AFSM vs FTKI
First Trust Active Factor Small Cap ETF against First Trust Small Cap BuyWrite Income ETF: cost, size, returns, what they hold and how much of it is the same.
Overlap by weight
16%
50 shared positions
Fee gap
11 bp
AFSM is cheaper
1-year return gap
17.0 pts
AFSM is ahead
Larger fund
AFSM
$130M
Side by side
| AFSM | FTKI | |
|---|---|---|
| Fund | First Trust Active Factor Small Cap ETF | First Trust Small Cap BuyWrite Income ETF |
| Issuer | First Trust | First Trust |
| Category | Multi-Factor | Covered Call |
| Expense ratio | 0.75% | 0.86% |
| Assets | $130M | $24M |
| Average daily dollar volume | $748K | $144K |
| Listed | Dec 3, 2019 | Feb 25, 2025 |
| FrenzyCap score | 38 | 38 |
| 1-month return | +0.7% | −0.0% |
| 3-month return | 0.0% | −1.8% |
| Year to date | +21.6% | +4.3% |
| 1-year return | +23.3% | +6.3% |
| 30-day volatility | 11.5% | 10.6% |
| Worst drawdown, 1 year | −9.7% | −6.4% |
| Trailing 12-month yield | 0.51% | 11.70% |
| Holdings | 334 | 149 |
| Top 10 weight | 10.3% | 21.8% |
| Look-through P/E | 22.1 | 20.4 |
| Holdings vs fair value | +20.8% | +19.9% |
| Holdings above 200-day average | 59% | 56% |
| Net flow, latest 3 reported months | +$5.9M thru May 2026 | +$983K thru Jun 2026 |
| 30-day implied volatility | — | — |
| Holdings as of | as of May 31, 2026SEC filing | as of Jun 30, 2026SEC filing |
Returns are price returns and exclude distributions. Flows are each fund's own latest reported months and may not cover the same period.
Largest shared holdings
18% of AFSM · 35% of FTKI| Holding | AFSM | FTKI |
|---|---|---|
| CREDO TECHNOLOGY GROUP HOLDING LTD | 0.97% | 2.23% |
| KLIC | 0.71% | 0.88% |
| GTX | 0.68% | 0.80% |
| LQDA | 0.62% | 1.06% |
| TEEKAY TANKERS LTD | 0.60% | 0.83% |
| SCORPIO TANKERS INC | 0.60% | 1.46% |
| NTCT | 0.56% | 0.79% |
| CONSTELLIUM SE | 0.56% | 0.52% |
| LNTH | 0.51% | 0.80% |
| SSRM | 0.51% | 1.31% |
| INDV | 0.47% | 1.33% |
| ANF | 0.47% | 1.65% |
| SIRIUSPOINT LTD | 0.46% | 0.58% |
| TDC | 0.42% | 0.72% |
| SCSC | 0.49% | 0.42% |
| KSS | 0.41% | 0.96% |
| OUT | 0.39% | 0.48% |
| BLBD | 0.88% | 0.37% |
| DORIAN LPG LTD | 0.34% | 0.90% |
| PRDO | 0.34% | 0.64% |
| GIGACLOUD TECHNOLOGY INC | 0.33% | 0.37% |
| LRN | 0.32% | 1.02% |
| RDN | 0.32% | 0.57% |
| YOU | 0.30% | 1.57% |
| ECPG | 0.30% | 0.41% |
Sector mix of the stock holdings
| Sector | AFSM | FTKI | Gap |
|---|---|---|---|
| Industrials | 16.9% | 19.4% | −2.4% |
| Technology | 17.4% | 13.6% | +3.8% |
| Consumer Discretionary | 12.4% | 17.1% | −4.7% |
| Health Care | 14.4% | 9.4% | +5.0% |
| Financials | 12.5% | 10.8% | +1.8% |
| Real Estate | 3.0% | 5.2% | −2.2% |
| Materials | 4.8% | 2.9% | +1.9% |
| Energy | 2.7% | 1.2% | +1.5% |
| Communication Services | 2.4% | 0.3% | +2.1% |
| Utilities | 0.8% | 1.5% | −0.6% |
| Consumer Staples | 1.0% | 0.0% | +1.0% |
| Other | 0.1% | 0.0% | +0.1% |
More: full overlap table · AFSM holdings · FTKI holdings
Fund data comes from each fund's SEC filings and issuer disclosures and is shown with the date it is as of. SEC portfolio and flow filings become public about 60 days after the period they cover. Nothing here is investment advice; see Terms.