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CIK 949197 · last filed 2025-12-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$37.05M

Companies

7

Total Filings

89

Lifetime Open-Market Net

-$141.95M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
USCB Director 1,895,286 $19.55 $37.05M -$12.18M 2 2025-12-11
BANC OF CALIFORNIA, INC. (BANCpE) Delisted Director 1,340,190 $25.00 $33.50M -$9.99M 10 2021-10-19
LIMESTONE BANCORP, INC. (LMST) Delisted Director 391,086 $23.42 $9.16M $1.47M 1 2018-12-21
Guaranty Bancorp (GBNK) Delisted Director 94,438 -$59.45M 36 2018-12-06
LIMESTONE BANCORP, INC. (PBIB) Delisted Director 279,592 $3.92M 13 2018-06-05
HERITAGE COMMERCE CORP (HTBK) Delisted Director 545 $13.45 $7.3K -$57.63M 21 2016-12-05
SQUARE 1 FINANCIAL INC (SQBK) Delisted Director 0 -$8.10M 4 2015-10-08

Recent Filings · Page 5 of 9

89 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-09-07 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −7,701 -$88.6K EDGAR
2016-09-06 Guaranty Bancorp (GBNK) Delisted Sell (S) −57,627 -$1.04M EDGAR
2016-09-06 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −21,138 -$243.1K EDGAR
2016-09-02 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −38,705 -$445.2K EDGAR
2016-09-01 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −31,386 -$361.1K EDGAR
2016-08-31 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −100,000 -$1.16M EDGAR
2016-08-26 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −80,000 -$948.8K EDGAR
2016-08-23 HERITAGE COMMERCE CORP (HTBK) Delisted Sell (S) −20,000 -$230.4K EDGAR
2016-06-02 LIMESTONE BANCORP, INC. (PBIB) Delisted Grant (A) +13,736 $0 EDGAR
2016-05-05 HERITAGE COMMERCE CORP (HTBK) Delisted Grant (A) +1,934 $0 EDGAR
Showing 4150 of 89
Page 5 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.