STEVEN T ROMICK
CIK 1186259 · VP & Portfolio Manager · last filed 2020-09-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.30M
Companies
2
Total Filings
15
Lifetime Open-Market Net
-$86.59M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SOR | VP & Portfolio Manager | 29,076 | $44.65 | $1.30M | $961.1K | 10 | 2020-09-28 |
| ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | 10%+ Owner | 41,644 | — | — | -$87.55M | 5 | 2018-07-03 |
Recent Filings · Page 2 of 2
15 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-07-03 | ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | Sell (S) | −12,000 | -$878.4K | EDGAR |
| 2018-01-03 | ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | Sell (S) | −42,000 | -$3.18M | EDGAR |
| 2017-11-06 | ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | Sell (S) | −695,916 | -$66.28M | EDGAR |
| 2017-10-30 | ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | Sell (S) | −124,620 | -$11.97M | EDGAR |
| 2017-06-26 | ESTERLINE TECHNOLOGIES CORP (ESL) Delisted | Sell (S) | −54,390 | -$5.25M | EDGAR |
Showing 11–15 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.