ASG (LIBERTY ALL-STAR GROWTH FD)

Insider Trading Activity

Every open-market purchase and sale reported by ASG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
37
code P
Sales
3
code S
Reporting Insiders
14
current holders
ASG — Recent Form 4 Transactions (latest 2026-06-03)
FiledInsiderRole TypeSharesValue
2026-06-03 MARK T HALEY President Buy
2026-05-08 ROBERT MILAS Buy
2026-02-06 Erich Rettinger Treasurer Buy
2025-12-30 MARK T HALEY President Buy
2025-11-21 Sareena Khwaja-Dixon Assistant Secretary Buy
2025-10-01 MARK T HALEY President Buy
2025-09-09 MARK T HALEY President Buy
2025-05-21 ROBERT MILAS Buy
2025-05-20 ROBERT MILAS
2024-03-26 EDMUND J BURKE Buy
2024-03-20 MARK T HALEY President Buy
2024-03-13 ROBERT MILAS Buy
2024-03-12 Maureen K Usifer Buy
2024-03-07 MARK T HALEY President Buy
2024-01-30 MARK T HALEY President Buy
2024-01-25 JOHN J NEUHAUSER Director Buy
2023-12-11 MARK T HALEY President Buy
2023-11-06 MARK T HALEY Senior Vice President Buy
2023-09-19 ROBERT MILAS Buy
2023-08-29 Milton M Irvin Director Buy
2023-06-08 EDMUND J BURKE Director Buy
2021-07-12 Maureen K Usifer Director Buy
2021-07-09 MARK T HALEY Senior Vice President Buy
2020-11-13 WILLIAM R PARMENTIER JR President Sell
2020-11-12 WILLIAM R PARMENTIER JR President Sell
2020-04-29 Milton M Irvin Director Buy
2020-04-03 Milton M Irvin Director Buy
2020-04-02 MARK T HALEY Senior Vice President Buy
2020-03-31 THOMAS W BROCK Director Buy
2019-05-02 Milton M Irvin Buy
2019-03-12 MARK T HALEY Senior Vice President Buy
2018-12-11 Milton M Irvin Buy
2018-11-15 Maureen K Usifer Buy
2018-11-07 Richard Carl Rantzow Buy
2018-11-07 JOHN A BENNING Buy
2018-11-06 JOHN J NEUHAUSER Buy
2018-11-02 MARK T HALEY Senior Vice President Buy
2017-12-19 DST SYSTEMS INC G
2017-09-26 DST SYSTEMS INC G
2017-06-23 DST SYSTEMS INC G
2017-03-08 DST SYSTEMS INC G
2016-12-23 DST SYSTEMS INC G
2016-09-12 DST SYSTEMS INC G
2016-06-09 DST SYSTEMS INC G
2016-03-14 DST SYSTEMS INC G
2015-05-05 Richard Carl Rantzow Director Sell
2015-04-02 Richard Carl Rantzow Director Buy
2014-12-23 DST SYSTEMS INC G
2012-04-16 George R Gaspari Director Buy
2011-12-29 DST SYSTEMS INC Buy
ASG — Current Insider Holders
InsiderRole Shares HeldValue
2,120,540
President 158,845
Director 60,124
President 36,535
Director 8,223
Director 7,600
6,825
6,606
Director 6,452
Director 6,300
Director 3,057
Director 1,000
Assistant Secretary 500
Treasurer 250
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the ASG quote page; the site-wide leaderboard is on the insider transactions hub.