Lotus Asset Management LLC — 13F Holdings & Portfolio
CIK 2153440 · latest 13F-HR filed 2026-10-14
Lotus Asset Management LLC manages $121.5M in 13F-reported U.S. long-equity assets across 47 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (22.89%), AAPL (19.12%), QQQM (12.51%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 2; 17 existing positions rose in reported value and 3 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-14
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 84.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jun 1, 2026.
RYE, NY 10580-2891
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRANDMAN, DAVID Control | CEO, PRESIDENT, CCO since Aug 2014 | 75% or more | Individual |
Ownership & leadership changes · 1 filing with changes since Aug 13, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedBRANDMAN, DAVID · title CEO, CCO → CEO, PRESIDENT, CCO
- ListedBRANDMAN, DAVID · CEO, CCO · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$3.2M +16.0%
- MICROSOFT CORP$609.6K +41.2%
- WISDOMTREE TR$302.6K +7.6%
- AMAZON COM INC$180.7K +22.3%
- NVIDIA CORPORATION$142.4K +38.8%
Top Trims
- SPDR GOLD TR-$100.5K -15.8%
- SELECT SECTOR SPDR TR-$33.5K -7.2%
- STATE STR SPDR S&P MIDCAP 40-$17.3K -6.6%
New Positions
- EXXONMOBIL HOLDINGS CORP$404.4K
- PALANTIR TECHNOLOGIES INC$322.7K
- ABBVIE INC$289.8K
- ELI LILLY & CO$251.2K
- WALMART INC$232.4K
Lotus Asset Management LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VOO | 922908363 | $27.8M | 22.89% | 39,699 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $23.2M | 19.12% | 69,770 | SH |
| 3 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $15.2M | 12.51% | 49,910 | SH |
| 4 | VANGUARD ADMIRAL FDS INC | VOOV | 921932703 | $10.3M | 8.45% | 46,614 | SH |
| 5 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $8.8M | 7.23% | 37,640 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $5.3M | 4.34% | 6,910 | SH |
| 7 | WISDOMTREE TR | DGRW | 97717X669 | $4.3M | 3.52% | 43,935 | SH |
| 8 | ISHARES TR | DGRO | 46434V621 | $2.8M | 2.28% | 36,791 | SH |
| 9 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $2.5M | 2.04% | 7,198 | SH |
| 10 | ALPHABET INC | GOOGL | 02079K305 | $2.2M | 1.85% | 6,532 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 1.72% | 4,075 | SH |
| 12 | VANGUARD INDEX FDS | VTV | 922908744 | $1.2M | 0.96% | 5,424 | SH |
| 13 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.1M | 0.90% | 15,462 | SH |
| 14 | INVESCO QQQ TR | QQQ | 46090E103 | $1.0M | 0.83% | 1,363 | SH |
| 15 | AMAZON COM INC | AMZN | 023135106 | $989.5K | 0.81% | 3,971 | SH |
| 16 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $954.7K | 0.79% | 2,092 | SH |
| 17 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $935.3K | 0.77% | 8,429 | SH |
| 18 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $784.0K | 0.65% | 850 | SH |
| 19 | META PLATFORMS INC | META | 30303M102 | $595.2K | 0.49% | 821 | SH |
| 20 | VANECK ETF TRUST | MOAT | 92189F643 | $562.8K | 0.46% | 5,322 | SH |
| 21 | SPDR GOLD TR | GLD | 78463V107 | $537.3K | 0.44% | 1,410 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $509.7K | 0.42% | 2,233 | SH |
| 23 | GLOBAL X FDS | AIQ | 37954Y632 | $501.8K | 0.41% | 7,701 | SH |
| 24 | VANGUARD WORLD FD | VGT | 92204A702 | $498.4K | 0.41% | 3,967 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $476.2K | 0.39% | 13,254 | SH |
| 26 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $431.6K | 0.36% | 3,965 | SH |
| 27 | RTX CORPORATION | RTX | 75513E101 | $429.6K | 0.35% | 2,314 | SH |
| 28 | ISHARES TR | ARTY | 46435U556 | $412.5K | 0.34% | 5,267 | SH |
| 29 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $404.4K | 0.33% | 2,486 | SH |
| 30 | JPMORGAN CHASE & CO | JPM | 46625H100 | $390.8K | 0.32% | 1,181 | SH |
| 31 | GRAYSCALE ETHEREUM STAKING | ETH | 38964R203 | $337.2K | 0.28% | 13,228 | SH |
| 32 | INNOVATOR ETFS TRUST | PMAR | 45782C383 | $336.7K | 0.28% | 6,877 | SH |
| 33 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $322.7K | 0.27% | 1,725 | SH |
| 34 | GRAYSCALE BITCOIN MINI TR ET | BTC | 389930207 | $299.7K | 0.25% | 8,112 | SH |
| 35 | ABBVIE INC | ABBV | 00287Y109 | $289.8K | 0.24% | 1,108 | SH |
| 36 | ROCKWELL AUTOMATION INC | ROK | 773903109 | $279.2K | 0.23% | 641 | SH |
| 37 | VISA INC | V | 92826C839 | $268.0K | 0.22% | 746 | SH |
| 38 | ELI LILLY & CO | LLY | 532457108 | $251.2K | 0.21% | 217 | SH |
| 39 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $243.0K | 0.20% | 370 | SH |
| 40 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $242.4K | 0.20% | 1,238 | SH |
| 41 | PALO ALTO NETWORKS INC | PANW | 697435105 | $240.2K | 0.20% | 605 | SH |
| 42 | WALMART INC | WMT | 931142103 | $232.4K | 0.19% | 2,236 | SH |
| 43 | INNOVATOR ETFS TRUST | POCT | 45782C797 | $221.1K | 0.18% | 4,618 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $218.9K | 0.18% | 286 | SH |
| 45 | INNOVATOR ETFS TRUST | PAPR | 45782C870 | $214.8K | 0.18% | 4,974 | SH |
| 46 | INNOVATOR ETFS TRUST | PNOV | 45782C573 | $207.2K | 0.17% | 4,541 | SH |
| 47 | VANGUARD INDEX FDS | VTI | 922908769 | $204.3K | 0.17% | 546 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-14 | $121.5M | 47 | 0002085853-26-001188 |
| 2026-06-30 | 2026-09-09 | $113.0M | 43 | 0002085853-26-001094 |
NASHVILLE, TN 37212