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Ulrich Consultants & Investment Group, LLC — 13F Holdings & Portfolio

CIK 1878849 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Ulrich Consultants & Investment Group, LLC manages $100.1M in 13F-reported U.S. long-equity assets across 47 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (44.16%), SMMD (17.19%), SPY (4.26%). Quarter over quarter (versus its 2023-06-30 filing) the fund opened 30 new positions and exited 7; 12 existing positions rose in reported value and 3 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$100.1M

Long-equity book

Holdings
47

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+30 / −7 / ↑12 / ↓3

vs 2023-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO44.2% · +138%SMMD17.2% · newSPY4.3% · -7%ESGD3.1% · +150%VONV2.6% · newHCA2.1% · 0%VONG2.0% · -91%IVW1.8% · -3%DIVO1.6% · -12%GLD1.5% · newVTHR1.4% · newEPD1.3% · +260%AAPL1.2% · +72%MSFT1.1% · -4%ET1.0% · newIVV0.9% · newCGDV0.9% · newACWI0.9% · newEQAL0.8% · -52%RDVY0.6% · newINTC0.6% · newXOM0.5% · 0%CSCO0.5% · newGDX0.5% · newAMZN0.4% · +9%PANW0.4% · newIBB0.4% · -1%IFRA0.4% · newTRGP0.4% · newLLY0.4% · newXLE0.4% · +13%IAU0.4% · newVO0.4% · newKMI0.4% · 0%HACK0.3% · newRSP0.3% · newBRK.B0.3% · newNVDA0.3% · newWMB0.3% · newVEU0.3% · newARCC0.3% · 0%PHYS0.3% · newMPLX0.3% · newSPG0.2% · newVTI0.2% · newSBUX0.2% · +4%AEBI0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 23 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 80.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jan 30, 2026.

Assets Under Management
$3.62B
Discretionary
$2.33B
Employees
22
Accounts
1,032
Address
1805 RIO GRANDE BOULEVARD NW
SUITE 1
ALBUQUERQUE, NM 87104
Phone
(505) 224-9100
Website
Name Title / Status Ownership Type
ULRICH CONSULTING GROUP, LLC ControlMEMBER
since Dec 2020
50–75%Domestic Entity
ULRICH, JOHN, PAUL ControlMANAGER / PRESIDENT
since Jan 2021
Less than 5%Individual
Gerald, Evan, WhittierCHIEF COMPLIANCE OFFICER & MEMBER
since Jan 2026
5–10%Individual
RITZ-SCHALK, MOLLY, PAULIMEMBER
since Dec 2020
5–10%Individual
SIZEMORE, JAMES, MICHAELMEMBER
since Apr 2022
Less than 5%Individual
SOLCHER, WHITNEY, EMEMBER
since Oct 2021
5–10%Individual
Ulrich, Matthew, JohnMEMBER
since Dec 2022
5–10%Individual
ULRICH, JOHN, PAUL Control
Indirect owner via ULRICH CONSULTING GROUP, LLC
MEMBER / MANAGER
since Apr 2007
75% or moreIndividual
Ownership & leadership changes · 6 filings with changes since Mar 21, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 30, 2026 filing
  • No longer listedCROWDER, REBECCA, ANNE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2021
  • ChangedGerald, Evan, Whittier · title MEMBER → CHIEF COMPLIANCE OFFICER & MEMBER
Mar 26, 2025 filing
  • ChangedULRICH CONSULTING GROUP, LLC · ownership 75% or more → 50–75%
Mar 29, 2023 filing
  • AddedGerald, Evan, Whittier · MEMBER · 5–10%
  • AddedSIZEMORE, JAMES, MICHAEL · MEMBER · Less than 5%
  • AddedSOLCHER, WHITNEY, E · MEMBER · 5–10%
  • AddedUlrich, Matthew, John · MEMBER · 5–10%
Jan 27, 2021 filing
  • AddedCROWDER, REBECCA, ANNE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • AddedULRICH CONSULTING GROUP, LLC · MEMBER · 75% or more · control person
  • AddedULRICH, JOHN, PAUL · MEMBER / MANAGER · 75% or more · indirect via ULRICH CONSULTING GROUP, LLC · control person
  • ChangedULRICH, JOHN, PAUL · title CHIEF COMPLIANCE OFFICER / MANAGING MEMBER → MANAGER / PRESIDENT; ownership 75% or more → Less than 5%
Mar 5, 2018 filing
  • AddedRITZ-SCHALK, MOLLY, PAULI · MEMBER · 5–10%
Sep 8, 2014 filing
  • No longer listedULRICH, LISA, ANN · MEMBER · 50–75% · control person · listed since Apr 2007
  • ChangedULRICH, JOHN, PAUL · ownership 50–75% → 75% or more
Mar 21, 2012 filing (earliest on record)
  • ListedULRICH, JOHN, PAUL · CHIEF COMPLIANCE OFFICER / MANAGING MEMBER · 50–75% · control person
  • ListedULRICH, LISA, ANN · MEMBER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Ulrich Consultants & Investment Group, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $44.2M 44.16% 63,066 SH
2 ISHARES TR SMMD 46435G268 $17.2M 17.19% 201,207 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.3M 4.26% 5,592 SH
4 ISHARES TR ESGD 46435G516 $3.1M 3.13% 30,419 SH
5 VANGUARD SCOTTSDALE FDS VONV 92206C714 $2.6M 2.64% 24,321 SH
6 HCA HEALTHCARE INC HCA 40412C101 $2.1M 2.05% 4,813 SH
7 VANGUARD SCOTTSDALE FDS VONG 92206C680 $2.0M 2.02% 15,662 SH
8 ISHARES TR IVW 464287309 $1.8M 1.80% 12,667 SH
9 AMPLIFY ETF TR DIVO 032108409 $1.6M 1.63% 35,068 SH
10 SPDR GOLD TR GLD 78463V107 $1.5M 1.48% 3,892 SH
11 VANGUARD SCOTTSDALE FDS VTHR 92206C599 $1.4M 1.42% 4,225 SH
12 ENTERPRISE PRODS PARTNERS L EPD 293792107 $1.3M 1.31% 36,926 SH
13 APPLE INC AAPL 037833100 $1.2M 1.22% 3,657 SH
14 MICROSOFT CORP MSFT 594918104 $1.2M 1.15% 2,245 SH
15 ENERGY TRANSFER L P ET 29273V100 $1.0M 1.01% 50,942 SH
16 ISHARES TR IVV 464287200 $950.0K 0.95% 1,240 SH
17 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $942.8K 0.94% 19,300 SH
18 ISHARES TR ACWI 464288257 $920.8K 0.92% 5,800 SH
19 INVESCO EXCH TRADED FD TR II EQAL 46138E420 $755.9K 0.76% 13,198 SH
20 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $587.2K 0.59% 7,500 SH
21 INTEL CORP INTC 458140100 $582.6K 0.58% 4,846 SH
22 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $528.9K 0.53% 3,250 SH
23 CISCO SYS INC CSCO 17275R102 $527.8K 0.53% 4,904 SH
24 VANECK ETF TRUST GDX 92189F106 $504.9K 0.50% 5,750 SH
25 AMAZON COM INC AMZN 023135106 $441.7K 0.44% 1,773 SH
26 PALO ALTO NETWORKS INC PANW 697435105 $428.7K 0.43% 1,079 SH
27 ISHARES TR IBB 464287556 $423.1K 0.42% 2,010 SH
28 ISHARES TR IFRA 46435U713 $402.8K 0.40% 7,320 SH
29 TARGA RES CORP TRGP 87612G101 $383.8K 0.38% 1,420 SH
30 ELI LILLY & CO LLY 532457108 $379.5K 0.38% 328 SH
31 SELECT SECTOR SPDR TR XLE 81369Y506 $377.9K 0.38% 6,145 SH
32 ISHARES GOLD TR IAU 464285204 $364.3K 0.36% 4,665 SH
33 VANGUARD INDEX FDS VO 922908629 $360.8K 0.36% 4,601 SH
34 KINDER MORGAN INC DEL KMI 49456B101 $355.0K 0.35% 11,773 SH
35 AMPLIFY ETF TR HACK 032108664 $344.1K 0.34% 2,838 SH
36 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $337.6K 0.34% 1,623 SH
37 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $290.3K 0.29% 583 SH
38 NVIDIA CORPORATION NVDA 67066G104 $272.3K 0.27% 1,192 SH
39 WILLIAMS COS INC WMB 969457100 $271.9K 0.27% 4,000 SH
40 VANGUARD INTL EQUITY INDEX F VEU 922042775 $269.7K 0.27% 3,250 SH
41 ARES CAPITAL CORP ARCC 04010L103 $267.4K 0.27% 14,000 SH
42 SPROTT ASSET MANAGEMENT LP PHYS 85207H104 $265.8K 0.27% 8,500 SH
43 MPLX LP MPLX 55336V100 $265.3K 0.26% 4,710 SH
44 SIMON PPTY GROUP INC NEW SPG 828806109 $220.8K 0.22% 1,100 SH
45 VANGUARD INDEX FDS VTI 922908769 $214.8K 0.21% 574 SH
46 STARBUCKS CORP SBUX 855244109 $210.2K 0.21% 2,237 SH
47 AEBI SCHMIDT HLDG AG AEBI H00501108 $106.2K 0.11% 10,037 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $100.1M 47 0001878849-26-000007
2023-06-30 2023-08-07 $41.4M 24 0001085146-23-003107
Filer Information
Address
1805 RIO GRANDE BLVD. NW, SUITE 1
ALBUQUERQUE, NM 87104
Phone
(505) 224-9100
Filing Manager
Ulrich Consultants & Investment Group, LLC
ALBUQUERQUE, NM
Signatory
Evan Gerald
Partner, CCO