GDL (The GDL Fund)

Insider Trading Activity

Every open-market purchase and sale reported by GDL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
26
code P
Sales
17
code S
Reporting Insiders
13
current holders
GDL — Recent Form 4 Transactions (latest 2026-02-24)
FiledInsiderRole TypeSharesValue
2026-02-24 MARIO J GABELLI Director Sell
2026-01-13 MARIO J GABELLI Director Sell
2025-04-22 MICHAEL J MELARKEY Director J
2024-11-27 MARIO J GABELLI Director Sell
2024-09-03 MARIO J GABELLI Director Sell
2024-03-28 MARIO J GABELLI Director J
2024-02-23 John Chester Ball President & Treasurer Buy
2023-12-13 MARIO J GABELLI Director Sell
2023-08-08 MARIO J GABELLI Director Buy
2023-08-01 MARIO J GABELLI Director Buy
2023-04-18 MARIO J GABELLI Director Sell
2023-03-28 MARIO J GABELLI Director J
2023-02-16 MARIO J GABELLI Director Buy
2022-10-26 MARIO J GABELLI Director Buy
2022-10-19 MARIO J GABELLI Director MIXED
2022-10-11 MARIO J GABELLI Director Buy
2022-10-05 MARIO J GABELLI Director Buy
2022-07-20 MARIO J GABELLI Director Buy
2022-03-30 MARIO J GABELLI Director Buy
2022-02-18 Agnes Mullady Director Buy
2021-10-26 MARIO J GABELLI Director Sell
2021-10-04 MARIO J GABELLI Director Sell
2021-02-18 MARIO J GABELLI Director Buy
2021-02-05 MARIO J GABELLI Director MIXED
2021-02-01 MARIO J GABELLI Director MIXED
2020-12-08 MARIO J GABELLI Director Buy
2020-07-17 MARIO J GABELLI Director Buy
2020-05-27 MARIO J GABELLI Director Buy
2020-05-12 MARIO J GABELLI Director Buy
2020-05-08 MARIO J GABELLI Director Buy
2020-05-06 MARIO J GABELLI Director Buy
2020-04-22 JAMES P CONN Director Buy
2020-03-30 MARIO J GABELLI Director J
2020-03-11 MARIO J GABELLI Director Sell
2020-01-08 MARIO J GABELLI Director Sell
2019-12-27 MARIO J GABELLI Director Buy
2019-11-01 MARIO J GABELLI Director Sell
2019-09-10 JAMES P CONN Director Sell
2019-09-03 JAMES P CONN Director Sell
2018-12-17 MARIO J GABELLI Director Buy
2018-12-13 MARIO J GABELLI Director Buy
2018-10-29 MARIO J GABELLI Director Buy
2018-10-26 MARIO J GABELLI Director Buy
2018-09-10 MARIO J GABELLI Director Sell
2018-07-19 MARIO J GABELLI Director Sell
2018-05-23 MARIO J GABELLI Director Sell
2018-05-14 MARIO J GABELLI Director Buy
2018-05-10 MARIO J GABELLI Director Buy
2018-05-08 MARIO J GABELLI Director Buy
2018-05-04 MARIO J GABELLI Director Sell
GDL — Current Insider Holders
InsiderRole Shares HeldValue
Director 4,594,613
555,148
493,764
482,101
482,101
482,101
Director 6,977
Director 5,000
Director 2,000
Director 688
Director 225
Director 150
President & Treasurer 32
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GDL quote page; the site-wide leaderboard is on the insider transactions hub.