GUG · Insider Trading

Guggenheim Active Allocation Fund

Full GUG quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by GUG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
48
code P
Sales
2
code S
Reporting Insiders
3
current holders
GUG — Recent Form 4 Transactions (latest 2026-03-09)
FiledInsiderRole TypeSharesValue
2026-03-09 Randall C Barnes Director Sell −3,000 −$47.55K
2025-12-19 Ronald Nyberg Director Buy +321 +$4.99K
2025-05-08 Ronald Nyberg Director Buy +1,305 +$19.77K
2025-04-01 Ronald E Toupin Jr Director Buy +1,500 +$22.65K
2024-10-04 Randall C Barnes Director Sell −500 −$8.22K
2024-09-03 Angela Brock-Kyle Director Buy +909 +$14.50K
2024-04-01 Ronald E Toupin Jr Director Buy +194 +$2.84K
2024-01-30 Randall C Barnes Director Buy +385 +$5.58K
2023-12-29 Ronald E Toupin Jr Director Buy +200 +$2.93K
2023-12-13 Randall C Barnes Director Buy +5,880 +$81.85K
2023-12-11 Randall C Barnes Director Buy +2,000 +$28.14K
2023-12-08 Randall C Barnes Director Buy +7,725 +$109.08K
2023-12-07 Randall C Barnes Director Buy +14,705 +$206.02K
2023-12-06 Randall C Barnes Director Buy +6,000 +$83.52K
2023-11-30 Randall C Barnes Director Buy +1,000 +$13.85K
2023-11-30 Ronald E Toupin Jr Director Buy +200 +$2.75K
2023-11-01 Randall C Barnes Director Buy +1,000 +$12.99K
2023-10-31 Ronald E Toupin Jr Director Buy +220 +$2.87K
2023-10-23 Angela Brock-Kyle Director Buy +775 +$9.99K
2023-09-29 Randall C Barnes Director Buy +1,784 +$24.23K
2023-09-29 Ronald E Toupin Jr Director Buy +215 +$2.91K
2023-09-05 Randall C Barnes Director Buy +1,390 +$19.43K
2023-09-01 Randall C Barnes Director Buy +333 +$4.70K
2023-09-01 Ronald E Toupin Jr Director Buy +202 +$2.85K
2023-08-01 Randall C Barnes Director Buy +1,729 +$24.48K
2023-07-31 Ronald E Toupin Jr Director Buy +202 +$2.87K
2023-07-05 Ronald E Toupin Jr Director Buy +202 +$2.89K
2023-07-03 Randall C Barnes Director Buy +1,645 +$23.62K
2023-06-07 Randall C Barnes Director Buy +310 +$4.28K
2023-06-01 Ronald E Toupin Jr Director Buy +215 +$2.99K
2023-06-01 Randall C Barnes Director Buy +1,400 +$19.25K
2023-05-02 Randall C Barnes Director Buy +1,146 +$16.17K
2023-05-01 Randall C Barnes Director Buy +500 +$7.04K
2023-04-28 Ronald E Toupin Jr Director Buy +200 +$2.81K
2023-04-10 Ronald E Toupin Jr Director Buy +250 +$3.54K
2023-03-13 Ronald E Toupin Jr Director Buy +245 +$3.43K
2023-03-10 Randall C Barnes Director Buy +1,610 +$22.97K
2023-02-03 Ronald E Toupin Jr Director Buy +189 +$2.85K
2023-02-01 Randall C Barnes Director Buy +1,540 +$22.87K
2023-01-03 Randall C Barnes Director Buy +1,645 +$22.19K
2023-01-03 Ronald E Toupin Jr Director Buy +249 +$3.35K
2022-12-22 Randall C Barnes Director Buy +2,400 +$32.95K
2022-12-20 Randall C Barnes Director Buy +2,030 +$28.16K
2022-12-05 Angela Brock-Kyle Director Buy +353 +$5.00K
2022-12-02 Angela Brock-Kyle Director Buy +353 +$5.00K
2022-11-30 Randall C Barnes Director Buy +1,560 +$21.53K
2022-11-28 Randall C Barnes Director Buy +2,860 +$40.07K
2022-11-02 Ronald Nyberg Director Buy +800 +$10.86K
2022-11-01 Randall C Barnes Director Buy +1,565 +$21.28K
2022-10-26 Randall C Barnes Director Buy +270 +$3.52K
GUG — Current Insider Holders
InsiderRole Shares HeldValue
Randall C Barnes Director 62,322 $858.17K
Ronald E Toupin Jr Director 13,617 $187.51K
Ronald Nyberg Director 2,426 $33.41K
GUG Insider Trading FAQ
Who are the insiders at GUG?
3 officers, directors and 10%+ beneficial owners currently report holdings in GUG via SEC Form 4.
Are GUG insiders buying or selling?
Across the 50 most recent Form 4 filings for GUG, 48 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is GUG insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent GUG filing is dated 2026-03-09.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GUG quote page; the site-wide leaderboard is on the insider transactions hub.

More on GUG
GUG full quote Insider Transactions Hub (all symbols) GUG iron condor setups GUG expected move GUG IV rank history GUG Fibonacci levels

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