ABNER HERRMAN & BROCK LLC — 13F Holdings & Portfolio

CIK 1038661 · latest 13F-HR filed 2026-07-08

ABNER HERRMAN & BROCK LLC manages $1.1M in 13F-reported U.S. long-equity assets across 111 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (7.39%), AMD (6.88%), DELL (6.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions, exited 7, added to 53, and trimmed 24.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
HARBORSIDE 5
185 HUDSON STREET, SUITE 1640
JERSEY CITY, NJ 07311
Phone
(201) 484-2000
Filing Manager
ABNER HERRMAN & BROCK LLC
JERSEY CITY, NJ
Signatory
Frank Palo
SVP
Loading holdings…
AUM

$1.1M

Long-equity book

Holdings

111

Distinct positions

Period

2026-06-30

Filed 2026-07-08

Q/Q Activity

+10 / −7 / ↑53 / ↓24

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ADVANCED MICRO DEVICES$45.7K +171.2%
  • DELL TECHNOLOGIES -C$39.7K +152.6%
  • JOHNSON & JOHNSON$19.2K +1939.7%
  • APPLE INC$9.5K +31.4%
  • BOEING CO/THE$8.9K +45.9%
Show all 53

Top Trims

  • NETFLIX INC-$13.9K -44.8%
  • WELLS FARGO & CO-$6.0K -28.7%
  • CHEVRON CORP-$3.8K -19.9%
  • WALMART INC-$2.6K -10.3%
  • MCDONALD'S CORP-$2.4K -14.1%
Show all 24

New Positions

  • EXXON MOBIL CORP$17.3K
  • VERIZON COMMUNICATIONS INC$13.2K
  • GENERAL ELECTRIC$5.1K
  • PUBLIC SERVICE ENTERPRISE GP$269
  • EVERUS CONSTRUCTION$249
Show all 10

Exited Positions

  • EXXON MOBIL CORP$21.6K
  • SALESFORCE INC$13.3K
  • QNITY ELECTRONICS INC$375
  • HONEYWELL INTERNATIONAL INC$337
  • IONQ INC$236
Show all 7
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORP NVDA 67066G104 $77.8K 7.39% 388,852 SH
2 ADVANCED MICRO DEVICES AMD 007903107 $72.4K 6.88% 124,700 SH
3 DELL TECHNOLOGIES -C DELL 24703L202 $65.7K 6.24% 152,310 SH
4 ALPHABET INC-CL C GOOG 02079K107 $47.0K 4.46% 133,084 SH
5 INTL BUSINESS MACHINES CORP IBM 459200101 $40.4K 3.84% 143,768 SH
6 APPLE INC AAPL 037833100 $39.9K 3.79% 137,832 SH
7 AMAZON.COM INC AMZN 023135106 $35.2K 3.34% 147,717 SH
8 JPMORGAN CHASE & CO JPM 46625H100 $35.0K 3.32% 106,960 SH
9 ELI LILLY & CO LLY 532457108 $32.5K 3.09% 27,138 SH
10 MORGAN STANLEY MS 617446448 $30.3K 2.88% 145,011 SH
11 MICROSOFT CORP MSFT 594918104 $29.0K 2.75% 77,704 SH
12 BOEING CO/THE BA 097023105 $28.1K 2.67% 130,043 SH
13 MERCK & CO. INC. MRK 58933Y105 $26.0K 2.47% 202,424 SH
14 TESLA INC TSLA 88160R101 $24.1K 2.29% 57,280 SH
15 AMERICAN EXPRESS CO AXP 025816109 $23.4K 2.22% 69,287 SH
16 META PLATFORMS INC-CLASS A META 30303M102 $22.7K 2.15% 40,269 SH
17 WALMART INC WMT 931142103 $22.5K 2.14% 198,968 SH
18 CHUBB LTD CB H1467J104 $21.6K 2.05% 63,304 SH
19 MARRIOTT INTERNATIONAL -CL A MAR 571903202 $21.4K 2.03% 57,741 SH
20 JOHNSON & JOHNSON JNJ 478160104 $20.2K 1.92% 79,588 SH
21 MASTERCARD INC - A MA 57636Q104 $20.2K 1.91% 39,267 SH
22 EXXON MOBIL CORP XOM 30233Q108 $17.3K 1.65% 126,765 SH
23 NETFLIX INC NFLX 64110L106 $17.1K 1.62% 239,607 SH
24 AON PLC-CLASS A AON G0403H108 $17.0K 1.61% 51,218 SH
25 RTX CORP RTX 75513E101 $16.7K 1.59% 88,193 SH
26 ORACLE CORP ORCL 68389X105 $15.5K 1.47% 105,970 SH
27 CHEVRON CORP CVX 166764100 $15.3K 1.45% 92,439 SH
28 WELLS FARGO & CO WFC 949746101 $14.9K 1.42% 180,453 SH
29 QUANTA SERVICES INC PWR 74762E102 $14.7K 1.40% 20,482 SH
30 MCDONALD'S CORP MCD 580135101 $14.7K 1.40% 54,463 SH
31 HOME DEPOT INC HD 437076102 $13.7K 1.30% 38,804 SH
32 VERIZON COMMUNICATIONS INC VZ 92343V104 $13.2K 1.26% 312,360 SH
33 CITIGROUP INC C 172967424 $12.8K 1.21% 91,278 SH
34 AMERICAN INTERNATIONAL GROUP AIG 026874784 $12.4K 1.17% 165,841 SH
35 TAIWAN SEMICONDUCTOR-SP ADR TSM 874039100 $12.3K 1.17% 25,794 SH
36 EMERSON ELECTRIC CO EMR 291011104 $11.6K 1.11% 81,347 SH
37 STRYKER CORP SYK 863667101 $10.8K 1.02% 34,290 SH
38 SS-SPDR S&P 500 SPY 78462F103 $8.9K 0.84% 11,874 SH
39 ROYAL CARIBBEAN GROUP RCL V7780T103 $8.4K 0.80% 26,426 SH
40 INTUITIVE SURGICAL INC ISRG 46120E602 $8.1K 0.77% 20,318 SH
41 BANK OF NEW YORK MELLON CORP BNY 064058100 $7.8K 0.74% 53,875 SH
42 HILTON WORLDWIDE HOLDINGS IN HLT 43300A203 $5.5K 0.52% 16,575 SH
43 GENERAL ELECTRIC GE 369604301 $5.1K 0.48% 13,592 SH
44 PALANTIR TECHNOLOGIES INC-A PLTR 69608A108 $3.8K 0.36% 32,268 SH
45 LOCKHEED MARTIN CORP LMT 539830109 $3.4K 0.32% 6,682 SH
46 AMGEN INC AMGN 031162100 $3.0K 0.29% 8,418 SH
47 DEERE & CO DE 244199105 $2.0K 0.19% 3,086 SH
48 ALLSTATE CORP ALL 020002101 $1.6K 0.15% 6,700 SH
49 PEPSICO INC PEP 713448108 $1.4K 0.13% 10,417 SH
50 BROADCOM INC AVGO 11135F101 $1.4K 0.13% 3,597 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-08 $1.1M 111 0001038661-26-000003
2026-03-31 2026-04-07 $904.9K 108 0001038661-26-000002
2025-12-31 2026-01-06 $979.2K 115 0001038661-26-000001