USA (Liberty All-Star Equity Fund)
Insider Trading Activity
Every open-market purchase and sale reported by USA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-03 | MARK T HALEY | President | Buy | — | — |
| 2026-05-08 | ROBERT MILAS | — | Buy | — | — |
| 2026-02-06 | Erich Rettinger | Treasurer | Buy | — | — |
| 2025-12-30 | MARK T HALEY | President | Buy | — | — |
| 2025-11-21 | Sareena Khwaja-Dixon | Assistant Secretary | Buy | — | — |
| 2025-10-01 | MARK T HALEY | President | Buy | — | — |
| 2025-09-09 | MARK T HALEY | President | Buy | — | — |
| 2025-05-21 | ROBERT MILAS | — | Buy | — | — |
| 2025-05-20 | ROBERT MILAS | — | — | — | — |
| 2024-03-26 | EDMUND J BURKE | — | Buy | — | — |
| 2024-03-13 | ROBERT MILAS | — | Buy | — | — |
| 2024-03-12 | Maureen K Usifer | — | Buy | — | — |
| 2023-12-11 | MARK T HALEY | President | Buy | — | — |
| 2023-11-06 | MARK T HALEY | Senior Vice President | Buy | — | — |
| 2023-09-19 | ROBERT MILAS | Vice President of the Funds | Buy | — | — |
| 2023-09-19 | ROBERT MILAS | — | Buy | — | — |
| 2023-08-29 | Milton M Irvin | Director | Buy | — | — |
| 2023-06-08 | EDMUND J BURKE | — | Buy | — | — |
| 2023-05-26 | WILLIAM R PARMENTIER JR | — | Sell | — | — |
| 2023-05-26 | WILLIAM R PARMENTIER JR | President | Buy | — | — |
| 2021-12-03 | JOHN J NEUHAUSER | — | Buy | — | — |
| 2021-12-03 | Maureen K Usifer | — | Buy | — | — |
| 2021-12-03 | MARK T HALEY | Senior Vice President | Buy | — | — |
| 2021-11-24 | Howard Roy Gleicher | — | Buy | — | — |
| 2020-12-02 | THOMAS W BROCK | — | Buy | — | — |
| 2020-11-09 | THOMAS W BROCK | — | Buy | — | — |
| 2020-09-01 | THOMAS W BROCK | — | Buy | — | — |
| 2020-07-01 | THOMAS W BROCK | — | Sell | — | — |
| 2020-06-30 | MARK T HALEY | Senior Vice President | Buy | — | — |
| 2020-04-29 | Milton M Irvin | — | Buy | — | — |
| 2019-05-02 | Milton M Irvin | — | Buy | — | — |
| 2019-04-23 | THOMAS W BROCK | — | Buy | — | — |
| 2019-04-05 | JOHN J NEUHAUSER | — | Buy | — | — |
| 2019-02-20 | THOMAS W BROCK | — | Buy | — | — |
| 2018-12-11 | Milton M Irvin | — | Buy | — | — |
| 2018-11-15 | Maureen K Usifer | — | Buy | — | — |
| 2018-11-14 | THOMAS W BROCK | — | Buy | — | — |
| 2018-11-06 | THOMAS W BROCK | — | Buy | — | — |
| 2016-08-17 | JOHN A BENNING | — | Sell | — | — |
| 2016-08-10 | JOHN A BENNING | — | Sell | — | — |
| 2015-05-08 | Richard Carl Rantzow | — | Buy | — | — |
| 2015-04-02 | Richard Carl Rantzow | — | Sell | — | — |
| 2014-08-15 | DST SYSTEMS INC | — | Sell | — | — |
| 2014-08-15 | DST SYSTEMS INC | — | Sell | — | — |
| 2014-08-14 | DST SYSTEMS INC | — | Sell | — | — |
| 2013-04-11 | JOHN A BENNING | — | Sell | — | — |
| 2013-01-08 | RICHARD W LOWRY | — | Sell | — | — |
| 2012-11-23 | JOHN A BENNING | — | Sell | — | — |
| 2012-04-16 | George R Gaspari | — | Buy | — | — |
| 2011-12-30 | JOHN A BENNING | — | Sell | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 409,999 | — |
| — | — | 394,793 | — |
| — | President | 174,608 | — |
| — | — | 85,000 | — |
| — | President | 30,625 | — |
| — | — | 22,000 | — |
| — | — | 20,977 | — |
| — | — | 14,390 | — |
| — | Director | 6,858 | — |
| — | — | 6,600 | — |
| — | — | 6,500 | — |
| — | — | 5,759 | — |
| — | — | 3,000 | — |
| — | — | 1,000 | — |
| — | Assistant Secretary | 500 | — |
| — | Treasurer | 350 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the USA quote page; the site-wide leaderboard is on the insider transactions hub.