JOF · Insider Trading

JAPAN SMALLER CAPITALIZATION FUND

Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Every open-market purchase and sale reported by JOF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

JOF — Recent Form 4 Transactions (latest 2026-10-20)

Filed	Insider	Role	Type	Shares	Value
2026-10-20	Saba Capital Management, L.P.	10%+ Owner	Buy	+46,222	+$551.89K
2026-10-16	Saba Capital Management, L.P.	10%+ Owner	Buy	+13,133	+$161.93K
2025-12-23	Tina Jones	Director	Buy	+950	+$10.26K
2025-09-19	David B Chemidlin	Director	Buy	+2,000	+$21.79K
2025-01-14	Arthur Blake Laby	Director	Buy	+3,306	+$24.99K
2024-12-11	Paige Ouimet	Director	Buy	+3,111	+$24.95K
2023-06-29	Rodney A Buck	Director	Buy	+9,000	+$66.75K
2015-07-29	Marcia L MacHarg	Director	Buy	+945	+$10.03K
2013-05-31	E. Han Kim	Director	Buy	+5,000	+$44.40K
2013-01-11	David B Chemidlin	Director	Buy	+130	+$944
2011-08-05	Chor Weng Tan	Director	X	+1,105	+$8.40K
2011-08-05	Rodney A Buck	Director	X	+2,210	+$16.80K
2009-10-08	Chor Weng Tan	Director	Sell	−1,340	−$10.29K
2008-09-17	Rodney A Buck	Director	Buy	+2,000	+$14.80K
2007-12-28	Chor Weng Tan	Director	Buy	+500	+$4.73K
2007-12-28	Chor Weng Tan	Director	Buy	+500	+$4.82K
2007-12-27	Chor Weng Tan	Director	Buy	+500	+$4.82K
2007-10-01	Rodney A Buck	Director	Sell	−1,477	−$20.38K
2007-02-26	Rodney A Buck	Director	Buy	−1,477	−$20.38K

JOF — Current Insider Holders

Insider	Role	Shares Held	Value
Saba Capital Management, L.P.	10%+ Owner	2,742,376	$32.07M
Arthur Blake Laby	Director	3,306	$38.66K
Paige Ouimet	Director	3,111	$36.38K
David B Chemidlin	Director	2,432	$28.44K
Tina Jones	Director	950	$11.11K

JOF Insider Trading FAQ

Who are the insiders at JOF?

5 officers, directors and 10%+ beneficial owners currently report holdings in JOF via SEC Form 4.

Are JOF insiders buying or selling?

Across the 19 most recent Form 4 filings for JOF, 15 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is JOF insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent JOF filing is dated 2026-10-20.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the JOF quote page; the site-wide leaderboard is on the insider transactions hub.