PFX (PhenixFIN Corporation Common Stock)
Insider Trading Activity
Every open-market purchase and sale reported by PFX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2022-08-18 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-08-15 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-05-13 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-03-18 | David A Lorber | Chairman & Chief Exec. Officer | Buy | — | — |
| 2022-03-07 | ARTHUR S AINSBERG | Director | Buy | — | — |
| 2022-03-02 | Karin Hirtler-Garvey | Director | Buy | — | — |
| 2022-02-28 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2022-02-28 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | — | — |
| 2022-02-18 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | — | — |
| 2022-02-16 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2021-12-10 | David A Lorber | Chairman & Chief Exec. Officer | Buy | — | — |
| 2021-08-31 | David A Lorber | Chairman & Chief Exec. Officer | Buy | — | — |
| 2021-05-26 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2021-05-26 | Karin Hirtler-Garvey | Director | Buy | — | — |
| 2021-05-26 | ARTHUR S AINSBERG | Director | Buy | — | — |
| 2021-05-24 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | — | — |
| 2021-05-24 | David A Lorber | Chairman & Chief Exec. Officer | Buy | — | — |
| 2021-05-19 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2021-05-18 | David A Lorber | Chairman & Chief Exec. Officer | Buy | — | — |
| 2016-06-22 | JOHN H FORSGREN | Director | D | — | — |
| 2016-06-22 | ERNEST M. MCNEILL JR. | SVP & Chief Accounting Officer | D | — | — |
| 2016-06-22 | CHRISTOPHER M WILKOS | EVP, Chief Investment Officer | D | — | — |
| 2016-06-22 | ARTHUR F WEINBACH | Director | D | — | — |
| 2016-06-22 | MARTIN N BAILY | Director | D | — | — |
| 2016-06-22 | WESTLEY V THOMPSON | Director | D | — | — |
| 2016-06-22 | Andrew J McMahon | Director | D | — | — |
| 2016-06-22 | Jody A Beresin | EVP & Chief Admin. Officer | D | — | — |
| 2016-06-22 | ANN MAYNARD GRAY | Director | D | — | — |
| 2016-06-22 | Thomas M Buckingham | EVP, Prod Development & Ops | D | — | — |
| 2016-06-22 | ARTHUR P BYRNE | Director | D | — | — |
| 2016-06-22 | JAMES D WEHR | President & CEO | D | — | — |
| 2016-06-22 | SANFORD CLOUD JR | Director | D | — | — |
| 2016-06-22 | John T Mulrain | EVP, General Counsel & Secreta | D | — | — |
| 2016-06-22 | BONNIE J MALLEY | EVP & CFO | D | — | — |
| 2016-06-22 | Edward W Cassidy | Executive Vice President | D | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CHAIRMAN AND CEO | 70,378 | — |
| — | Director | 1,000 | — |
| — | Director | 1,000 | — |
| — | Director | 1,000 | — |
| — | CFO & Chief Accounting Officer | 700 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFX quote page; the site-wide leaderboard is on the insider transactions hub.