FPA FUNDS TRUST — 10 joint filings, latest 2019-01-03
FPA SELECT DRAWDOWN FUND, L.P. — 9 joint filings, latest 2018-10-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SOR VP & Portfolio Manager 29,076 $46.47 $1.35M $961.1K 10 2020-09-28
ESTERLINE TECHNOLOGIES CORP (ESL) Delisted 10%+ Owner 41,644 — — -$87.55M 5 2018-07-03

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-09-28 SOR Buy (P) +2,000 $72.5K EDGAR
2020-09-24 SOR Buy (P) +225 $8.2K EDGAR
2020-09-23 SOR Buy (P) +1,292 $47.0K EDGAR
2020-09-22 SOR Buy (P) +2,000 $73.9K EDGAR
2020-09-21 SOR Buy (P) +809 $29.9K EDGAR
2020-03-26 SOR Buy (P) +1,750 $50.0K EDGAR
2020-03-18 SOR Buy (P) +5,686 $164.3K EDGAR
2020-03-17 SOR Buy (P) +7,114 $220.7K EDGAR
2019-10-11 SOR Buy (P) +6,535 $234.7K EDGAR
2019-10-09 SOR Buy (P) +1,665 $59.9K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.