PFSI · Insider Trading

PennyMac Financial Services, Inc. Common Stock

Every open-market purchase and sale reported by PFSI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
5
code S
Reporting Insiders
19
current holders
PFSI — Recent Form 4 Transactions (latest 2026-08-04)
FiledInsiderRole TypeSharesValue
2026-08-04 David Spector Chairman & CEO J −25,000 —
2026-08-04 Sunil Chandra Director A +377 +$30.98K
2026-08-04 Farhad Nanji Director A +379 +$31.14K
2026-07-02 Gregory L Hendry MD, Chief Accounting Officer MIXED — −$136.04K
2026-06-24 Gregory L Hendry MD, Chief Accounting Officer MIXED — −$187.35K
2026-05-18 Daniel Stanley Perotti Chief Financial Officer Sell −2,925 −$255.94K
2026-05-13 David Spector Chairman & CEO Sell −10,000 −$879.86K
2026-05-08 David Spector Chairman & CEO J −25,000 —
2026-05-07 Sunil Chandra Director A +336 +$31.26K
2026-05-07 Joseph F Mazzella Director A +359 +$33.40K
2026-05-07 Farhad Nanji Director A +338 +$31.44K
2026-04-15 David Spector Chairman & CEO Sell −10,000 −$928.28K
2026-03-09 David Spector Chairman & CEO Sell −22,436 −$1.94M
2026-03-03 Gregory L Hendry MD, Chief Accounting Officer F −32 −$2.94K
2026-03-03 Abbie Tidmore Chief Revenue Officer F −300 −$27.58K
2026-03-03 Daniel Stanley Perotti Chief Financial Officer F −849 −$78.05K
2026-03-03 Derek Stark Chief Legal Officer MIXED −1,533 −$136.38K
2026-03-03 Doug Jones Director, President & CMBO F −1,704 −$156.65K
2026-03-03 David Spector Chairman & CEO F −3,097 −$284.71K
2026-03-03 Mark Elbaum Chief Capital Markets Officer F −71 −$6.53K
2026-03-03 James Follette Chief Digital Officer F −599 −$55.07K
2026-02-26 James Follette Chief Digital Officer F −554 −$50.04K
2026-02-26 David Spector Chairman & CEO F −3,106 −$280.56K
2026-02-26 Doug Jones Director, President & CMBO F −1,597 −$144.26K
2026-02-26 Derek Stark Chief Legal Officer MIXED −2,248 −$205.29K
2026-02-26 Daniel Stanley Perotti Chief Financial Officer F −616 −$55.64K
2026-02-26 Gregory L Hendry MD, Chief Accounting Officer F −45 −$4.06K
2026-02-26 Abbie Tidmore Chief Revenue Officer F −204 −$18.43K
2026-02-24 Gregory L Hendry MD, Chief Accounting Officer MIXED +178 −$11.89K
2026-02-24 Daniel Stanley Perotti Chief Financial Officer MIXED +2,439 −$128.85K
2026-02-24 David Spector Chairman & CEO MIXED +6,308 −$697.19K
2026-02-24 Derek Stark Chief Legal Officer MIXED +1,350 −$73.58K
2026-02-24 James Follette Chief Digital Officer MIXED +2,196 −$115.84K
2026-02-24 Abbie Tidmore Chief Revenue Officer MIXED +1,489 −$53.30K
2026-02-24 Doug Jones Director, President & CMBO MIXED +4,879 −$257.62K
2026-02-20 David Spector Chairman & CEO Sell −12,950 −$1.22M
2026-02-18 Abbie Tidmore Chief Revenue Officer F −171 −$15.73K
2026-02-18 David Spector Chairman & CEO F −2,987 −$274.83K
2026-02-18 Mark Elbaum Chief Capital Markets Officer F −169 −$15.55K
2026-02-18 Gregory L Hendry MD, Chief Accounting Officer F −80 −$7.36K
2026-02-18 Derek Stark Chief Legal Officer F −388 −$35.70K
2026-02-18 Daniel Stanley Perotti Chief Financial Officer MIXED −3,627 −$330.96K
2026-02-18 Doug Jones Director, President & CMBO F −904 −$83.18K
2026-02-18 James Follette Chief Digital Officer F −472 −$43.43K
2026-02-17 Mark Elbaum Chief Capital Markets Officer A +1,366 —
2026-02-17 Abbie Tidmore Chief Revenue Officer A +2,964 —
2026-02-17 James Follette Chief Digital Officer A +3,825 —
2026-02-17 Gregory L Hendry MD, Chief Accounting Officer A +314 —
2026-02-17 Daniel Stanley Perotti Chief Financial Officer A +5,465 —
2026-02-17 Derek Stark Chief Legal Officer A +3,142 —
PFSI — Current Insider Holders
InsiderRole Shares HeldValue
Farhad Nanji Director 4,720,008 $298.02M
David Spector Chairman & CEO 540,005 $34.10M
Joseph F Mazzella Director 246,936 $15.59M
Daniel Stanley Perotti Chief Financial Officer 226,326 $14.29M
Anne McCallion Director 158,466 $10.01M
Gregory L Hendry MD, Chief Accounting Officer 48,968 $3.09M
Doug Jones Director, President & CMBO 44,425 $2.80M
Patrick Kinsella Director 34,210 $2.16M
Theodore W Tozer Director 26,998 $1.70M
Derek Stark Chief Legal Officer 20,944 $1.32M
Jeffrey A. Perlowitz Director 20,302 $1.28M
Steven Richard Bailey Chief Servicing Officer 16,389 $1.03M
Lisa M Shalett Director 13,105 $827.45K
James Follette Chief Digital Officer 11,734 $740.88K
Donald J. White Chief Risk Officer 11,637 $734.76K
Jonathon S Jacobson Director 10,579 $667.96K
Abbie Tidmore Chief Revenue Officer 8,656 $546.54K
Mark Elbaum Chief Capital Markets Officer 5,333 $336.73K
Sunil Chandra Director 5,148 $325.04K
PFSI Insider Trading FAQ
Who are the insiders at PFSI?
19 officers, directors and 10%+ beneficial owners currently report holdings in PFSI via SEC Form 4.
Are PFSI insiders buying or selling?
Across the 50 most recent Form 4 filings for PFSI, 0 were open-market purchases (code P) and 5 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PFSI insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PFSI filing is dated 2026-08-04.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PFSI quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.