AMTD (AMTD IDEA Group American Depositary Shares, each representing six (6) Class A Ordinary Shares)
Insider Trading Activity
Every open-market purchase and sale reported by AMTD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2020-10-02 | Thomas A. Nally | EVP, Institutional Services | A | — | — |
| 2020-10-02 | STEPHEN J BOYLE | Interim President and CEO | A | — | — |
| 2020-10-02 | Steven M. Quirk | EVP, Trader Group | A | — | — |
| 2020-10-02 | PETER J DESILVA | EVP, Retail Distribution | A | — | — |
| 2020-10-02 | Jon C. Peterson | Interim CFO | A | — | — |
| 2020-09-22 | PETER J DESILVA | EVP, Retail Distribution | F | — | — |
| 2020-08-25 | JOSEPH H MOGLIA | Director | A | — | — |
| 2020-08-25 | ALLAN R TESSLER | Director | A | — | — |
| 2020-08-25 | LORENZO A BETTINO | Director | A | — | — |
| 2020-08-25 | MARK L MITCHELL | Director | MIXED | — | — |
| 2020-08-25 | Brian M Levitt | Director | A | — | — |
| 2020-08-25 | Thomas A. Nally | EVP, Institutional Services | A | — | — |
| 2020-08-25 | Steven M. Quirk | EVP, Trader Group | A | — | — |
| 2020-08-25 | V ANN HAILEY | Director | A | — | — |
| 2020-08-25 | STEPHEN J BOYLE | Interim President and CEO | A | — | — |
| 2020-08-25 | Jon C. Peterson | Interim CFO | A | — | — |
| 2020-08-25 | IRENE R MILLER | Director | A | — | — |
| 2020-08-25 | Karen E. Maidment | Director | A | — | — |
| 2020-08-25 | PETER J DESILVA | EVP, Retail Distribution | A | — | — |
| 2020-08-25 | Todd M Ricketts | Director | A | — | — |
| 2020-08-25 | WILBUR J PREZZANO | Director | A | — | — |
| 2020-06-11 | JOSEPH H MOGLIA | Director | Sell | — | — |
| 2020-05-22 | MARK L MITCHELL | Director | A | — | — |
| 2020-05-22 | ALLAN R TESSLER | Director | A | — | — |
| 2020-05-22 | V ANN HAILEY | Director | A | — | — |
| 2020-05-22 | Thomas A. Nally | EVP, Institutional Services | A | — | — |
| 2020-05-22 | Brian M Levitt | Director | A | — | — |
| 2020-05-22 | WILBUR J PREZZANO | Director | A | — | — |
| 2020-05-22 | IRENE R MILLER | Director | A | — | — |
| 2020-05-22 | PETER J DESILVA | EVP, Retail Distribution | A | — | — |
| 2020-05-22 | Karen E. Maidment | Director | A | — | — |
| 2020-05-22 | Jon C. Peterson | Interim CFO | A | — | — |
| 2020-05-22 | JOSEPH H MOGLIA | Director | A | — | — |
| 2020-05-22 | Steven M. Quirk | EVP, Trader Group | A | — | — |
| 2020-05-22 | STEPHEN J BOYLE | Interim President and CEO | A | — | — |
| 2020-05-22 | Todd M Ricketts | Director | A | — | — |
| 2020-05-22 | LORENZO A BETTINO | Director | A | — | — |
| 2020-05-01 | JOSEPH H MOGLIA | Director | Sell | — | — |
| 2020-02-26 | V ANN HAILEY | Director | A | — | — |
| 2020-02-26 | MARK L MITCHELL | Director | A | — | — |
| 2020-02-26 | Karen E. Maidment | Director | A | — | — |
| 2020-02-26 | WILBUR J PREZZANO | Director | A | — | — |
| 2020-02-26 | JOSEPH H MOGLIA | Director | A | — | — |
| 2020-02-26 | IRENE R MILLER | Director | A | — | — |
| 2020-02-26 | ALLAN R TESSLER | Director | A | — | — |
| 2020-02-26 | LORENZO A BETTINO | Director | A | — | — |
| 2020-02-26 | Brian M Levitt | Director | A | — | — |
| 2020-02-26 | Todd M Ricketts | Director | A | — | — |
| 2020-02-21 | WILBUR J PREZZANO | Director | A | — | — |
| 2020-02-21 | LORENZO A BETTINO | Director | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO and President | 83,419 | — |
| — | Director | 69,453 | — |
| — | Director | 50,681 | — |
| — | Interim President and CEO | 41,767 | — |
| — | EVP, Institutional Services | 37,547 | — |
| — | EVP, Trader Group | 23,225 | — |
| — | Director | 20,510 | — |
| — | EVP, Retail Distribution | 20,121 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AMTD quote page; the site-wide leaderboard is on the insider transactions hub.