WMS Group LLC — 13F Holdings & Portfolio

CIK 2113632 · latest 13F-HR filed 2026-11-06

WMS Group LLC manages $84.2M in 13F-reported U.S. long-equity assets across 60 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JPST (9.09%), SCHD (8.14%), FTSL (7.57%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 1; 11 existing positions rose in reported value and 19 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$84.2M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-11-06

Q/Q Activity

+4 / −1 / ↑11 / ↓19

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

JPST9.1% · +50%SCHD8.1% · -2%FTSL7.6% · +43%AAPL5.3% · -2%MTUM5.3% · +1%JEPI4.6% · +0%JEPQ4.2% · +0%AMZN4.1% · -0%JPM3.2% · -2%MSFT3.2% · -1%GOOGL2.9% · -1%NOBL2.9% · 0%TSM2.7% · -1%PICK2.5% · -2%IBBQ2.4% · -2%DFAS1.8% · -2%DFAI1.7% · -2%ACYN1.7% · new AVUV1.7% · -2%XLV1.6% · 0%NVDA1.4% · -1%SHOP1.1% · -2%GOOG1.0% · +2%PWR0.9% · +5%IWF0.9% · -2%GS0.9% · +2%UNH0.8% · +0%RTX0.8% · -2%BND0.8% · 0%GE0.8% · -2%WFC0.8% · new HWM0.7% · -2%RMBS0.7% · +8%WMT0.7% · -1%VHT0.7% · -1%VCSH0.6% · 0%MP0.6% · -1%LHX0.6% · +6%PLTR0.6% · 0%VGSH0.5% · 0%ETHB0.5% · new AMAT0.5% · +2%COIN0.5% · -1%VTI0.4% · 0%SPY0.4% · -4%SPCX0.4% · new VRTX0.4% · -2%REGL0.4% · 0%COST0.4% · -1%ISRG0.4% · -1%CVX0.4% · 0%V0.4% · 0%META0.4% · -73%IBM0.4% · -2%MNST0.3% · +100%PMAY0.3% · 0%ITOT0.3% · 0%PGR0.3% · 0%ETN0.3% · 0%XLF0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 22, 2026.

Assets Under Management

$280.9M

Discretionary

$249.2M

Employees

Accounts

411

Address

6135 PARK SOUTH DRIVE
SUITE 510
CHARLOTTE, NC 28210

Phone

(301) 294-7804

Website

www.linkedin.com/company/wms-advisors-llc
WWW.FACEBOOK.COM/WMSADVISORS
WWW.WMSADVISORS.COM

Name	Title / Status	Ownership	Type
MACLENNAN, THOMAS, GAINES Control	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER since Jan 2026	Less than 5%	Individual
TGM CAPITAL, LLC Control	MEMBER since Sep 2021	75% or more	Domestic Entity
TWG-ADVISOR GRP, INC. Control	MEMBER since Jan 2022	50–75%	Domestic Entity
Williams, David, Robert Control	INVESTMENT ADVISER REPRESENTATIVE since Jun 1977	Less than 5%	Individual
MACLENNAN, THOMAS, GAINES Control Indirect owner via TGM CAPITAL, LLC	MANAGING MEMBER since Sep 2021	75% or more	Individual
Williams, David, Robert Control Indirect owner via TWG-ADVISOR GRP, INC.	MANAGING MEMBER since Jan 2022	75% or more	Individual

Ownership & leadership changes · 6 filings with changes since Jan 27, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 26, 2026 filing

ChangedMACLENNAN, THOMAS, GAINES · title CHIEF COMPLIANCE OFFICER & IAR → MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
ChangedTGM CAPITAL, LLC · ownership 50–75% → 75% or more
ChangedWilliams, David, Robert · title IAR → INVESTMENT ADVISER REPRESENTATIVE

Mar 11, 2025 filing

ChangedWilliams, David, Robert · indirect via TWG-ADVISOR GRP, INC.: title SHAREHOLDER → MANAGING MEMBER

Mar 17, 2022 filing

AddedMACLENNAN, THOMAS, GAINES · MANAGING MEMBER · 75% or more · indirect via TGM CAPITAL, LLC · control person
AddedTGM CAPITAL, LLC · MEMBER · 50–75% · control person
AddedTWG-ADVISOR GRP, INC. · MEMBER · 50–75% · control person
AddedWilliams, David, Robert · SHAREHOLDER · 75% or more · indirect via TWG-ADVISOR GRP, INC. · control person
ChangedMACLENNAN, THOMAS, GAINES · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & IAR; ownership 50–75% → Less than 5%
ChangedWilliams, David, Robert · title MANAGING PRINCIPAL → IAR; ownership 50–75% → Less than 5%

Jun 11, 2021 filing

ChangedMACLENNAN, THOMAS, GAINES · ownership 10–25% → 50–75%
ChangedWilliams, David, Robert · ownership 75% or more → 50–75%

Mar 11, 2019 filing

ChangedMACLENNAN, THOMAS, GAINES · ownership Less than 5% → 10–25%
ChangedWilliams, David, Robert · title MANAGING MEMBER → MANAGING PRINCIPAL

Feb 1, 2017 filing

ChangedWilliams, David, Robert · title OWNER → MANAGING MEMBER

Jan 27, 2017 filing (earliest on record)

ListedMACLENNAN, THOMAS, GAINES · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ListedWilliams, David, Robert · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

J P MORGAN EXCHANGE TRADED F$2.5M +49.1%
FIRST TR EXCHANGE-TRADED FD$1.9M +42.8%
MICROSOFT CORP$709.8K +35.9%
APPLE INC$496.0K +12.6%
SHOPIFY INC$200.5K +27.9%

Show all 11 →

Top Trims

META PLATFORMS INC-$575.4K -65.2%
ISHARES TR-$292.0K -6.2%
APPLIED MATLS INC-$151.4K -27.6%
GE AEROSPACE-$145.4K -17.9%
TAIWAN SEMICONDUCTOR MANUFAC-$141.6K -5.8%

Show all 19 →

New Positions

Exited Positions

ISHARES ETHEREUM TR$170.5K

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#	Issuer	Symbol	CUSIP	Value	Δ

WMS Group LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	J P MORGAN EXCHANGE TRADED F	JPST	46641Q837	$7.7M	9.09%	152,016	SH
2	SCHWAB STRATEGIC TR	SCHD	808524797	$6.9M	8.14%	210,690	SH
3	FIRST TR EXCHANGE-TRADED FD	FTSL	33738D309	$6.4M	7.57%	143,165	SH
4	APPLE INC	AAPL	037833100	$4.4M	5.26%	13,309	SH
5	ISHARES TR	MTUM	46432F396	$4.4M	5.26%	13,958	SH
6	J P MORGAN EXCHANGE TRADED F	JEPI	46641Q332	$3.8M	4.55%	68,205	SH
7	J P MORGAN EXCHANGE TRADED F	JEPQ	46654Q203	$3.6M	4.23%	58,180	SH
8	AMAZON COM INC	AMZN	023135106	$3.5M	4.14%	13,983	SH
9	JPMORGAN CHASE & CO	JPM	46625H100	$2.7M	3.23%	8,227	SH
10	MICROSOFT CORP	MSFT	594918104	$2.7M	3.19%	5,240	SH
11	ALPHABET INC	GOOGL	02079K305	$2.5M	2.94%	7,195	SH
12	PROSHARES TR	NOBL	74348A467	$2.5M	2.92%	45,478	SH
13	TAIWAN SEMICONDUCTOR MANUFAC	TSM	874039100	$2.3M	2.72%	5,017	SH
14	ISHARES INC	PICK	46434G848	$2.1M	2.52%	35,464	SH
15	INVESCO EXCH TRADED FD TR II	IBBQ	46138G599	$2.0M	2.43%	58,222	SH
16	DIMENSIONAL ETF TRUST	DFAS	25434V500	$1.5M	1.76%	19,115	SH
17	DIMENSIONAL ETF TRUST	DFAI	25434V203	$1.5M	1.74%	35,463	SH
18	FIRST TR EXCHANGE-TRADED FD	ACYN	33733E690	$1.5M	1.73%	70,014	SH
19	AMERICAN CENTY ETF TR	AVUV	025072877	$1.4M	1.68%	12,040	SH
20	SELECT SECTOR SPDR TR	XLV	81369Y209	$1.3M	1.56%	7,800	SH
21	NVIDIA CORPORATION	NVDA	67066G104	$1.1M	1.36%	5,001	SH
22	SHOPIFY INC	SHOP	82509L107	$920.2K	1.09%	6,205	SH
23	ALPHABET INC	GOOG	02079K107	$862.1K	1.02%	2,530	SH
24	QUANTA SVCS INC	PWR	74762E102	$744.7K	0.88%	1,159	SH
25	ISHARES TR	IWF	464287614	$741.9K	0.88%	5,923	SH
26	GOLDMAN SACHS GROUP INC	GS	38141G104	$730.2K	0.87%	811	SH
27	UNITEDHEALTH GROUP INC	UNH	91324P102	$702.2K	0.83%	1,913	SH
28	RTX CORPORATION	RTX	75513E101	$696.6K	0.83%	3,752	SH
29	VANGUARD BD INDEX FDS	BND	921937835	$677.0K	0.80%	9,651	SH
30	GE AEROSPACE	GE	369604301	$668.9K	0.79%	2,142	SH
31	WELLS FARGO & CO	WFC	949746101	$632.4K	0.75%	7,900	SH
32	HOWMET AEROSPACE INC	HWM	443201108	$592.4K	0.70%	2,619	SH
33	RAMBUS INC DEL	RMBS	750917106	$581.7K	0.69%	5,449	SH
34	WALMART INC	WMT	931142103	$568.6K	0.67%	5,472	SH
35	VANGUARD WORLD FD	VHT	92204A504	$556.6K	0.66%	1,761	SH
36	VANGUARD SCOTTSDALE FDS	VCSH	92206C409	$540.8K	0.64%	7,000	SH
37	MP MATERIALS CORP	MP	553368101	$529.8K	0.63%	11,204	SH
38	L3HARRIS TECHNOLOGIES INC	LHX	502431109	$519.7K	0.62%	2,195	SH
39	PALANTIR TECHNOLOGIES INC	PLTR	69608A108	$486.3K	0.58%	2,600	SH
40	VANGUARD SCOTTSDALE FDS	VGSH	92206C102	$402.9K	0.48%	7,000	SH
41	ISHARES STAKED ETHEREUM TR E	ETHB	46438M106	$400.1K	0.47%	11,648	SH
42	APPLIED MATLS INC	AMAT	038222105	$397.3K	0.47%	777	SH
43	COINBASE GLOBAL INC	COIN	19260Q107	$384.0K	0.46%	2,060	SH
44	VANGUARD INDEX FDS	VTI	922908769	$374.2K	0.44%	1,000	SH
45	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$360.7K	0.43%	473	SH
46	SPACE EXPLORATION TECHN CORP	SPCX	84615Q103	$359.2K	0.43%	2,381	SH
47	VERTEX PHARMACEUTICALS INC	VRTX	92532F100	$349.2K	0.41%	668	SH
48	PROSHARES TR	REGL	74347B680	$345.9K	0.41%	4,000	SH
49	COSTCO WHOLESALE CORPORATION	COST	22160K105	$337.7K	0.40%	371	SH
50	INTUITIVE SURGICAL INC	ISRG	46120E602	$333.4K	0.40%	820	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-11-06	$84.2M	60	0002085853-26-001361
2026-06-30	2026-07-23	$77.5M	57	0002085853-26-000839
2026-03-31	2026-04-21	$68.8M	50	0002085853-26-000442
2025-12-31	2026-03-03	$78.6M	54	0002085853-26-000291

Filer Information

Address

14249 THOMPSON RD
FOLSOM, LA 70437

Phone

(985) 809-0530

Filing Manager

WMS Group LLC

FOLSOM, LA

Signatory

William Stewart

Chief Compliance Officer, Managing Member