EFOI · Insider Trading
Energy Focus, Inc.
Every open-market purchase and sale reported by EFOI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-12-31 | Chiao Chieh Huang | Chief Executive Officer | Buy | +262,009 | +$600.00K |
| 2025-08-19 | Chiao Chieh Huang | Chief Executive Officer | Buy | +264,550 | +$500.00K |
| 2025-06-23 | Chiao Chieh Huang | Chief Executive Officer | Buy | +214,124 | +$400.00K |
| 2023-08-08 | Randy Harrison Gianas | VP Operations & Engineering | A | +1,428 deriv. | — |
| 2023-08-08 | Chiao Chieh Huang | Director | A | +343,465 | +$604.50K |
| 2023-05-02 | James Raymond Warren III | SVP, GC & Corp. Secretary | A | +30,000 deriv. | — |
| 2023-05-02 | Lesley A. Matt | Chief Executive Officer | A | +40,000 deriv. | — |
| 2023-04-04 | Chiao Chieh Huang | Director | A | +108,502 | +$60.86K |
| 2023-04-04 | Gina Huang | Director | A | +500,000 | +$250.00K |
| 2023-02-28 | Gina Huang | Director | A | +1,451,597 | +$817.25K |
| 2023-02-28 | Gina Huang | Director | A | +803,212 | +$400.00K |
| 2023-01-12 | Gina Huang | Director | A | +325,803 | +$150.00K |
| 2023-01-09 | Gina Huang | Director | A | +257,798 | +$100.00K |
| 2022-09-29 | James Raymond Warren III | SVP, GC & Corp. Secretary | M | +800 | — |
| 2022-09-28 | Daas Kaj den | Director | A | +10,000 deriv. | — |
| 2022-09-20 | Lesley A. Matt | Chief Executive Officer | A | +150,000 deriv. | — |
| 2022-08-23 | Clifford R. Griffin | SVP, Corp. Controller & CAO | A | +6,000 deriv. | — |
| 2022-06-23 | Jeffery Robert Parker | Director | M | +10,000 | — |
| 2022-06-23 | Jennifer Y Cheng | Director | M | +5,000 | — |
| 2022-06-23 | Brian J Lagarto | Director | M | +10,000 | — |
| 2022-06-23 | Gina Huang | Director | M | +15,000 | — |
| 2022-06-23 | Philip Politziner | Director | M | +5,000 | — |
| 2022-06-23 | Stephen Socolof | Chairman and Interim CEO | M | +5,000 | — |
| 2022-03-16 | Jeffery Robert Parker | Director | A | +10,000 deriv. | — |
| 2022-03-01 | Brian J Lagarto | Director | A | +10,000 deriv. | — |
| 2022-02-23 | Gregory S Galluccio | Sr. VP, Product Mgmt & Engin. | A | +15,000 deriv. | — |
| 2022-02-17 | James Raymond Warren III | SVP, GC & Corp. Secretary | A | +15,000 deriv. | — |
| 2022-02-17 | Gina Huang | Director | A | +5,000 deriv. | — |
| 2022-02-15 | James Raymond Warren III | SVP, GC & Corp. Secretary | A | +15,000 deriv. | — |
| 2022-02-15 | Philip Politziner | Director | A | +5,000 deriv. | — |
| 2022-02-15 | Stephen Socolof | Interim CEO | A | +5,000 deriv. | — |
| 2022-02-15 | Tod A Nestor | COO and CFO | A | +20,000 deriv. | — |
| 2022-02-15 | Jennifer Y Cheng | Director | A | +5,000 deriv. | — |
| 2022-02-15 | Gina Huang | Director | A | +5,000 deriv. | — |
| 2021-09-29 | James Raymond Warren III | SVP, GC & Corp. Secretary | M | +800 | — |
| 2021-08-27 | Philip Politziner | Director | Buy | +3,000 | +$10.05K |
| 2021-08-20 | Stephen Socolof | Director | Buy | +3,500 | +$9.80K |
| 2021-08-18 | James Tu | Chairman and CEO | Buy | +5,000 | +$13.50K |
| 2021-05-27 | Stephen Socolof | Director | M | +10,000 | — |
| 2021-05-27 | Jennifer Y Cheng | Director | M | +10,000 | — |
| 2021-05-27 | Jag International Co Ltd. | 10%+ Owner | M | +30,000 | — |
| 2021-05-27 | Philip Politziner | Director | M | +10,000 | — |
| 2021-05-27 | Geraldine McManus | Director | M | +10,000 | — |
| 2021-04-05 | 5 ELEMENTS GLOBAL FUND, LP | 10%+ Owner | C | +2,065,230 | — |
| 2021-03-26 | Gina Huang | Director | A | +10,000 deriv. | — |
| 2021-02-23 | Philip Politziner | Director | A | +10,000 deriv. | — |
| 2021-02-23 | Geraldine McManus | Director | A | +10,000 deriv. | — |
| 2021-02-23 | Tod A Nestor | President, CFO | A | +13,000 deriv. | — |
| 2021-02-23 | Jennifer Y Cheng | Director | A | +10,000 deriv. | — |
| 2021-02-23 | James Raymond Warren III | SVP, GC & Corp. Secretary | A | +12,000 deriv. | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Chiao Chieh Huang | Chief Executive Officer | 1,464,007 | $5.52M |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EFOI quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.