PHT · Insider Trading

Pioneer High Income Fund, Inc.

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Every open-market purchase and sale reported by PHT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

PHT — Recent Form 4 Transactions (latest 2017-02-10)

Filed	Insider	Role	Type	Shares	Value
2017-02-10	Mark Edward Bradley	Treasurer	Sell	−2,225	−$22.23K
2016-09-08	Mark Edward Bradley	Treasurer	Sell	−500	−$5.30K
2016-09-07	Mark Edward Bradley	Treasurer	Sell	−300	−$3.16K
2016-08-12	Mark Edward Bradley	Treasurer	Sell	−200	−$2.08K
2016-08-10	Mark Edward Bradley	Treasurer	Sell	−200	−$2.09K
2014-07-22	John F Cogan Jr	—	G	−24,616	—
2014-03-20	BANK OF AMERICA NA	10%+ Owner	J	−2,100	—
2014-03-19	UBS AG	—	J	−256	—
2014-03-18	Stanley Morgan	10%+ Owner	J	−1,442	−$36.05M
2014-03-18	BANK OF AMERICA NA	10%+ Owner	J	−1,776	—
2014-03-17	UBS AG	10%+ Owner	J	−512	—
2014-03-14	BANK OF AMERICA NA	10%+ Owner	J	−2,888	—
2013-06-04	John F Cogan Jr	President and CEO	G	−22,657	—
2012-12-14	John F Cogan Jr	President and CEO	G	−41,040	—
2012-12-14	John F Cogan Jr	President and CEO	G	−41,040	—
2012-11-19	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	−$1.01K
2012-09-06	UBS AG	10%+ Owner	J	+2	—
2012-04-23	John F Cogan Jr	President and CEO	—	—	—
2012-03-05	Stanley Morgan	10%+ Owner	Buy	+5	+$125.00K
2012-02-13	John F Cogan Jr	President and CEO	G	−44,700	—
2011-12-13	Stephen West	—	Buy	+3,000	+$51.11K
2011-12-13	Stephen West	—	Buy	+3,000	+$51.11K
2011-11-17	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	−$22
2011-11-04	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	−$2
2011-08-11	MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10%+ Owner	MIXED	—	+$70
2011-07-11	MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10%+ Owner	MIXED	—	−$232
2011-05-03	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	+$110
2011-03-21	MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10%+ Owner	MIXED	—	+$159
2010-09-30	John F Cogan Jr	President and CEO	G	−43,750	—
2010-09-24	PIONEER FUNDS DISTRIBUTOR INC	10%+ Owner	Sell	−6,981	−$111.00K
2010-01-22	John F Cogan Jr	—	Sell	−1,481	−$21.09K
2010-01-22	John F Cogan Jr	—	Sell	−21,119	−$302.69K
2009-12-31	John F Cogan Jr	Director and CEO	Buy	−1,481	−$21.09K
2009-12-30	John F Cogan Jr	Director and CEO	Buy	−21,119	−$302.69K
2009-12-09	Margaret B W Graham	—	Buy	+750	+$10.44K
2009-02-13	Michael Temple	—	Sell	−1,900	−$17.69K
2008-12-08	David Bock	—	Sell	−1,500	−$10.43K
2008-12-08	Vincent Nave	—	Buy	+22,428	+$155.65K
2008-10-14	John F Cogan Jr	PRESIDENT AND CEO	Buy	+77,000	+$535.36K
2008-10-10	Dorothy E Bourassa	SECRETARY	Buy	+180	+$1.43K
2008-10-10	Mark Edward Bradley	ASSISTANT TREASURER	Buy	+1,850	+$14.98K

PHT Insider Trading FAQ

Who are the insiders at PHT?

No current Form 4 beneficial owners are on file for PHT.

Are PHT insiders buying or selling?

Across the 41 most recent Form 4 filings for PHT, 10 were open-market purchases (code P) and 10 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is PHT insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PHT filing is dated 2017-02-10.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PHT quote page; the site-wide leaderboard is on the insider transactions hub.