ABNER HERRMAN & BROCK LLC — 13F Holdings & Portfolio
CIK 1038661 · latest 13F-HR filed 2026-04-07
ABNER HERRMAN & BROCK LLC manages $904.9K in 13F-reported U.S. long-equity assets across 108 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are NVDA (7.68%), GOOG (4.30%), JPM (3.95%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 5 new positions, exited 12, added to 37, and trimmed 41.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$904.9K
Long-equity book
108
Distinct positions
2026-03-31
Filed 2026-04-07
+5 / −12 / ↑37 / ↓41
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BOEING CO/THE$16.0K +486.7%
- EXXON MOBIL CORP$6.2K +40.7%
- DELL TECHNOLOGIES -C$6.2K +31.1%
- CHEVRON CORP$5.2K +36.9%
- MERCK & CO. INC.$3.5K +16.7%
Top Trims
- MICROSOFT CORP-$8.7K -23.3%
- INTL BUSINESS MACHINES CORP-$7.8K -18.2%
- ORACLE CORP-$6.2K -27.9%
- NVIDIA CORP-$5.9K -7.8%
- SALESFORCE INC-$5.5K -29.5%
New Positions
- BRISTOL-MYERS SQUIBB CO$606
- CITIZENS FINANCIAL GROUP$600
- CATERPILLAR INC$242
- ENBRIDGE INC$213
- FIRST NATIONAL CORP/VA$205
Exited Positions
- ABBOTT LABORATORIES$17.0K
- INTUIT INC$14.6K
- UBER TECHNOLOGIES INC$2.1K
- PUBLIC SERVICE ENTERPRISE GP$1.3K
- EQT CORP$741
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORP | NVDA | 67066G104 | $69.5K | 7.68% | 398,706 | SH |
| 2 | ALPHABET INC-CL C | GOOG | 02079K107 | $38.9K | 4.30% | 135,755 | SH |
| 3 | JPMORGAN CHASE & CO | JPM | 46625H100 | $35.7K | 3.95% | 121,356 | SH |
| 4 | INTL BUSINESS MACHINES CORP | IBM | 459200101 | $35.0K | 3.87% | 144,292 | SH |
| 5 | NETFLIX INC | NFLX | 64110L106 | $31.0K | 3.42% | 322,187 | SH |
| 6 | AMAZON.COM INC | AMZN | 023135106 | $30.9K | 3.42% | 148,461 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $30.3K | 3.35% | 119,556 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $28.8K | 3.18% | 77,772 | SH |
| 9 | ADVANCED MICRO DEVICES | AMD | 007903107 | $26.7K | 2.95% | 131,321 | SH |
| 10 | DELL TECHNOLOGIES -C | DELL | 24703L202 | $26.0K | 2.87% | 158,497 | SH |
| 11 | MORGAN STANLEY | MS | 617446448 | $26.0K | 2.87% | 157,722 | SH |
| 12 | WALMART INC | WMT | 931142103 | $25.1K | 2.78% | 202,162 | SH |
| 13 | ELI LILLY & CO | LLY | 532457108 | $24.7K | 2.73% | 26,838 | SH |
| 14 | MERCK & CO. INC. | MRK | 58933Y105 | $24.4K | 2.69% | 202,469 | SH |
| 15 | MARRIOTT INTERNATIONAL -CL A | MAR | 571903202 | $23.1K | 2.55% | 70,586 | SH |
| 16 | META PLATFORMS INC-CLASS A | META | 30303M102 | $22.8K | 2.52% | 39,891 | SH |
| 17 | AMERICAN EXPRESS CO | AXP | 025816109 | $22.4K | 2.48% | 74,183 | SH |
| 18 | EXXON MOBIL CORP | XOM | 30231G102 | $21.6K | 2.38% | 127,018 | SH |
| 19 | TESLA INC | TSLA | 88160R101 | $21.1K | 2.33% | 56,834 | SH |
| 20 | WELLS FARGO & CO | WFC | 949746101 | $20.9K | 2.31% | 262,811 | SH |
| 21 | CHUBB LTD | CB | H1467J104 | $20.8K | 2.29% | 63,712 | SH |
| 22 | MASTERCARD INC - A | MA | 57636Q104 | $19.8K | 2.19% | 39,683 | SH |
| 23 | BOEING CO/THE | BA | 097023105 | $19.3K | 2.13% | 96,918 | SH |
| 24 | CHEVRON CORP | CVX | 166764100 | $19.1K | 2.11% | 92,489 | SH |
| 25 | AON PLC-CLASS A | AON | G0403H108 | $17.3K | 1.91% | 53,632 | SH |
| 26 | MCDONALD'S CORP | MCD | 580135101 | $17.1K | 1.89% | 55,145 | SH |
| 27 | RTX CORP | RTX | 75513E101 | $16.8K | 1.86% | 87,162 | SH |
| 28 | ORACLE CORP | ORCL | 68389X105 | $16.0K | 1.77% | 108,913 | SH |
| 29 | SALESFORCE INC | CRM | 79466L302 | $13.3K | 1.47% | 71,027 | SH |
| 30 | AMERICAN INTERNATIONAL GROUP | AIG | 026874784 | $12.5K | 1.39% | 166,738 | SH |
| 31 | HOME DEPOT INC | HD | 437076102 | $12.5K | 1.38% | 38,045 | SH |
| 32 | STRYKER CORP | SYK | 863667101 | $11.2K | 1.24% | 34,159 | SH |
| 33 | QUANTA SERVICES INC | PWR | 74762E102 | $10.7K | 1.19% | 19,576 | SH |
| 34 | EMERSON ELECTRIC CO | EMR | 291011104 | $10.7K | 1.18% | 81,340 | SH |
| 35 | CITIGROUP INC | C | 172967424 | $10.5K | 1.16% | 92,944 | SH |
| 36 | INTUITIVE SURGICAL INC | ISRG | 46120E602 | $10.2K | 1.13% | 22,106 | SH |
| 37 | TAIWAN SEMICONDUCTOR-SP ADR | TSM | 874039100 | $8.3K | 0.92% | 24,661 | SH |
| 38 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $8.2K | 0.91% | 12,668 | SH |
| 39 | ROYAL CARIBBEAN GROUP | RCL | V7780T103 | $7.5K | 0.83% | 27,320 | SH |
| 40 | BANK OF NEW YORK MELLON CORP | BK | 064058100 | $6.4K | 0.71% | 53,875 | SH |
| 41 | PALANTIR TECHNOLOGIES INC-A | PLTR | 69608A108 | $5.4K | 0.60% | 37,155 | SH |
| 42 | HILTON WORLDWIDE HOLDINGS IN | HLT | 43300A203 | $5.0K | 0.56% | 16,575 | SH |
| 43 | AMGEN INC | AMGN | 031162100 | $3.9K | 0.43% | 11,098 | SH |
| 44 | LOCKHEED MARTIN CORP | LMT | 539830109 | $2.5K | 0.28% | 4,205 | SH |
| 45 | AIR PRODUCTS & CHEMICALS INC | APD | 009158106 | $2.4K | 0.27% | 8,365 | SH |
| 46 | PROCTER & GAMBLE CO/THE | PG | 742718109 | $1.9K | 0.21% | 12,947 | SH |
| 47 | DEERE & CO | DE | 244199105 | $1.8K | 0.20% | 3,215 | SH |
| 48 | PEPSICO INC | PEP | 713448108 | $1.6K | 0.18% | 10,417 | SH |
| 49 | ALLSTATE CORP | ALL | 020002101 | $1.4K | 0.16% | 6,900 | SH |
| 50 | TRAVELERS COS INC/THE | TRV | 89417E109 | $1.1K | 0.13% | 3,888 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-07 | $904.9K | 108 | 0001038661-26-000002 |
| 2025-12-31 | 2026-01-06 | $979.2K | 115 | 0001038661-26-000001 |