PFX · Insider Trading
PhenixFIN Corporation Common Stock
Every open-market purchase and sale reported by PFX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2022-08-18 | David A Lorber | CHAIRMAN AND CEO | Buy | +4,084 | +$150.94K |
| 2022-08-15 | David A Lorber | CHAIRMAN AND CEO | Buy | +2,140 | +$77.72K |
| 2022-05-13 | David A Lorber | CHAIRMAN AND CEO | Buy | +16,000 | +$621.45K |
| 2022-03-18 | David A Lorber | Chairman & Chief Exec. Officer | Buy | +3,154 | +$123.77K |
| 2022-03-07 | Arthur S Ainsberg | Director | Buy | +150 | +$6.15K |
| 2022-03-02 | Karin Hirtler-Garvey | Director | Buy | +150 | +$6.19K |
| 2022-02-28 | Lowell W Robinson | Director | Buy | +350 | +$14.03K |
| 2022-02-28 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | +200 | +$7.97K |
| 2022-02-18 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | +400 | +$16.22K |
| 2022-02-16 | Lowell W Robinson | Director | Buy | +500 | +$19.88K |
| 2021-12-10 | David A Lorber | Chairman & Chief Exec. Officer | Buy | +30,000 | +$1.29M |
| 2021-08-31 | David A Lorber | Chairman & Chief Exec. Officer | Buy | +2,500 | +$104.24K |
| 2021-05-26 | Lowell W Robinson | Director | Buy | +75 | +$3.03K |
| 2021-05-26 | Karin Hirtler-Garvey | Director | Buy | +700 | +$28.10K |
| 2021-05-26 | Arthur S Ainsberg | Director | Buy | +700 | +$28.11K |
| 2021-05-24 | Ellida McMillan | CFO & Chief Accounting Officer | Buy | +100 | +$3.83K |
| 2021-05-24 | David A Lorber | Chairman & Chief Exec. Officer | Buy | +3,700 | +$145.72K |
| 2021-05-19 | Lowell W Robinson | Director | Buy | +75 | +$2.85K |
| 2021-05-18 | David A Lorber | Chairman & Chief Exec. Officer | Buy | +8,800 | +$337.29K |
| 2016-06-22 | John H Forsgren | Director | D | −200 | — |
| 2016-06-22 | Ernest M. McNeill Jr. | SVP & Chief Accounting Officer | D | −2,193 deriv. | — |
| 2016-06-22 | Christopher M Wilkos | EVP, Chief Investment Officer | D | −9,036 | — |
| 2016-06-22 | Arthur F Weinbach | Director | D | −27,071 deriv. | — |
| 2016-06-22 | Martin N Baily | Director | D | −2,214 | — |
| 2016-06-22 | Westley V Thompson | Director | D | −5,023 deriv. | — |
| 2016-06-22 | Andrew J McMahon | Director | D | −2,701 deriv. | — |
| 2016-06-22 | Jody A Beresin | EVP & Chief Admin. Officer | D | −423 | — |
| 2016-06-22 | Ann Maynard Gray | Director | D | −2,750 | — |
| 2016-06-22 | Thomas M Buckingham | EVP, Prod Development & Ops | D | −2,842 | — |
| 2016-06-22 | Arthur P Byrne | Director | D | −9,716 | — |
| 2016-06-22 | James D Wehr | President & CEO | D | −37,662 | — |
| 2016-06-22 | Sanford Cloud Jr | Director | D | −2,328 | — |
| 2016-06-22 | John T Mulrain | EVP, General Counsel & Secreta | D | −2,667 | — |
| 2016-06-22 | Bonnie J Malley | EVP & CFO | D | −5,735 | — |
| 2016-06-22 | Edward W Cassidy | Executive Vice President | D | −9,802 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFX quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.