RVT · Insider Trading
Royce Small-Cap Trust, Inc.
Every open-market purchase and sale reported by RVT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-30 | Christopher D Clark | President | Buy | +1,200 | +$20.47K |
| 2026-06-15 | Christopher D Clark | President | Buy | +2,800 | +$50.85K |
| 2026-03-25 | Christopher D Clark | President | Buy | +4,500 | +$75.11K |
| 2025-12-18 | Francis D. Gannon | Vice President | Buy | +186 | +$2.95K |
| 2025-08-27 | Christopher D Clark | President | Buy | +1,300 | +$20.79K |
| 2025-06-27 | Charles M Royce | — | Sell | −21,735 | −$325.16K |
| 2024-08-19 | Christopher D Clark | President | Buy | +3,400 | +$51.68K |
| 2024-03-22 | Christopher D Clark | President | Buy | +3,300 | +$48.71K |
| 2024-03-22 | Francis D. Gannon | Vice President | Buy | +4,000 | +$59.14K |
| 2022-10-05 | Christopher C. Grisanti | Director | Buy | +1,600 | +$21.47K |
| 2021-12-30 | Charles M Royce | — | G | −125,000 | −$2.41M |
| 2021-09-09 | Christopher C. Grisanti | Director | Buy | +1,600 | +$30.28K |
| 2021-07-26 | G Peter Obrien | Director | Buy | +550 | +$9.93K |
| 2021-02-26 | Michael K. Shields | Director | Buy | +900 | +$16.16K |
| 2020-12-18 | Cecile Burleigh Harper | Director | Buy | +5,500 | +$90.31K |
| 2020-10-13 | Christopher D Clark | President | Buy | +10,000 | +$137.20K |
| 2020-06-09 | Peter K Hoglund | Treasurer | Sell | −7,425 | −$98.75K |
| 2020-03-25 | Byrne Daniel A O | Vice President | Buy | +7,817 | +$61.91K |
| 2020-03-24 | Byrne Daniel A O | Vice President | Buy | +7,000 | +$55.72K |
| 2018-07-10 | G Peter Obrien | Director | Buy | +667 | +$10.23K |
| 2018-07-10 | John E Denneen | Secretary | Buy | +5,150 | +$78.95K |
| 2018-07-10 | Arthur S Mehlman | Director | Buy | +1,352 | +$20.73K |
| 2018-07-10 | Peter K Hoglund | Treasurer | Buy | +2,421 | +$37.11K |
| 2018-07-10 | Christopher D Clark | President | Buy | +5,390 | +$82.63K |
| 2018-07-10 | Charles M Royce | Director | Buy | +26,586 | +$407.56K |
| 2018-07-10 | Stephen L Isaacs | Director | Buy | +59 | +$904 |
| 2017-01-30 | Christopher D Clark | President | Buy | +1,500 | +$20.82K |
| 2016-12-20 | Peter K Hoglund | Treasurer | Buy | +22,000 | +$297.88K |
| 2016-12-07 | John E Denneen | Secretary | Buy | +1,500 | +$20.35K |
| 2016-10-27 | Christopher D Clark | President | Buy | +2,000 | +$25.32K |
| 2016-10-07 | Christopher D Clark | President | Buy | +2,000 | +$25.32K |
| 2016-03-22 | Richard M Galkin | Director | — | — | — |
| 2015-12-03 | Arthur S Mehlman | Director | Buy | +1,200 | +$15.07K |
| 2015-05-05 | John D Diederich | Vice President & Treasurer | — | — | — |
| 2012-10-03 | Charles M Royce | President | G | −50,000 | −$653.55K |
| 2011-12-02 | Stephen L Isaacs | Director | Sell | −1,029 | −$12.67K |
| 2010-06-30 | Charles M Royce | President | Buy | +20,000 | +$214.93K |
| 2010-06-24 | Charles M Royce | President | Buy | +30,000 | +$333.72K |
| 2009-03-09 | Donald R Dwight | Director | — | — | — |
| 2009-03-09 | Donald R Dwight | Director | — | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Charles M Royce | President | 248,453 | $4.13M |
| Christopher D Clark | President | 53,840 | $894.39K |
| Francis D. Gannon | Vice President | 4,714 | $78.31K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RVT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.