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Factor Wealth Management LTD — 13F Holdings & Portfolio

CIK 2055816 · latest 13F-HR filed 2026-10-08

Backtest portfolio

Factor Wealth Management LTD manages $654.1M in 13F-reported U.S. long-equity assets across 163 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFUV (8.21%), VOO (6.26%), IJR (4.29%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 18; 27 existing positions rose in reported value and 74 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$654.1M

Long-equity book

Holdings
163

Distinct positions

Period
2026-09-30

Filed 2026-10-08

Q/Q Activity
+11 / −18 / ↑27 / ↓74

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFUV8.2% · +3%VOO6.3% · +0%IJR4.3% · +1%DFIV4.2% · -2%DFSV3.8% · +4%VXUS3.5% · +2%VCSH3.1% · -9%DFSD3.1% · -16%SHAG3.1% · newBSV3.0% · -21%DFIS3.0% · +3%ISTB2.7% · -8%DFAS2.7% · +0%DFEM2.6% · -2%EMB2.4% · +1%BNDX2.3% · -2%SPY2.1% · -3%AVDV1.7% · +2%DFAC1.7% · -0%VTV1.3% · -1%VTIP1.2% · -19%VBIL1.1% · +279%AVLV1.1% · -2%CAT1.0% · -0%VNQ1.0% · +2%IGE0.9% · -4%BRK.A0.9% · 0%AAPL0.9% · -49%AVIV0.9% · +0%AVEM0.9% · +19%DFUS0.8% · +0%DFAT0.8% · -1%IXC0.8% · -4%ABBV0.8% · +1%FNDC0.7% · -6%VNQI0.7% · +2%NVDA0.7% · -23%VB0.7% · -2%DFAX0.6% · +0%VWOB0.6% · +22%IAGG0.6% · +61%EEM0.5% · -1%VSS0.5% · -8%IVV0.5% · +2%DUSB0.4% · +19%VEU0.4% · -7%AVDE0.4% · -2%DFAE0.4% · -5%VO0.4% · -22%DFLV0.4% · -6%VBR0.4% · +2%SCHD0.4% · -5%REET0.3% · +6%AVUV0.3% · +7%IJH0.3% · -16%EFV0.3% · +98%GNR0.3% · +39%SUB0.3% · -11%DISV0.3% · +11%DFAU0.3% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 8, 2026.

Assets Under Management
$781.0M
Discretionary
$764.9M
Employees
8
Accounts
880
Address
980 N MICHIGAN AVENUE
STE 1320
CHICAGO, IL 60611
Phone
(312) 644-5040
Website
Name Title / Status Ownership Type
HARDY, RANDOLPH, C ControlSHAREHOLDER, PRESIDENT, CEO, & CCO
since Jun 2021
75% or moreIndividual
Burns, John, MonahanSHAREHOLDER, MANAGING PARTNER
since Jul 2025
5–10%Individual
Ownership & leadership changes · 5 filings with changes since Mar 27, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 5, 2026 filing
  • ChangedBurns, John, Monahan · title SHAREHOLDER, MANAGING DIRECTOR → SHAREHOLDER, MANAGING PARTNER
Dec 15, 2025 filing
  • AddedBurns, John, Monahan · SHAREHOLDER, MANAGING DIRECTOR · 5–10%
Mar 19, 2024 filing
  • ChangedHARDY, RANDOLPH, C · title PRESIDENT, CEO, & CCO → SHAREHOLDER, PRESIDENT, CEO, & CCO
Jul 20, 2021 filing
  • No longer listedCLUNE, EILEEN, STANCATI · PRESIDENT & CEO · 50–75% · control person · listed since Jan 1988
  • ChangedHARDY, RANDOLPH, C · title VICE PRESIDENT, PRINCIPAL & CHIEF COMPLIANCE OFFICER → PRESIDENT, CEO, & CCO; ownership 50–75% → 75% or more
Mar 9, 2018 filing
  • ChangedCLUNE, EILEEN, STANCATI · title OWNER/PRESIDENT → PRESIDENT & CEO; ownership 75% or more → 50–75%
  • ChangedHARDY, RANDOLPH, C · title PRINCIPAL / CHIEF COMPLIANCE OFFICER → VICE PRESIDENT, PRINCIPAL & CHIEF COMPLIANCE OFFICER; ownership 10–25% → 50–75%
Mar 27, 2012 filing (earliest on record)
  • ListedCLUNE, EILEEN, STANCATI · OWNER/PRESIDENT · 75% or more · control person
  • ListedHARDY, RANDOLPH, C · PRINCIPAL / CHIEF COMPLIANCE OFFICER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Factor Wealth Management LTD Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFUV 25434V724 $53.7M 8.21% 976,097 SH
2 VANGUARD INDEX FDS VOO 922908363 $41.0M 6.26% 58,458 SH
3 ISHARES TR IJR 464287804 $28.1M 4.29% 206,496 SH
4 DIMENSIONAL ETF TRUST DFIV 25434V807 $27.3M 4.17% 488,379 SH
5 DFA INVT DIMENSIONS GROUP IN DFSV 25239Y170 $24.8M 3.80% 663,113 SH
6 VANGUARD STAR FDS VXUS 921909768 $22.9M 3.51% 269,930 SH
7 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $20.5M 3.14% 265,466 SH
8 DIMENSIONAL ETF TRUST DFSD 25434V864 $20.3M 3.11% 437,367 SH
9 WISDOMTREE TR SHAG 97717Y808 $20.0M 3.06% 431,089 SH
10 VANGUARD BD INDEX FDS BSV 921937827 $19.6M 2.99% 256,036 SH
11 DIMENSIONAL ETF TRUST DFIS 25434V773 $19.3M 2.95% 533,072 SH
12 ISHARES TR ISTB 46432F859 $17.7M 2.71% 374,794 SH
13 DIMENSIONAL ETF TRUST DFAS 25434V500 $17.6M 2.70% 227,746 SH
14 DIMENSIONAL ETF TRUST DFEM 25434V732 $17.0M 2.59% 427,262 SH
15 ISHARES TR EMB 464288281 $15.4M 2.35% 169,477 SH
16 VANGUARD CHARLOTTE FDS BNDX 92203J407 $14.8M 2.26% 314,887 SH
17 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $14.0M 2.13% 18,309 SH
18 AMERICAN CENTY ETF TR AVDV 025072802 $10.9M 1.67% 99,938 SH
19 DIMENSIONAL ETF TRUST DFAC 25434V708 $10.9M 1.66% 244,469 SH
20 VANGUARD INDEX FDS VTV 922908744 $8.8M 1.34% 40,558 SH
21 VANGUARD MALVERN FDS VTIP 922020805 $8.1M 1.25% 165,473 SH
22 VANGUARD INSTL INDEX FD VBIL 922040845 $7.5M 1.15% 99,181 SH
23 AMERICAN CENTY ETF TR AVLV 025072349 $7.2M 1.11% 79,973 SH
24 CATERPILLAR INC CAT 149123101 $6.8M 1.04% 8,352 SH
25 VANGUARD INDEX FDS VNQ 922908553 $6.3M 0.96% 69,814 SH
26 ISHARES TR IGE 464287374 $6.2M 0.95% 100,640 SH
27 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $6.0M 0.91% 8 SH
28 APPLE INC AAPL 037833100 $5.9M 0.91% 17,844 SH
29 AMERICAN CENTY ETF TR AVIV 025072364 $5.8M 0.89% 72,794 SH
30 AMERICAN CENTY ETF TR AVEM 025072604 $5.7M 0.87% 60,430 SH
31 DIMENSIONAL ETF TRUST DFUS 25434V401 $5.4M 0.83% 65,296 SH
32 DIMENSIONAL ETF TRUST DFAT 25434V609 $5.3M 0.80% 79,223 SH
33 ISHARES TR IXC 464287341 $5.1M 0.79% 90,263 SH
34 ABBVIE INC ABBV 00287Y109 $5.0M 0.77% 19,240 SH
35 SCHWAB STRATEGIC TR FNDC 808524748 $4.9M 0.75% 98,308 SH
36 VANGUARD INTL EQUITY INDEX F VNQI 922042676 $4.7M 0.72% 110,157 SH
37 NVIDIA CORPORATION NVDA 67066G104 $4.6M 0.70% 20,133 SH
38 VANGUARD INDEX FDS VB 922908751 $4.4M 0.68% 15,631 SH
39 DIMENSIONAL ETF TRUST DFAX 25434V880 $4.2M 0.64% 113,546 SH
40 VANGUARD WHITEHALL FDS VWOB 921946885 $4.2M 0.64% 66,269 SH
41 ISHARES TR IAGG 46435G672 $3.7M 0.57% 75,785 SH
42 ISHARES TR EEM 464287234 $3.5M 0.53% 52,296 SH
43 VANGUARD INTL EQUITY INDEX F VSS 922042718 $3.4M 0.52% 21,722 SH
44 ISHARES TR IVV 464287200 $3.3M 0.50% 4,281 SH
45 DIMENSIONAL ETF TRUST DUSB 25434V591 $2.9M 0.45% 57,870 SH
46 VANGUARD INTL EQUITY INDEX F VEU 922042775 $2.8M 0.43% 34,206 SH
47 AMERICAN CENTY ETF TR AVDE 025072703 $2.8M 0.43% 31,457 SH
48 DIMENSIONAL ETF TRUST DFAE 25434V302 $2.8M 0.42% 70,004 SH
49 VANGUARD INDEX FDS VO 922908629 $2.7M 0.41% 34,267 SH
50 DIMENSIONAL ETF TRUST DFLV 25434V666 $2.5M 0.39% 63,365 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-08 $654.1M 163 0001754960-26-000821
2026-06-30 2026-07-08 $661.5M 170 0001754960-26-000424
2026-03-31 2026-04-20 $531.7M 162 0001754960-26-000282
2025-12-31 2026-02-09 $463.0M 166 0001754960-26-000164
Filer Information
Address
980 N MICHIGAN AVE
SUITE 1320
CHICAGO, IL 60611
Phone
(312) 644-5040
Filing Manager
Factor Wealth Management LTD
CHICAGO, IL
Signatory
Aryn Sands
Agent