PCM · Insider Trading
PCM Fund, Inc.
Every open-market purchase and sale reported by PCM officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2020-01-10 | Sarah E Cogan | Director | Buy | +1,000 | +$11.67K |
| 2019-02-22 | Alan Rappaport | Director | Buy | +1,000 | +$10.69K |
| 2017-02-14 | Daniel J Ivascyn | — | J | −91,519 | — |
| 2015-01-28 | Bradford K Gallagher | Director | Buy | +4,800 | +$50.87K |
| 2013-09-11 | William H Gross | — | Buy | +10,636 | +$120.72K |
| 2013-09-10 | William H Gross | — | Buy | +11,382 | +$128.52K |
| 2013-08-15 | William H Gross | — | Buy | +18,700 | +$213.37K |
| 2012-01-09 | Brent R Harris | — | Sell | −1,939 | −$21.16K |
| 2011-08-10 | Daniel J Ivascyn | — | Buy | +7,000 | +$71.17K |
| 2010-05-21 | Daniel J Ivascyn | — | Buy | +8,532 | +$76.56K |
| 2008-12-31 | Daniel J Ivascyn | — | Buy | +200 | +$1.94K |
| 2008-03-24 | Daniel J Ivascyn | — | Buy | +28,100 | +$272.94K |
| 2007-09-07 | William J Popejoy | Director | Buy | +9,300 | +$100.83K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PCM quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.