GOF · Insider Trading
Guggenheim Strategic Opportunities Fund
Every open-market purchase and sale reported by GOF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-23 | Brian E. Binder | President and CEO | Buy | +4,704 | +$50.00K |
| 2026-03-19 | Randall C Barnes | Director | Buy | +220 | +$2.51K |
| 2026-03-13 | Randall C Barnes | Director | Buy | +220 | +$2.51K |
| 2026-03-09 | Randall C Barnes | Director | Buy | +4,180 | +$48.45K |
| 2025-12-19 | Ronald Nyberg | Director | Buy | +412 | +$5.00K |
| 2025-11-04 | Randall C Barnes | Director | Buy | +380 | +$4.97K |
| 2025-10-30 | Randall C Barnes | Director | Buy | +1,580 | +$20.57K |
| 2024-09-03 | Angela Brock-Kyle | Director | Buy | +943 | +$14.50K |
| 2024-07-03 | Randall C Barnes | Director | Sell | −5,849 | −$87.85K |
| 2024-02-01 | Randall C Barnes | Director | Sell | −10,000 | −$139.50K |
| 2024-01-05 | Randall C Barnes | Director | Sell | −20,000 | −$272.00K |
| 2023-12-13 | Randall C Barnes | Director | Sell | −6,000 | −$82.02K |
| 2023-12-11 | Randall C Barnes | Director | Sell | −2,000 | −$27.72K |
| 2023-12-08 | Randall C Barnes | Director | Sell | −8,000 | −$109.68K |
| 2023-12-07 | Randall C Barnes | Director | Sell | −16,000 | −$218.56K |
| 2023-12-06 | Randall C Barnes | Director | Sell | −20,000 | −$269.40K |
| 2023-12-04 | Randall C Barnes | Director | Sell | −6,211 | −$82.98K |
| 2023-12-04 | Randall C Barnes | Director | Sell | −3,000 | −$40.08K |
| 2023-11-30 | Randall C Barnes | Director | Sell | −10,000 | −$133.00K |
| 2023-11-30 | Randall C Barnes | Director | Sell | −1,000 | −$13.25K |
| 2023-11-28 | Randall C Barnes | Director | Sell | −1,000 | −$13.30K |
| 2023-11-06 | Randall C Barnes | Director | Sell | −9,925 | −$133.60K |
| 2023-10-12 | Angela Brock-Kyle | Director | Sell | −100 | −$1.37K |
| 2023-10-03 | Angela Brock-Kyle | Director | Buy | +100 | +$1.48K |
| 2023-03-14 | Ronald E Toupin Jr | Director | J | — | — |
| 2023-03-13 | Ronald E Toupin Jr | Director | Buy | +245 | +$3.43K |
| 2022-10-12 | Ronald E Toupin Jr | Director | Sell | −2,000 | −$31.00K |
| 2022-09-29 | Ronald E Toupin Jr | Director | Sell | −2,000 | −$30.36K |
| 2022-09-22 | Ronald E Toupin Jr | Director | Sell | −2,000 | −$32.02K |
| 2022-06-16 | Randall C Barnes | Director | Sell | −356 | — |
| 2022-06-15 | Randall C Barnes | Director | Sell | −20,001 | −$19 |
| 2022-06-08 | Randall C Barnes | Director | Sell | −13,000 | −$228.93K |
| 2022-06-03 | Randall C Barnes | Director | Sell | −13,000 | −$228.93K |
| 2021-11-03 | Randall C Barnes | Director | Sell | −33,000 | −$629.64K |
| 2021-06-07 | Angela Brock-Kyle | Director | Buy | +1,000 | +$21.27K |
| 2020-12-04 | Ronald E Toupin Jr | Director | Buy | +415 | +$7.92K |
| 2020-04-16 | Randall C Barnes | Director | Buy | +4,140 | +$62.76K |
| 2020-02-03 | William Rehder | Assistant Vice President | Sell | −1,718 | −$31.70K |
| 2019-12-30 | Randall C Barnes | Director | Buy | +3,330 | +$60.81K |
| 2019-12-02 | Ronald E Toupin Jr | Director | Buy | +361 | +$7.01K |
| 2019-09-26 | Ronald E Toupin Jr | Director | Buy | +525 | +$10.01K |
| 2019-07-10 | B. Scott Minerd | — | Sell | −2,000 | −$42.18K |
| 2019-05-08 | Roman Friedrich III | Director | Buy | +1,090 | +$21.98K |
| 2019-03-19 | Roman Friedrich III | Director | Buy | +158 | +$3.10K |
| 2019-01-23 | Randall C Barnes | Director | Buy | +5,275 | +$100.10K |
| 2019-01-03 | Ronald E Toupin Jr | Director | Buy | +150 | +$2.80K |
| 2018-12-27 | Randall C Barnes | Director | Buy | +725 | +$12.64K |
| 2018-12-21 | Maynard F. Oliverius | Director | Buy | +500 | +$8.65K |
| 2018-12-18 | Maynard F. Oliverius | Director | Buy | +1,000 | +$17.92K |
| 2018-12-17 | Maynard F. Oliverius | Director | Buy | +1,000 | +$18.57K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Randall C Barnes | Director | 6,451 | $55.77K |
| Ronald Nyberg | Director | 5,010 | $43.31K |
| Brian E. Binder | President and CEO | 1 | $9 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GOF quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.