JPC (Nuveen Preferred & Income Opportunities Fund)

Insider Trading Activity

Every open-market purchase and sale reported by JPC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
17
most recent
Open-Market Buys
5
code P
Sales
10
code S
Reporting Insiders
5
current holders
JPC — Recent Form 4 Transactions (latest 2025-05-06)
FiledInsiderRole TypeSharesValue
2025-05-06 Nathaniel T. Jones Vice President and Treasurer Sell
2024-03-11 MICHAEL A PERRY Vice President Buy
2023-12-21 JACK EVANS Sell
2023-11-13 Nathaniel T. Jones Vice President and Treasurer Buy
2017-06-23 Lili Yeh Sell
2017-06-13 Nathaniel T. Jones Vice President and Treasurer J
2017-06-12 Lili Yeh J
2017-04-10 Nuveen Fund Advisors, LLC Sell
2013-12-27 JACK EVANS Sell
2013-12-17 ROBERT P BREMNER Director Sell
2012-07-30 GIFFORD R ZIMMERMAN Chief Administrative Officer Sell
2009-06-02 DAVID J LAMB Vice President Buy
2008-11-20 BERNARD SUSSMAN Sell
2008-02-21 GIFFORD R ZIMMERMAN Chief Administrative Officer Buy
2008-01-30 WILLIAM J SCHNEIDER Director Sell
2007-12-13 BERNARD SUSSMAN Buy
2007-05-23 CONNELL ANDREA REVY O Sell
JPC — Current Insider Holders
InsiderRole Shares HeldValue
Vice President 7,900
7,000
Vice President and Treasurer 2,500
Vice President 2,500
Director 300
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the JPC quote page; the site-wide leaderboard is on the insider transactions hub.