SEIC · Insider Trading

SEI Investments Co

Every open-market purchase and sale reported by SEIC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
7
code S
Reporting Insiders
17
current holders
SEIC — Recent Form 4 Transactions (latest 2026-10-01)
FiledInsiderRole TypeSharesValue
2026-10-01 Alfred P West Jr — Sell −33,877 −$3.50M
2026-09-24 Michael Lane Executive Vice President Sell −2,400 −$246.67K
2026-09-08 Ryan Hicke Chief Executive Officer MIXED — −$2.01M
2026-09-03 Carmen Romeo Director MIXED — −$300.35K
2026-09-01 Michael Peterson Executive Vice President MIXED — −$2.06M
2026-08-06 Philip McCabe See Remarks MIXED — −$1.66M
2026-08-06 Philip McCabe See Remarks MIXED — −$1.66M
2026-08-04 Kathryn McCarthy Director MIXED — −$324.15K
2026-07-30 Michael Peterson Executive Vice President MIXED — −$1.16M
2026-07-30 Mark Andrew Warner See Remarks* MIXED — −$647.64K
2026-07-30 Carl Guarino Director MIXED — −$535.65K
2026-07-28 Sneha S. Shah See Remarks* F −3,746 −$362.35K
2026-07-28 Sanjay Sharma See Remarks* MIXED — −$564.19K
2026-06-29 Alfred P West Jr — Sell −57,332 −$5.00M
2026-06-11 William Doran Director Sell −5,000 −$452.50K
2026-05-05 Kathryn McCarthy Director MIXED — −$414.40K
2026-04-30 Mark Andrew Warner In Remarks MIXED — −$170.76K
2026-04-24 Philip McCabe See Remarks Sell −15,000 −$1.38M
2026-04-23 Michael Peterson EXECUTIVE VICE PRESIDENT MIXED — −$415.30K
2026-04-23 Sanjay Sharma See Remarks* MIXED — −$1.01M
2026-04-01 Ryan Hicke CHIEF EXECUTIVE OFFICER — — —
2026-04-01 Ryan Hicke CHIEF EXECUTIVE OFFICER F −4,349 −$335.79K
2026-03-19 Sean Denham Executive VP, CFO, COO F −7,673 −$604.40K
2026-03-12 Alfred P West Jr — Sell −62,447 −$5.00M
2026-02-26 Mark Andrew Warner — MIXED — −$42.48K
2026-02-02 Ryan Hicke CHIEF EXECUTIVE OFFICER MIXED — −$2.08M
2026-01-02 Alfred P West Jr — F −3,482 −$285.59K
2025-12-30 Carmen Romeo Director G −15,500 —
2025-12-29 Philip McCabe See Remarks F −1,094 −$88.89K
2025-12-29 Mark Andrew Warner — F −379 −$30.79K
2025-12-29 Alfred P West Jr Executive Chairman F −1,100 −$89.38K
2025-12-29 Michael Peterson EXECUTIVE VICE PRESIDENT F −1,063 −$86.37K
2025-12-29 Kathryn McCarthy Director F −24 −$1.95K
2025-12-23 William Doran Director Sell −7,000 −$586.95K
2025-12-16 William Doran Director A +2,266 —
2025-12-16 Jonathan Brassington Director A +2,266 —
2025-12-16 Thomas C. Naratil Director A +2,266 —
2025-12-16 Carmen Romeo Director A +2,266 —
2025-12-16 Kathryn McCarthy Director A +2,266 —
2025-12-16 Carl Guarino Director A +2,266 —
2025-12-16 Karin A. Risi Director A +2,266 —
2025-12-16 Sanjay Sharma See Remarks* A +15,934 —
2025-12-16 Ryan Hicke CHIEF EXECUTIVE OFFICER A +25,904 —
2025-12-16 Philip McCabe See Remarks A +8,434 —
2025-12-16 Michael Lane Executive Vice President A +8,916 —
2025-12-16 Sean Denham Executive Vice President, CFO A +13,254 —
2025-12-16 Michael Peterson EXECUTIVE VICE PRESIDENT A +7,711 —
2025-12-08 Philip McCabe See Remarks MIXED — −$333.24K
2025-12-05 Alfred P West Jr Executive Chairman MIXED +5,230 −$402.95K
2025-11-18 William Doran Director M +10,000 +$533.40K
SEIC — Current Insider Holders
InsiderRole Shares HeldValue
Alfred P West Jr Executive Chairman 9,600,647 $1.04B
Carmen Romeo Director 2,803,293 $303.19M
William Doran Director 651,977 $70.51M
Ryan Hicke Chief Executive Officer 225,482 $24.39M
Kathryn McCarthy Director 82,883 $8.96M
Philip McCabe See Remarks 62,666 $6.78M
Sean Denham Executive VP, CFO, COO 58,364 $6.31M
Sanjay Sharma See Remarks* 42,482 $4.59M
Michael Lane Executive Vice President 39,911 $4.32M
Carl Guarino Director 28,708 $3.10M
Michael Peterson Executive Vice President 20,602 $2.23M
Sneha S. Shah See Remarks* 14,312 $1.55M
Jonathan Brassington Director 6,207 $671.32K
Thomas C. Naratil Director 4,342 $469.61K
Karin A. Risi Director 4,342 $469.61K
Stephanie D. Miller Director 3,941 $426.24K
Mark Andrew Warner See Remarks* 921 $99.61K
SEIC Insider Trading FAQ
Who are the insiders at SEIC?
17 officers, directors and 10%+ beneficial owners currently report holdings in SEIC via SEC Form 4.
Are SEIC insiders buying or selling?
Across the 50 most recent Form 4 filings for SEIC, 0 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is SEIC insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SEIC filing is dated 2026-10-01.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SEIC quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.