CSWC · Insider Trading
Capital Southwest Corp
Every open-market purchase and sale reported by CSWC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-01 | William R Thomas III | Director | Buy | +2,170 | +$50.01K |
| 2026-08-12 | William R Thomas III | Director | A | +1,989 | — |
| 2026-08-11 | David R Brooks | Director | A | +1,989 | — |
| 2026-08-11 | Ramona Lynn Rogers-Windsor | Director | A | +1,989 | — |
| 2026-08-11 | Jack D Furst | Director | A | +1,989 | — |
| 2026-08-11 | Christine Battist | Director | A | +1,989 | — |
| 2026-06-18 | Christine Battist | Director | Buy | +860 | +$19.98K |
| 2026-06-10 | Joshua S. Weinstein | Senior Managing Director & CIO | MIXED | +79,063 | −$489.91K |
| 2026-06-10 | Chris Rehberger | Chief Financial Officer | MIXED | +66,820 | −$191.39K |
| 2026-06-10 | Michael Scott Sarner | President and CEO | MIXED | +114,530 | −$595.98K |
| 2026-06-05 | William R Thomas III | Director | MIXED | +339 | +$8.43K |
| 2026-06-01 | Ramona Lynn Rogers-Windsor | Director | Buy | +213 | +$4.99K |
| 2026-03-02 | Michael Scott Sarner | President and CEO | Buy | +2,694 | +$59.01K |
| 2026-02-09 | Christine Battist | Director | Buy | +600 | +$13.90K |
| 2023-06-13 | Michael Scott Sarner | Chief Financial Officer | MIXED | +47,401 | −$248.79K |
| 2023-06-13 | Joshua S. Weinstein | Senior Managing Director | MIXED | +43,283 | −$160.55K |
| 2023-06-13 | Bowen S Diehl | President and CEO | MIXED | +68,330 | −$343.22K |
| 2023-02-06 | Ramona Lynn Rogers-Windsor | Director | Buy | +500 | +$9.84K |
| 2022-11-16 | Michael Scott Sarner | Chief Financial Officer | F | −6,138 | −$117.17K |
| 2022-11-16 | Joshua S. Weinstein | Senior Managing Director | F | −3,688 | −$70.40K |
| 2022-11-16 | Bowen S Diehl | President and CEO | F | −7,230 | −$138.02K |
| 2022-11-04 | Ramona Lynn Rogers-Windsor | Director | Buy | +500 | +$9.48K |
| 2022-11-03 | Christine Battist | Director | Buy | +510 | +$9.68K |
| 2022-08-12 | Jack D Furst | Director | A | +2,421 | — |
| 2022-08-12 | Christine Battist | Director | A | +2,421 | — |
| 2022-08-12 | David R Brooks | Director | A | +2,421 | — |
| 2022-08-12 | William R Thomas III | Director | A | +2,421 | — |
| 2022-08-12 | Ramona Lynn Rogers-Windsor | Director | A | +2,421 | — |
| 2022-06-22 | Ramona Lynn Rogers-Windsor | Director | Buy | +850 | +$15.78K |
| 2022-06-10 | Michael Scott Sarner | Chief Financial Officer | MIXED | +36,045 | −$171.77K |
| 2022-06-10 | Joshua S. Weinstein | Senior Managing Director | MIXED | +33,138 | −$93.72K |
| 2022-06-10 | Bowen S Diehl | President and CEO | MIXED | +52,351 | −$238.81K |
| 2022-03-30 | David R Brooks | Director | Buy | +2,000 | +$47.86K |
| 2022-03-30 | Ramona Lynn Rogers-Windsor | Director | Buy | +750 | +$17.86K |
| 2022-02-17 | Christine Battist | Director | Buy | +389 | +$9.72K |
| 2022-01-24 | Ramona Lynn Rogers-Windsor | Director | Buy | +2,450 | +$61.08K |
| 2021-12-20 | Christine Battist | Director | Buy | +400 | +$9.74K |
| 2021-11-17 | Michael Scott Sarner | Chief Financial Officer | F | −9,974 | −$273.09K |
| 2021-11-17 | Bowen S Diehl | President and CEO | F | −11,833 | −$323.99K |
| 2021-11-17 | Joshua S. Weinstein | Senior Managing Director | F | −5,364 | −$146.87K |
| 2021-11-09 | Michael Scott Sarner | Chief Financial Officer | Buy | +3,354 | +$90.00K |
| 2021-09-28 | Christine Battist | Director | Buy | +700 | +$17.78K |
| 2021-09-10 | Christine Battist | Director | Buy | +568 | +$15.76K |
| 2021-09-10 | William R Thomas III | Director | MIXED | — | +$97 |
| 2021-08-31 | Thomas Duane Morgan | Director | Buy | +381 | +$10.05K |
| 2021-06-10 | Michael Scott Sarner | Chief Financial Officer | MIXED | +35,374 | −$95.23K |
| 2021-06-10 | Joshua S. Weinstein | Senior Managing Director | MIXED | +31,144 | −$54.33K |
| 2021-06-10 | Bowen S Diehl | President and CEO | MIXED | +39,782 | −$162.75K |
| 2021-03-19 | Christine Battist | Director | Buy | +1,000 | +$21.45K |
| 2021-02-11 | David R Brooks | Director | Buy | +1,500 | +$30.85K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| William R Thomas III | Director | 594,781 | $13.31M |
| Michael Scott Sarner | President and CEO | 459,389 | $10.28M |
| Joshua S. Weinstein | Senior Managing Director & CIO | 390,573 | $8.74M |
| Chris Rehberger | Chief Financial Officer | 219,659 | $4.92M |
| Jack D Furst | Director | 88,937 | $1.99M |
| David R Brooks | Director | 42,933 | $960.84K |
| Ramona Lynn Rogers-Windsor | Director | 25,079 | $561.28K |
| Christine Battist | Director | 23,345 | $522.46K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CSWC quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.