JOF (JAPAN SMALLER CAPITALIZATION FUND)
Insider Trading Activity
Every open-market purchase and sale reported by JOF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-12-23 | Tina Jones | Director | Buy | — | — |
| 2025-09-19 | David B Chemidlin | Director | Buy | — | — |
| 2025-01-14 | Arthur Blake Laby | Director | Buy | — | — |
| 2024-12-11 | Paige Ouimet | Director | Buy | — | — |
| 2023-06-29 | Rodney A Buck | Director | Buy | — | — |
| 2015-07-29 | Marcia L MacHarg | Director | Buy | — | — |
| 2013-05-31 | E. Han Kim | Director | Buy | — | — |
| 2013-01-11 | David B Chemidlin | Director | Buy | — | — |
| 2011-08-05 | Chor Weng Tan | Director | X | — | — |
| 2011-08-05 | Rodney A Buck | Director | X | — | — |
| 2009-10-08 | Chor Weng Tan | Director | Sell | — | — |
| 2008-09-17 | Rodney A Buck | Director | Buy | — | — |
| 2007-12-28 | Chor Weng Tan | Director | Buy | — | — |
| 2007-12-28 | Chor Weng Tan | Director | Buy | — | — |
| 2007-12-27 | Chor Weng Tan | Director | Buy | — | — |
| 2007-10-01 | Rodney A Buck | Director | Sell | — | — |
| 2007-02-26 | Rodney A Buck | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 15,210 | — |
| — | Director | 5,105 | — |
| — | Director | 5,000 | — |
| — | Director | 3,306 | — |
| — | Director | 3,111 | — |
| — | Director | 2,432 | — |
| — | Director | 950 | — |
| — | Director | 945 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the JOF quote page; the site-wide leaderboard is on the insider transactions hub.