PEAK FINANCIAL ADVISORS LLC — 13F Holdings & Portfolio

CIK 1843309 · latest 13F-HR filed 2026-07-17

PEAK FINANCIAL ADVISORS LLC manages $241.5M in 13F-reported U.S. long-equity assets across 78 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FLXR (14.45%), FLSP (8.79%), MBB (8.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions, exited 12, added to 29, and trimmed 13.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
155 SOUTH MADISON STREET
SUITE 210
DENVER, CO 80209
Phone
(303) 316-2799
Filing Manager
PEAK FINANCIAL ADVISORS LLC
DENVER, CO
Signatory
LORRAINE E. HAVERLEY
CCO
Loading holdings…
AUM

$241.5M

Long-equity book

Holdings

78

Distinct positions

Period

2026-06-30

Filed 2026-07-17

Q/Q Activity

+20 / −12 / ↑29 / ↓13

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • TCW ETF TRUST$10.0M +39.9%
  • FRANKLIN TEMPLETON ETF TR$3.1M +16.8%
  • CVS HEALTH CORP$1.6M +73.7%
  • JOHNSON & JOHNSON$1.5M +50.2%
  • INVESCO EXCH TRADED FD TR II$1.4M +42.1%
Show all 29

Top Trims

  • SIMPLIFY EXCHANGE TRADED FUN-$16.6M -98.1%
  • ISHARES TR-$5.1M -93.7%
  • SIMPLIFY EXCHANGE TRADED FUN-$1.9M -14.7%
  • MASTERCARD INCORPORATED-$1.6M -68.7%
  • WORLD GOLD TR-$1.5M -9.9%
Show all 13

New Positions

  • ISHARES TR$19.7M
  • ELI LILLY & CO$3.9M
  • EDWARDS LIFESCIENCES CORP$3.6M
  • CHENIERE ENERGY INC$2.7M
  • VISA INC$2.7M
Show all 20

Exited Positions

  • J P MORGAN EXCHANGE TRADED F$13.9M
  • TARGA RES CORP$3.5M
  • AMERICAN EXPRESS CO$3.0M
  • ROIVANT SCIENCES LTD$2.9M
  • TE CONNECTIVITY PLC$2.2M
Show all 12
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 TCW ETF TRUST FLXR 29287L700 $34.9M 14.45% 889,796 SH
2 FRANKLIN TEMPLETON ETF TR FLSP 35473P546 $21.2M 8.79% 766,968 SH
3 ISHARES TR MBB 464288588 $19.7M 8.17% 208,845 SH
4 WORLD GOLD TR GLDM 98149E303 $13.8M 5.72% 173,948 SH
5 ISHARES TR EMB 464288281 $11.4M 4.71% 117,891 SH
6 SIMPLIFY EXCHANGE TRADED FUN CTA 82889N699 $11.1M 4.59% 427,579 SH
7 AMAZON COM INC AMZN 023135106 $6.2M 2.56% 25,956 SH
8 CIENA CORP CIEN 171779309 $5.2M 2.15% 10,570 SH
9 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $4.7M 1.97% 29,403 SH
10 JOHNSON & JOHNSON JNJ 478160104 $4.6M 1.90% 18,041 SH
11 CENTERPOINT ENERGY INC CNP 15189T107 $4.0M 1.66% 91,264 SH
12 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.0M 1.66% 8,030 SH
13 ELI LILLY & CO LLY 532457108 $3.9M 1.61% 3,242 SH
14 ELEMENT SOLUTIONS INC ESI 28618M106 $3.9M 1.60% 80,930 SH
15 CVS HEALTH CORP CVS 126650100 $3.8M 1.57% 36,666 SH
16 ISHARES TR INDA 46429B598 $3.8M 1.56% 76,069 SH
17 EDWARDS LIFESCIENCES CORP EW 28176E108 $3.6M 1.50% 40,131 SH
18 CANADIAN NAT RES LTD MED TER CNQ 136385101 $3.5M 1.46% 89,125 SH
19 BRIXMOR PPTY GROUP INC BRX 11120U105 $3.5M 1.43% 109,600 SH
20 CURTISS WRIGHT CORP CW 231561101 $3.4M 1.41% 4,503 SH
21 EATON CORP PLC ETN G29183103 $3.4M 1.41% 7,968 SH
22 APA CORPORATION APA 03743Q108 $3.3M 1.38% 102,443 SH
23 FEDEX CORP FDX 31428X106 $3.3M 1.36% 10,487 SH
24 NVIDIA CORPORATION NVDA 67066G104 $3.3M 1.36% 16,390 SH
25 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.2M 1.32% 3,397 SH
26 WALMART INC WMT 931142103 $2.9M 1.21% 25,803 SH
27 CHENIERE ENERGY INC LNG 16411R208 $2.7M 1.12% 11,311 SH
28 NETFLIX INC. NFLX 64110L106 $2.7M 1.12% 37,751 SH
29 VISA INC V 92826C839 $2.7M 1.12% 7,854 SH
30 DEFINIUM THERAPEUTICS INC DFTX 24477V105 $2.7M 1.11% 56,915 SH
31 BORGWARNER INC BWA 099724106 $2.5M 1.03% 37,405 SH
32 UNUM GROUP UNM 91529Y106 $2.4M 1.01% 27,247 SH
33 PACER FDS TR COWZ 69374H881 $2.2M 0.93% 36,053 SH
34 MORGAN STANLEY MS 617446448 $2.2M 0.89% 10,315 SH
35 LIVE NATION ENTERTAINMENT IN LYV 538034109 $2.1M 0.87% 11,485 SH
36 JAMES HARDIE INDS PLC JHX G4253H101 $2.1M 0.86% 79,434 SH
37 DIANTHUS THERAPEUTICS INC DNTH 252828108 $1.9M 0.79% 19,689 SH
38 AUTODESK INC ADSK 052769106 $1.8M 0.74% 9,211 SH
39 GLOBAL X FDS URA 37954Y871 $1.6M 0.66% 36,741 SH
40 MONGODB INC MDB 60937P106 $1.6M 0.65% 4,657 SH
41 BEONE MEDICINES LTD ONC 07725L102 $1.4M 0.57% 4,836 SH
42 APPLE INC AAPL 037833100 $1.3M 0.55% 4,570 SH
43 VANECK ETF TRUST MOAT 92189F643 $908.6K 0.38% 8,740 SH
44 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $886.6K 0.37% 2,926 SH
45 FEDEX FGHT HLDG CO INC FDXF 314352105 $785.0K 0.33% 5,199 SH
46 EA SERIES TRUST BOXX 02072L565 $766.4K 0.32% 6,545 SH
47 MASTERCARD INCORPORATED MA 57636Q104 $737.1K 0.31% 1,435 SH
48 KINDER MORGAN INC DEL KMI 49456B101 $722.8K 0.30% 22,610 SH
49 GOLDMAN SACHS GROUP INC GS 38141G104 $696.3K 0.29% 688 SH
50 ALTRIA GROUP INC MO 02209S103 $692.1K 0.29% 9,619 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-17 $241.5M 78 0001843309-26-000008
2026-03-31 2026-04-22 $225.9M 70 0001843309-26-000006
2025-12-31 2026-01-12 $222.6M 87 0001843309-26-000002