BIVI · Insider Trading

BioVie, Inc. Common Stock

Every open-market purchase and sale reported by BIVI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
6
code P
Sales
4
code S
Reporting Insiders
8
current holders
BIVI — Recent Form 4 Transactions (latest 2026-08-28)
FiledInsiderRole TypeSharesValue
2026-08-28 Cuong V Do President & CEO Buy +15,210 +$31.64K
2026-08-28 Joanne Wendy Kim Chief Financial Officer Buy +2,500 +$5.45K
2026-08-28 Amy Suzon Chappell Director Buy +727 +$1.57K
2026-08-28 Joseph M Palumbo Chief Medical Officer Buy +4,843 +$10.46K
2025-01-07 Cuong V Do President & CEO A +104,502 deriv. —
2025-01-07 Robert J Hariri Director A +71,615 deriv. —
2025-01-07 Joseph M Palumbo Chief Medical Officer A +15,417 deriv. —
2025-01-07 Joanne Wendy Kim Chief Financial Officer A +14,417 deriv. —
2025-01-07 Richard J Berman Director A +34,200 —
2025-01-07 Sigmund Rogich Director A +32,700 —
2025-01-07 James Paul Lang Director A +84,290 deriv. —
2025-01-07 Michael Edward Sherman Director A +80,225 deriv. —
2024-07-12 Cuong V Do President & CEO MIXED +116,094 −$53.04K
2024-07-12 Joseph M Palumbo Chief Medical Officer MIXED +82,048 −$30.31K
2024-07-12 Joanne Wendy Kim Chief Financial Officer MIXED +49,798 −$25.21K
2024-03-06 Cuong V Do President & CEO Buy +10,000 —
2023-12-13 Joanne Wendy Kim Chief Financial Officer A +5,000 —
2023-12-06 Robert J Hariri Director A +42,254 —
2023-12-06 Michael Edward Sherman Director A +89,750 deriv. —
2023-12-06 Richard J Berman Director A +51,830 —
2023-12-06 Steve Gorlin Director MIXED −29,322 −$127.90K
2023-12-06 James Paul Lang Director A +93,500 deriv. —
2023-12-06 Sigmund Rogich Director A +42,254 —
2023-12-01 Cuong V Do President & CEO Buy +10,000 +$17.80K
2023-09-07 Steve Gorlin Director Sell −8,560 −$26.11K
2023-08-24 Richard J Berman Director Sell −10,805 −$37.83K
2023-07-03 Joanne Wendy Kim Chief Financial Officer A +20,000 deriv. —
2023-07-03 Joseph M Palumbo Chief Medical Officer A +30,000 deriv. —
2023-07-03 Cuong V Do CEO & President A +149,500 —
2023-06-26 Cuong V Do CEO & President M +41,506 —
2023-06-15 Richard J Berman Director Sell −10,984 −$67.29K
2023-04-06 Richard J Berman Director Sell −10,984 −$93.58K
2023-02-22 Joseph M Palumbo Chief Medical Officer F −2,476 −$15.15K
2023-02-22 Joanne Wendy Kim Chief Financial Officer F −2,476 −$15.15K
2023-02-22 Cuong V Do CEO & President F −4,953 −$30.31K
2023-02-22 Clarence N. Ahlem EVP Neuroscience Product Dev. F −2,476 −$15.15K
2023-02-22 Christopher Reading EVP Neuroscience R&D F −2,476 −$15.15K
2023-02-22 Penelope Markham EVP Liver Cirrhosis R&D F −2,476 −$15.15K
2023-01-18 Joanne Wendy Kim Chief Financial Officer A +39,624 —
2023-01-18 Steve Gorlin Director A +34,240 —
2023-01-18 Christopher Reading EVP Neuroscience R&D A +39,624 —
2023-01-18 Penelope Markham EVP Liver Cirrhosis R&D A +39,624 —
2023-01-18 Sigmund Rogich Director A +55,000 deriv. —
2023-01-18 James Paul Lang Director A +43,578 —
2023-01-18 Joseph M Palumbo Chief Medical Officer A +39,624 —
2023-01-18 Cuong V Do CEO & President A +79,248 —
2023-01-18 Michael Edward Sherman Director A +75,000 deriv. —
2023-01-18 Richard J Berman Director A +43,578 —
2023-01-18 Clarence N. Ahlem EVP Neuroscience Product Dev. A +39,624 —
2023-01-18 Terren S Peizer Director A +65,000 deriv. —
BIVI — Current Insider Holders
InsiderRole Shares HeldValue
Cuong V Do President & CEO 21,636 $28.78K
Joseph M Palumbo Chief Medical Officer 6,036 $8.03K
Richard J Berman Director 4,064 $5.41K
Sigmund Rogich Director 3,693 $4.91K
Joanne Wendy Kim Chief Financial Officer 3,441 $4.58K
Amy Suzon Chappell Director 727 $967
James Paul Lang Director 686 $912
Robert J Hariri Director 423 $563
BIVI Insider Trading FAQ
Who are the insiders at BIVI?
8 officers, directors and 10%+ beneficial owners currently report holdings in BIVI via SEC Form 4.
Are BIVI insiders buying or selling?
Across the 50 most recent Form 4 filings for BIVI, 6 were open-market purchases (code P) and 4 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is BIVI insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent BIVI filing is dated 2026-08-28.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the BIVI quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.