ASG · Insider Trading
LIBERTY ALL-STAR GROWTH FD
Every open-market purchase and sale reported by ASG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-03 | Mark T Haley | President | Buy | +1,950 | +$10.43K |
| 2026-05-08 | Robert Milas | — | Buy | +1,900 | +$9.98K |
| 2026-02-06 | Erich Rettinger | Treasurer | Buy | +250 | +$1.28K |
| 2025-12-30 | Mark T Haley | President | Buy | +2,000 | +$10.69K |
| 2025-11-21 | Sareena Khwaja-Dixon | Assistant Secretary | Buy | +500 | +$2.53K |
| 2025-10-01 | Mark T Haley | President | Buy | +1,000 | +$5.55K |
| 2025-09-09 | Mark T Haley | President | Buy | +1,500 | +$8.47K |
| 2025-05-21 | Robert Milas | — | Buy | +2,000 | +$10.54K |
| 2025-05-20 | Robert Milas | — | — | — | — |
| 2024-03-26 | Edmund J Burke | — | Buy | +3,500 | +$19.07K |
| 2024-03-20 | Mark T Haley | President | Buy | +1,000 | +$5.39K |
| 2024-03-13 | Robert Milas | — | Buy | +1,825 | +$9.91K |
| 2024-03-12 | Maureen K Usifer | — | Buy | +2,800 | +$15.19K |
| 2024-03-07 | Mark T Haley | President | Buy | +1,000 | +$5.34K |
| 2024-01-30 | Mark T Haley | President | Buy | +1,000 | +$5.20K |
| 2024-01-25 | John J Neuhauser | Director | Buy | +2,575 | +$13.42K |
| 2023-12-11 | Mark T Haley | President | Buy | +2,000 | +$9.96K |
| 2023-11-06 | Mark T Haley | Senior Vice President | Buy | +750 | +$3.66K |
| 2023-09-19 | Robert Milas | — | Buy | +500 | +$2.51K |
| 2023-08-29 | Milton M Irvin | Director | Buy | +1,000 | +$5.27K |
| 2023-06-08 | Edmund J Burke | Director | Buy | +2,800 | +$14.73K |
| 2021-07-12 | Maureen K Usifer | Director | Buy | +800 | +$6.57K |
| 2021-07-09 | Mark T Haley | Senior Vice President | Buy | +1,550 | +$12.73K |
| 2020-11-13 | William R Parmentier Jr | President | Sell | −26,682 | −$215.86K |
| 2020-11-12 | William R Parmentier Jr | President | Sell | −26,682 | −$215.86K |
| 2020-04-29 | Milton M Irvin | Director | Buy | +500 | +$2.66K |
| 2020-04-03 | Milton M Irvin | Director | Buy | +642 | +$2.79K |
| 2020-04-02 | Mark T Haley | Senior Vice President | Buy | +7,256 | +$31.49K |
| 2020-03-31 | Thomas W Brock | Director | Buy | +10,024 | +$43.50K |
| 2019-05-02 | Milton M Irvin | — | Buy | +1,000 | +$5.75K |
| 2019-03-12 | Mark T Haley | Senior Vice President | Buy | +1,000 | +$5.30K |
| 2018-12-11 | Milton M Irvin | — | Buy | +2,000 | +$9.36K |
| 2018-11-15 | Maureen K Usifer | — | Buy | +4,000 | +$19.44K |
| 2018-11-07 | Richard Carl Rantzow | — | Buy | +1,710 | +$8.23K |
| 2018-11-07 | John A Benning | — | Buy | +1,651 | +$7.94K |
| 2018-11-06 | John J Neuhauser | — | Buy | +188 | +$941 |
| 2018-11-02 | Mark T Haley | Senior Vice President | Buy | +9,515 | +$45.77K |
| 2017-12-19 | DST SYSTEMS INC | — | G | −93,809 | — |
| 2017-09-26 | DST SYSTEMS INC | — | G | −97,847 | — |
| 2017-06-23 | DST SYSTEMS INC | — | G | −103,306 | — |
| 2017-03-08 | DST SYSTEMS INC | — | G | +110,865 | — |
| 2016-12-23 | DST SYSTEMS INC | — | G | −117,371 | — |
| 2016-09-12 | DST SYSTEMS INC | — | G | −116,550 | — |
| 2016-06-09 | DST SYSTEMS INC | — | G | −119,048 | — |
| 2016-03-14 | DST SYSTEMS INC | — | G | −125,000 | — |
| 2015-05-05 | Richard Carl Rantzow | Director | Sell | −3,425 | −$17.67K |
| 2015-04-02 | Richard Carl Rantzow | Director | Buy | +4,082 | +$21.23K |
| 2014-12-23 | DST SYSTEMS INC | — | G | −96,900 | — |
| 2012-04-16 | George R Gaspari | Director | Buy | +1,000 | +$4.33K |
| 2011-12-29 | DST SYSTEMS INC | — | Buy | +421,494 | +$1.82M |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mark T Haley | President | 158,845 | $784.70K |
| Robert Milas | — | 6,825 | $33.72K |
| Sareena Khwaja-Dixon | Assistant Secretary | 500 | $2.47K |
| Erich Rettinger | Treasurer | 250 | $1.24K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ASG quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.