EAGLE ROCK INVESTMENT COMPANY, LLC — 13F Holdings & Portfolio

CIK 1911407 · latest 13F-HR filed 2026-04-09

EAGLE ROCK INVESTMENT COMPANY, LLC manages $688.2M in 13F-reported U.S. long-equity assets across 158 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are BND (8.39%), GOOGL (5.28%), AVGO (4.89%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 5 new positions, exited 9, added to 57, and trimmed 49.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$688.2M

Long-equity book

Holdings

158

Distinct positions

Period

2026-03-31

Filed 2026-04-09

Q/Q Activity

+5 / −9 / ↑57 / ↓49

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • AMAZON COM INC$5.4M +135.0%
  • TAIWAN SEMICONDUCTOR MANUFAC$3.1M +17.6%
  • CHEVRON CORPORATION$2.8M +36.4%
  • KLA CORP$2.3M +13.7%
  • APPLIED MATLS INC$1.8M +27.3%
Show all 57

Top Trims

  • BROADCOM INC-$8.7M -20.6%
  • MICROSOFT CORP-$4.9M -20.6%
  • ALPHABET INC-$4.2M -10.4%
  • AMERICAN EXPRESS CO-$3.0M -18.4%
  • IQVIA HLDGS INC-$2.5M -18.6%
Show all 49

New Positions

  • PALO ALTO NETWORKS INC$1.9M
  • STIFEL FINL CORP$1.1M
  • STMICROELECTRONICS N V$237.3K
  • DUKE ENERGY CORP NEW$220.6K
  • FEDEX CORP$202.0K
Show all 5

Exited Positions

  • ELECTRONIC ARTS INC$2.1M
  • MOELIS & CO$2.1M
  • TRANSUNION$1.4M
  • LULULEMON ATHLETICA INC$1.1M
  • FORD MTR CO$393.6K
Show all 9
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD BD INDEX FDS BND 921937835 $57.7M 8.39% 783,746 SH
2 ALPHABET INC GOOGL 02079K305 $36.3M 5.28% 126,398 SH
3 BROADCOM INC AVGO 11135F101 $33.7M 4.89% 108,747 SH
4 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $20.6M 2.99% 60,927 SH
5 META PLATFORMS INC META 30303M102 $19.5M 2.83% 34,087 SH
6 APPLE INC AAPL 037833100 $19.5M 2.83% 76,799 SH
7 KLA CORP KLAC 482480100 $19.3M 2.80% 13,095 SH
8 JPMORGAN CHASE & CO JPM 46625H100 $18.8M 2.73% 63,803 SH
9 MICROSOFT CORP MSFT 594918104 $18.7M 2.72% 50,610 SH
10 CHUBB LTD SWITZ CB H1467J104 $17.6M 2.55% 53,882 SH
11 MICRON TECHNOLOGY INC MU 595112103 $13.9M 2.02% 41,208 SH
12 AMERICAN EXPRESS CO AXP 025816109 $13.4M 1.95% 44,401 SH
13 AUTOZONE INC AZO 053332102 $12.8M 1.87% 3,802 SH
14 VISA INC V 92826C839 $12.7M 1.85% 42,018 SH
15 SPDR SERIES TRUST BIL 78468R663 $12.5M 1.81% 136,165 SH
16 VANGUARD BD INDEX FDS BSV 921937827 $12.3M 1.79% 157,035 SH
17 THERMO FISHER SCIENTIFIC INC TMO 883556102 $11.6M 1.69% 23,674 SH
18 IQVIA HLDGS INC IQV 46266C105 $11.1M 1.61% 64,975 SH
19 CISCO SYS INC CSCO 17275R102 $10.4M 1.52% 134,398 SH
20 CBRE GROUP INC CBRE 12504L109 $10.4M 1.50% 76,419 SH
21 CHEVRON CORPORATION CVX 166764100 $10.3M 1.50% 49,907 SH
22 CENCORA INC COR 03073E105 $10.3M 1.49% 32,726 SH
23 JOHNSON & JOHNSON JNJ 478160104 $9.5M 1.37% 38,691 SH
24 AMAZON COM INC AMZN 023135106 $9.4M 1.36% 45,083 SH
25 BERKLEY W R CORP WRB 084423102 $8.7M 1.26% 130,511 SH
26 APPLIED MATLS INC AMAT 038222105 $8.5M 1.23% 24,751 SH
27 CUMMINS INC CMI 231021106 $8.1M 1.18% 15,140 SH
28 VERIZON COMMUNICATIONS INC VZ 92343V104 $7.7M 1.13% 154,335 SH
29 DISNEY WALT CO DIS 254687106 $7.0M 1.02% 73,141 SH
30 HCA HEALTHCARE INC HCA 40412C101 $6.8M 0.98% 14,322 SH
31 VANGUARD MUN BD FDS VTEB 922907746 $6.5M 0.95% 131,186 SH
32 EATON CORP PLC ETN G29183103 $6.1M 0.88% 17,020 SH
33 TAKE-TWO INTERACTIVE SOFTWAR TTWO 874054109 $6.0M 0.87% 30,150 SH
34 DOLLAR GEN CORP DG 256677105 $5.9M 0.86% 49,877 SH
35 CITIGROUP INC C 172967424 $5.8M 0.84% 51,007 SH
36 UNITED RENTALS INC URI 911363109 $5.6M 0.81% 7,675 SH
37 LPL FINL HLDGS INC LPLA 50212V100 $5.4M 0.78% 17,900 SH
38 DIAMONDBACK ENERGY INC FANG 25278X109 $5.2M 0.76% 26,500 SH
39 APOLLO GLOBAL MGMT INC APO 03769M106 $5.2M 0.75% 46,349 SH
40 ISHARES TR SUB 464288158 $4.8M 0.69% 44,714 SH
41 CATERPILLAR INC CAT 149123101 $4.7M 0.69% 6,700 SH
42 CONSTELLATION BRANDS INC STZ 21036P108 $4.4M 0.64% 29,271 SH
43 CLOROX CO DEL CLX 189054109 $4.4M 0.63% 42,002 SH
44 PEPSICO INC PEP 713448108 $4.2M 0.61% 27,191 SH
45 MCKESSON CORP MCK 58155Q103 $4.1M 0.60% 4,778 SH
46 ISHARES TR MUB 464288414 $3.9M 0.56% 36,402 SH
47 CAPITAL ONE FINL CORP COF 14040H105 $3.7M 0.54% 20,451 SH
48 UNITEDHEALTH GROUP INC UNH 91324P102 $3.7M 0.54% 13,752 SH
49 NIKE INC NKE 654106103 $3.7M 0.53% 69,404 SH
50 MERCK & CO INC MRK 58933Y105 $3.6M 0.52% 30,003 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-09 $688.2M 158 0001951757-26-000549
2025-12-31 2026-01-14 $708.8M 162 0001951757-26-000080