CSWC (Capital Southwest Corp)
Insider Trading Activity
Every open-market purchase and sale reported by CSWC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-12 | William R Thomas III | Director | A | — | — |
| 2026-08-11 | David R Brooks | Director | A | — | — |
| 2026-08-11 | Ramona Lynn Rogers-Windsor | Director | A | — | — |
| 2026-08-11 | JACK D FURST | Director | A | — | — |
| 2026-08-11 | CHRISTINE BATTIST | Director | A | — | — |
| 2026-06-18 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2026-06-10 | Joshua S. Weinstein | Senior Managing Director & CIO | MIXED | — | — |
| 2026-06-10 | Chris Rehberger | Chief Financial Officer | MIXED | — | — |
| 2026-06-10 | Michael Scott Sarner | President and CEO | MIXED | — | — |
| 2026-06-05 | William R Thomas III | Director | MIXED | — | — |
| 2026-06-01 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2026-03-02 | Michael Scott Sarner | President and CEO | Buy | — | — |
| 2026-02-09 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2023-06-13 | Michael Scott Sarner | Chief Financial Officer | MIXED | — | — |
| 2023-06-13 | Joshua S. Weinstein | Senior Managing Director | MIXED | — | — |
| 2023-06-13 | BOWEN S DIEHL | President and CEO | MIXED | — | — |
| 2023-02-06 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2022-11-16 | Michael Scott Sarner | Chief Financial Officer | F | — | — |
| 2022-11-16 | Joshua S. Weinstein | Senior Managing Director | F | — | — |
| 2022-11-16 | BOWEN S DIEHL | President and CEO | F | — | — |
| 2022-11-04 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2022-11-03 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2022-08-12 | JACK D FURST | Director | A | — | — |
| 2022-08-12 | CHRISTINE BATTIST | Director | A | — | — |
| 2022-08-12 | David R Brooks | Director | A | — | — |
| 2022-08-12 | William R Thomas III | Director | A | — | — |
| 2022-08-12 | Ramona Lynn Rogers-Windsor | Director | A | — | — |
| 2022-06-22 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2022-06-10 | Michael Scott Sarner | Chief Financial Officer | MIXED | — | — |
| 2022-06-10 | Joshua S. Weinstein | Senior Managing Director | MIXED | — | — |
| 2022-06-10 | BOWEN S DIEHL | President and CEO | MIXED | — | — |
| 2022-03-30 | David R Brooks | Director | Buy | — | — |
| 2022-03-30 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2022-02-17 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2022-01-24 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2021-12-20 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2021-11-17 | Michael Scott Sarner | Chief Financial Officer | F | — | — |
| 2021-11-17 | BOWEN S DIEHL | President and CEO | F | — | — |
| 2021-11-17 | Joshua S. Weinstein | Senior Managing Director | F | — | — |
| 2021-11-09 | Michael Scott Sarner | Chief Financial Officer | Buy | — | — |
| 2021-09-28 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2021-09-10 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2021-09-10 | William R Thomas III | Director | MIXED | — | — |
| 2021-08-31 | Thomas Duane Morgan | Director | Buy | — | — |
| 2021-06-10 | Michael Scott Sarner | Chief Financial Officer | MIXED | — | — |
| 2021-06-10 | Joshua S. Weinstein | Senior Managing Director | MIXED | — | — |
| 2021-06-10 | BOWEN S DIEHL | President and CEO | MIXED | — | — |
| 2021-03-19 | CHRISTINE BATTIST | Director | Buy | — | — |
| 2021-02-11 | David R Brooks | Director | Buy | — | — |
| 2017-11-21 | DOUGLAS M. KELLEY | Sr. VP, Managing Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 3,159,823 | — |
| — | 10%+ Owner | 3,048,336 | — |
| — | 10%+ Owner | 1,529,071 | — |
| — | President & CEO | 1,519,796 | — |
| — | President and CEO | 628,615 | — |
| — | Director | 592,611 | — |
| — | Director | 466,492 | — |
| — | President and CEO | 459,389 | — |
| — | Senior Managing Director & CIO | 390,573 | — |
| — | Chief Financial Officer | 219,659 | — |
| — | Director | 143,004 | — |
| — | Director | 88,937 | — |
| — | Sr. VP, Managing Director | 85,147 | — |
| — | Sr. VP, Managing Director | 58,413 | — |
| — | Director | 48,000 | — |
| — | SVP and CFO | 47,000 | — |
| — | Director | 42,933 | — |
| — | Director | 39,502 | — |
| — | Director | 25,079 | — |
| — | Director | 24,821 | — |
| — | Director | 23,345 | — |
| — | Vice President | 19,764 | — |
| — | Director | 17,000 | — |
| — | Vice President | 15,988 | — |
| — | Director | 12,900 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CSWC quote page; the site-wide leaderboard is on the insider transactions hub.