SEIC (SEI Investments Co)

Insider Trading Activity

Every open-market purchase and sale reported by SEIC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
5
code S
Reporting Insiders
25
current holders
SEIC — Recent Form 4 Transactions (latest 2026-09-03)
FiledInsiderRole TypeSharesValue
2026-09-03 CARMEN ROMEO Director MIXED
2026-09-01 Michael Peterson Executive Vice President MIXED
2026-08-06 Philip McCabe See Remarks MIXED
2026-08-06 Philip McCabe See Remarks MIXED
2026-08-04 KATHRYN MCCARTHY Director MIXED
2026-07-30 Michael Peterson Executive Vice President MIXED
2026-07-30 Mark Andrew Warner See Remarks* MIXED
2026-07-30 CARL GUARINO Director MIXED
2026-07-28 Sneha S. Shah See Remarks* F
2026-07-28 Sanjay Sharma See Remarks* MIXED
2026-06-29 ALFRED P WEST JR Sell
2026-06-11 WILLIAM DORAN Director Sell
2026-05-05 KATHRYN MCCARTHY Director MIXED
2026-04-30 Mark Andrew Warner In Remarks MIXED
2026-04-24 Philip McCabe See Remarks Sell
2026-04-23 Michael Peterson EXECUTIVE VICE PRESIDENT MIXED
2026-04-23 Sanjay Sharma See Remarks* MIXED
2026-04-01 Ryan Hicke CHIEF EXECUTIVE OFFICER
2026-04-01 Ryan Hicke CHIEF EXECUTIVE OFFICER F
2026-03-19 Sean Denham Executive VP, CFO, COO F
2026-03-12 ALFRED P WEST JR Sell
2026-02-26 Mark Andrew Warner MIXED
2026-02-02 Ryan Hicke CHIEF EXECUTIVE OFFICER MIXED
2026-01-02 ALFRED P WEST JR F
2025-12-30 CARMEN ROMEO Director G
2025-12-29 Philip McCabe See Remarks F
2025-12-29 Mark Andrew Warner F
2025-12-29 ALFRED P WEST JR Executive Chairman F
2025-12-29 Michael Peterson EXECUTIVE VICE PRESIDENT F
2025-12-29 KATHRYN MCCARTHY Director F
2025-12-23 WILLIAM DORAN Director Sell
2025-12-16 WILLIAM DORAN Director A
2025-12-16 Jonathan Brassington Director A
2025-12-16 Thomas C. Naratil Director A
2025-12-16 CARMEN ROMEO Director A
2025-12-16 KATHRYN MCCARTHY Director A
2025-12-16 CARL GUARINO Director A
2025-12-16 Karin A. Risi Director A
2025-12-16 Sanjay Sharma See Remarks* A
2025-12-16 Ryan Hicke CHIEF EXECUTIVE OFFICER A
2025-12-16 Philip McCabe See Remarks A
2025-12-16 MICHAEL LANE Executive Vice President A
2025-12-16 Sean Denham Executive Vice President, CFO A
2025-12-16 Michael Peterson EXECUTIVE VICE PRESIDENT A
2025-12-08 Philip McCabe See Remarks MIXED
2025-12-05 ALFRED P WEST JR Executive Chairman MIXED
2025-11-18 WILLIAM DORAN Director M
2025-11-13 Michael Peterson EXECUTIVE VICE PRESIDENT MIXED
2025-11-12 CARMEN ROMEO Director MIXED
2025-10-28 Philip McCabe See Remarks M
SEIC — Current Insider Holders
InsiderRole Shares HeldValue
Executive Chairman 9,630,721
Director 6,245,586
Director 2,803,293
Director 651,977
EVP, CFO 609,163
Director 328,775
CHIEF EXECUTIVE OFFICER 207,920
EXECUTIVE VICE PRESIDENT 190,000
Executive Vice President 187,141
EXECUTIVE VICE PRESIDENT 186,224
Director 185,985
EXECUTIVE VICE PRESIDENT 110,956
Director 82,883
See Remarks 62,666
Executive VP, CFO, COO 58,364
EXECUTIVE VICE PRESIDENT 55,399
EXECUTIVE VICE PRESIDENT 42,753
See Remarks* 42,482
EXECUTIVE VICE PRESIDENT 42,194
Executive Vice President 42,185
Executive Vice President 39,337
EXECUTIVE VICE PRESIDENT 34,830
Director 28,708
Executive Vice President 20,602
Director 16,000
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SEIC quote page; the site-wide leaderboard is on the insider transactions hub.