GUG (Guggenheim Active Allocation Fund)
Insider Trading Activity
Every open-market purchase and sale reported by GUG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-09 | Randall C Barnes | Director | Sell | — | — |
| 2025-12-19 | RONALD NYBERG | Director | Buy | — | — |
| 2025-05-08 | RONALD NYBERG | Director | Buy | — | — |
| 2025-04-01 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2024-10-04 | Randall C Barnes | Director | Sell | — | — |
| 2024-09-03 | Angela Brock-Kyle | Director | Buy | — | — |
| 2024-04-01 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2024-01-30 | Randall C Barnes | Director | Buy | — | — |
| 2023-12-29 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-12-13 | Randall C Barnes | Director | Buy | — | — |
| 2023-12-11 | Randall C Barnes | Director | Buy | — | — |
| 2023-12-08 | Randall C Barnes | Director | Buy | — | — |
| 2023-12-07 | Randall C Barnes | Director | Buy | — | — |
| 2023-12-06 | Randall C Barnes | Director | Buy | — | — |
| 2023-11-30 | Randall C Barnes | Director | Buy | — | — |
| 2023-11-30 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-11-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-10-31 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-10-23 | Angela Brock-Kyle | Director | Buy | — | — |
| 2023-09-29 | Randall C Barnes | Director | Buy | — | — |
| 2023-09-29 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-09-05 | Randall C Barnes | Director | Buy | — | — |
| 2023-09-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-09-01 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-08-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-07-31 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-07-05 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-07-03 | Randall C Barnes | Director | Buy | — | — |
| 2023-06-07 | Randall C Barnes | Director | Buy | — | — |
| 2023-06-01 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-06-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-05-02 | Randall C Barnes | Director | Buy | — | — |
| 2023-05-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-04-28 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-04-10 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-03-13 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-03-10 | Randall C Barnes | Director | Buy | — | — |
| 2023-02-03 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2023-02-01 | Randall C Barnes | Director | Buy | — | — |
| 2023-01-03 | Randall C Barnes | Director | Buy | — | — |
| 2023-01-03 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2022-12-22 | Randall C Barnes | Director | Buy | — | — |
| 2022-12-20 | Randall C Barnes | Director | Buy | — | — |
| 2022-12-05 | Angela Brock-Kyle | Director | Buy | — | — |
| 2022-12-02 | Angela Brock-Kyle | Director | Buy | — | — |
| 2022-11-30 | Randall C Barnes | Director | Buy | — | — |
| 2022-11-28 | Randall C Barnes | Director | Buy | — | — |
| 2022-11-02 | RONALD NYBERG | Director | Buy | — | — |
| 2022-11-01 | Randall C Barnes | Director | Buy | — | — |
| 2022-10-26 | Randall C Barnes | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 62,322 | — |
| — | Director | 13,617 | — |
| — | Director | 3,353 | — |
| — | Director | 2,426 | — |
| — | Director | 1,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GUG quote page; the site-wide leaderboard is on the insider transactions hub.