ROC · Insider Trading

Rank One Computing Corporation Common stock

Every open-market purchase and sale reported by ROC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
1
code P
Sales
9
code S
Reporting Insiders
2
current holders
ROC — Recent Form 4 Transactions (latest 2026-10-02)
FiledInsiderRole TypeSharesValue
2026-10-02 Scott Jeffrey Klum 10%+ Owner Sell −1,200,000 −$4.10M
2026-09-16 Cody Heidt Barnes Chief Financial Officer A +17,830 deriv. —
2026-09-16 Brian Scott Swann Chief Executive Officer A +106,990 deriv. —
2026-09-16 David Simpson Ray General Counsel A +17,830 deriv. —
2026-09-16 Brendan Francis Klare President & Board Chairman A +26,745 deriv. —
2026-09-16 Jonathan Blake Moore Chief Operating Officer A +17,830 deriv. —
2026-09-16 Joshua Charles Klontz Chief Technology Officer A +26,745 deriv. —
2026-09-16 Kathleen Louise Kiernan Director Buy +4,000 +$17.43K
2015-01-12 Thomas Riordan Executive VP & Chief Admin Off A +10,239 —
2015-01-12 Seifi Ghasemi Director A +33,477 —
2015-01-12 Robert J Zatta Chief Executive Officer & CFO A +10,239 —
2014-12-16 Alejandro Daniel Wolff Director A +261 —
2014-12-16 Sheldon R Erikson Director A +261 —
2014-12-16 Douglas L Maine Director A +261 —
2014-12-16 J Kent Masters Director A +261 —
2014-12-16 Seifi Ghasemi Director A +261 —
2014-12-12 J Kent Masters Director MIXED — −$361.70K
2014-12-05 Thomas Riordan EVP & Chief Admin Officer Sell −46,985 −$3.72M
2014-11-25 Robert J Zatta Chief Executive Officer & CFO Sell −22,466 −$1.78M
2014-11-24 Seifi Ghasemi Director MIXED — −$7.24M
2014-11-24 Robert J Zatta Chief Executive Officer & CFO Sell −32,990 −$2.60M
2014-11-20 Sheldon R Erikson Director Sell −35,236 −$2.79M
2014-11-20 Seifi Ghasemi Director MIXED — −$28.70M
2014-11-19 Thomas Riordan SVP, Law & Adminstration A +128 —
2014-11-19 Robert J Zatta SVP & Chief Financial Officer A +128 —
2014-11-19 Seifi Ghasemi Chairman A +253 —
2014-09-16 J Kent Masters Director A +246 —
2014-09-16 Alejandro Daniel Wolff Director A +246 —
2014-09-16 Sheldon R Erikson Director A +246 —
2014-09-16 Douglas L Maine Director A +246 —
2014-09-16 Seifi Ghasemi Director A +246 —
2014-09-12 Thomas Riordan EVP & Chief Admin Officer A +125 —
2014-09-12 Robert J Zatta Chief Executive Officer A +125 —
2014-09-12 Seifi Ghasemi Director A +246 —
2014-07-01 Thomas Riordan Exec V.P & Chief Admin Officer Sell −11,206 −$850.42K
2014-07-01 Robert J Zatta Acting CEO & CFO Sell −10,003 −$759.13K
2014-03-17 Sheldon R Erikson Director A +263 —
2014-03-17 J Kent Masters Director A +263 —
2014-03-17 Alejandro Daniel Wolff Director A +263 —
2014-03-17 Nance K Dicciani Director A +263 —
2014-03-17 Douglas L Maine Director A +263 —
2014-03-05 Seifi Ghasemi Chairman & CEO A +919 —
2014-03-05 Robert J Zatta Senior VP & CFO A +125 —
2014-03-05 Thomas Riordan SVP, Law & Administration A +125 —
2014-03-04 Robert J Zatta SVP & Chief Financial Officer Sell −9,501 −$755.04K
2014-03-04 Thomas Riordan SVP, Law & Administration Sell −10,853 −$862.49K
2014-02-28 Seifi Ghasemi Chairman & CEO A +434 —
2014-02-28 Seifi Ghasemi Chairman and CEO A +543 —
2014-02-28 Thomas Riordan Senior VP,Law & Administration MIXED +23,342 —
2014-02-28 Seifi Ghasemi Chairman and CEO MIXED +103,823 —
ROC — Current Insider Holders
InsiderRole Shares HeldValue
Scott Jeffrey Klum 10%+ Owner 1,752,560 $6.05M
Kathleen Louise Kiernan Director 4,000 $13.80K
ROC Insider Trading FAQ
Who are the insiders at ROC?
2 officers, directors and 10%+ beneficial owners currently report holdings in ROC via SEC Form 4.
Are ROC insiders buying or selling?
Across the 50 most recent Form 4 filings for ROC, 1 were open-market purchases (code P) and 9 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is ROC insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent ROC filing is dated 2026-10-02.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the ROC quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.