RA (Brookfield Real Assets Income Fund Inc.)

Insider Trading Activity

Every open-market purchase and sale reported by RA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
12
code P
Sales
22
code S
Reporting Insiders
21
current holders
RA — Recent Form 4 Transactions (latest 2026-05-14)
FiledInsiderRole TypeSharesValue
2026-05-14 Heather S. Goldman Director Sell
2024-12-16 STUART A MCFARLAND Director Sell
2024-09-18 Justin Charles Guichard Buy
2023-12-15 Heather S. Goldman Director Buy
2023-09-13 Christopher Janus Buy
2023-09-07 Gaal Isaac Surugeon Buy
2023-09-06 Christopher Janus Buy
2023-08-31 Christopher Janus Buy
2023-01-10 Heather S. Goldman Director Buy
2021-03-09 Brookfield Public Securities Group LLC Sell
2020-06-04 Brookfield Public Securities Group LLC Sell
2020-06-02 Brookfield Public Securities Group LLC Sell
2020-03-27 Brookfield Public Securities Group LLC A
2020-03-25 Edward A Kuczmarski Director A
2020-03-25 Angela W Ghantous Treasurer A
2020-03-25 STUART A MCFARLAND Director A
2020-03-25 Adam Ross Sachs Chief Compliance Officer A
2020-03-25 Louis P Salvatore Director A
2020-03-25 Brian Hurley President A
2018-10-15 BROOKFIELD INVESTMENT MANAGEMENT INC. Sell
2018-07-17 BROOKFIELD INVESTMENT MANAGEMENT INC. Buy
2018-03-05 BROOKFIELD INVESTMENT MANAGEMENT INC. Sell
2017-09-22 STUART A MCFARLAND Director Buy
2017-08-16 STUART A MCFARLAND Director Buy
2017-06-09 BROOKFIELD INVESTMENT MANAGEMENT INC. Buy
2017-06-06 STUART A MCFARLAND Director Buy
2017-03-10 BROOKFIELD INVESTMENT MANAGEMENT INC. Sell
2017-03-08 BROOKFIELD INVESTMENT MANAGEMENT INC. Sell
2016-12-06 Dana Erikson A
2016-12-06 Jeffrey Conrad Williams A
2016-12-06 MICHELLE LYN RUSSELL-DOWE A
2016-12-06 Edward A Kuczmarski Director A
2016-12-06 Mark Shipley A
2016-12-06 Brian Hurley President A
2016-12-06 Louis P Salvatore Director A
2016-12-06 BROOKFIELD INVESTMENT MANAGEMENT INC. A
2016-12-06 STUART A MCFARLAND Director A
2012-10-02 Robert Schmiege Director Sell
2012-10-02 Vincent T. Montgomery Director Sell
2012-10-02 Joseph P. Adams Jr. Director Sell
2012-10-02 SCOTT G WILLIAMS SVP and General Counsel Sell
2012-10-02 WESLEY R EDENS Director Sell
2012-10-02 RAY M ROBINSON Director Sell
2012-10-02 Paul Lundberg SVP and COO Sell
2012-10-02 B CLYDE PRESLAR SVP and CFO Sell
2012-10-02 RR Acquisition MM LLC 10%+ Owner Sell
2012-10-02 Georgi A. Kirov Sr. V.P., Chief Investment Ofc Sell
2012-10-02 Gary Lewis Senior Vice President, CCO Sell
2012-10-02 John Giles President and CEO Sell
2012-10-02 Randy Pianin VP and Corporate Controller Sell
RA — Current Insider Holders
InsiderRole Shares HeldValue
10%+ Owner 30,350,000
Chief Executive Officer 301,287
President and CFO 220,079
Counsel and Secretary 143,153
100,581
Sr. V.P., CCO 81,506
Sr. V.P., Strategic Relations 66,829
Director 26,072
16,416
Director 10,823
7,364
6,905
Director 4,885
President 3,381
1,581
1,030
787
294
Chief Compliance Officer 212
Director 21
Treasurer 11
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the RA quote page; the site-wide leaderboard is on the insider transactions hub.