HTFC (Horizon Technology Finance Corporation 6.25% Notes due 2027)
Insider Trading Activity
Every open-market purchase and sale reported by HTFC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-11 | THOMAS J. ALLISON | Director | Buy | — | — |
| 2026-06-11 | Kimberley Ann O'Connor | Director | Buy | — | — |
| 2026-06-10 | THOMAS J. ALLISON | Director | Buy | — | — |
| 2026-06-10 | Paul G Seitz | Chief Investment Officer | Buy | — | — |
| 2026-06-10 | Jonathan Joseph Goodman | Director | Buy | — | — |
| 2026-06-10 | Daniel R. Trolio | Executive VP and CFO | Buy | — | — |
| 2026-06-10 | Michael Balkin | Chief Executive Officer | MIXED | — | — |
| 2026-04-14 | THOMAS J. ALLISON | Director | A | — | — |
| 2026-04-14 | Paul G Seitz | Chief Investment Officer | A | — | — |
| 2026-04-14 | Michael Balkin | Chief Executive Officer | A | — | — |
| 2024-12-17 | Michael Balkin | Director | Buy | — | — |
| 2024-12-02 | Gerald A. Michaud | President | Buy | — | — |
| 2024-11-14 | JOSEPH J SAVAGE | Director | Buy | — | — |
| 2024-08-05 | Jonathan Joseph Goodman | Director | Buy | — | — |
| 2024-08-05 | Michael Balkin | Director | Buy | — | — |
| 2024-03-11 | Gerald A. Michaud | President | Buy | — | — |
| 2022-12-21 | Gerald A. Michaud | President | Buy | — | — |
| 2022-12-12 | Robert D. Pomeroy Jr. | CEO and Chairman of the Board | Buy | — | — |
| 2022-12-07 | Gerald A. Michaud | President | Buy | — | — |
| 2022-11-17 | Daniel R. Trolio | Executive VP and CFO | Buy | — | — |
| 2022-09-30 | Edmund V. Mahoney | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chief Executive Officer | 243,527 | — |
| — | CEO and Chairman of the Board | 181,538 | — |
| — | President | 169,309 | — |
| — | Director | 59,500 | — |
| — | Director | 56,617 | — |
| — | Executive VP and CFO | 15,023 | — |
| — | Chief Investment Officer | 12,242 | — |
| — | Director | 10,000 | — |
| — | Director | 8,312 | — |
| — | Director | 7,169 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HTFC quote page; the site-wide leaderboard is on the insider transactions hub.