RVT (Royce Small-Cap Trust, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by RVT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-15 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2026-03-25 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2025-12-18 | Francis D. Gannon | Vice President | Buy | — | — |
| 2025-08-27 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2025-06-27 | CHARLES M ROYCE | — | Sell | — | — |
| 2024-08-19 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2024-03-22 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2024-03-22 | Francis D. Gannon | Vice President | Buy | — | — |
| 2022-10-05 | Christopher C. Grisanti | Director | Buy | — | — |
| 2021-12-30 | CHARLES M ROYCE | — | G | — | — |
| 2021-09-09 | Christopher C. Grisanti | Director | Buy | — | — |
| 2021-07-26 | G PETER OBRIEN | Director | Buy | — | — |
| 2021-02-26 | MICHAEL K. SHIELDS | Director | Buy | — | — |
| 2020-12-18 | Cecile Burleigh Harper | Director | Buy | — | — |
| 2020-10-13 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2020-06-09 | PETER K HOGLUND | Treasurer | Sell | — | — |
| 2020-03-25 | BYRNE DANIEL A O | Vice President | Buy | — | — |
| 2020-03-24 | BYRNE DANIEL A O | Vice President | Buy | — | — |
| 2018-07-10 | G PETER OBRIEN | Director | Buy | — | — |
| 2018-07-10 | JOHN E DENNEEN | Secretary | Buy | — | — |
| 2018-07-10 | ARTHUR S MEHLMAN | Director | Buy | — | — |
| 2018-07-10 | PETER K HOGLUND | Treasurer | Buy | — | — |
| 2018-07-10 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2018-07-10 | CHARLES M ROYCE | Director | Buy | — | — |
| 2018-07-10 | STEPHEN L ISAACS | Director | Buy | — | — |
| 2017-01-30 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-12-20 | PETER K HOGLUND | Treasurer | Buy | — | — |
| 2016-12-07 | JOHN E DENNEEN | Secretary | Buy | — | — |
| 2016-10-27 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-10-07 | CHRISTOPHER D CLARK | President | Buy | — | — |
| 2016-03-22 | RICHARD M GALKIN | Director | — | — | — |
| 2015-12-03 | ARTHUR S MEHLMAN | Director | Buy | — | — |
| 2015-05-05 | JOHN D DIEDERICH | Vice President & Treasurer | — | — | — |
| 2012-10-03 | CHARLES M ROYCE | President | G | — | — |
| 2011-12-02 | STEPHEN L ISAACS | Director | Sell | — | — |
| 2010-06-30 | CHARLES M ROYCE | President | Buy | — | — |
| 2010-06-24 | CHARLES M ROYCE | President | Buy | — | — |
| 2009-03-09 | DONALD R DWIGHT | Director | — | — | — |
| 2009-03-09 | DONALD R DWIGHT | Director | — | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President | 248,453 | — |
| — | President | 50,826 | — |
| — | Treasurer | 19,653 | — |
| — | Vice President | 7,817 | — |
| — | Secretary | 6,650 | — |
| — | Director | 5,500 | — |
| — | Director | 4,931 | — |
| — | Vice President | 4,714 | — |
| — | Director | 3,887 | — |
| — | Director | 3,200 | — |
| — | Director | 1,418 | — |
| — | Vice President & Treasurer | 1,196 | — |
| — | Director | 900 | — |
| — | Director | 649 | — |
| — | Director | 640 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RVT quote page; the site-wide leaderboard is on the insider transactions hub.